DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cuna Brokerage Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
John David Cervellera	Cuna Brokerage Services, Inc. mixed wealth	Canopy 360 Wealth, LLC independent RIA	RIA to RIA	Apr 6, 2018	Apr 28, 2022 (1483 d)
Gregg William Lapenta	Cuna Brokerage Services, Inc. mixed wealth	Cetera Investment Advisers LLC BD affiliated	RIA to affiliated broker-dealer or bank	Apr 3, 2018	Jun 29, 2023 (1913 d)
Brent M Fisk	Cuna Brokerage Services, Inc. mixed wealth	LPL Financial LLC BD affiliated	RIA to affiliated broker-dealer or bank	Apr 2, 2018	Aug 27, 2019 (512 d)
Amy Jensen Datema	Cuna Brokerage Services, Inc. other	Comerica Securities bank affiliated	Other	Mar 27, 2018	May 30, 2018 (64 d)
Devan Lee Fox	Cuna Brokerage Services, Inc. other	J. W. Cole Advisors, Inc. other	Other	Mar 12, 2018	Apr 5, 2018
Jeffrey Alan Bettermann	Cuna Brokerage Services, Inc. other	Cuso Financial Services, L.P. BD affiliated	Other	Feb 28, 2018	Mar 22, 2018
John Richard Shepherd	Cuna Brokerage Services, Inc. other	Mansfield Investment Management unclassified	Other	Feb 15, 2018	Mar 30, 2018 (43 d)
David Eugene Miller	Cuna Brokerage Services, Inc. other	Nvest Wealth Strategies, Inc. other	Other	Feb 7, 2018	Mar 20, 2018 (41 d)
Wendell Lee Bunch	Cuna Brokerage Services, Inc. other	Fifth Third Securities, Inc. BD affiliated	Other	Feb 5, 2018	Jul 6, 2018 (151 d)
Carlie C Anderson	Cuna Brokerage Services, Inc. other	Hantz Financial Services, Inc. other	Other	Jan 17, 2018	Feb 14, 2018
William Joseph Willson	Cuna Brokerage Services, Inc. other	Money Concepts Advisory Service other	Other	Jan 10, 2018	Jan 30, 2018
Lisa Faiella	Cuna Brokerage Services, Inc. other	LPL Financial LLC independent RIA	Other	Jan 5, 2018	Jan 3, 2019 (363 d)
Adam Shane Breazeale	Cuna Brokerage Services, Inc. other	Fifth Third Securities, Inc. other	Other	Dec 12, 2017	Dec 14, 2017
Michael Robert Granja	Cuna Brokerage Services, Inc. other	U.S. Bancorp Investments, Inc. other	Other	Nov 27, 2017	Nov 20, 2017
Michael Jerome Grant	Cuna Brokerage Services, Inc. other	22 Seven Wealth Management Inc state registered	Other	Nov 27, 2017	Feb 2, 2026 (2989 d)
Biancha Soledad Infante	Cuna Brokerage Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Nov 15, 2017	Nov 28, 2017
Alan John Davis	Cuna Brokerage Services, Inc. other	Cuso Financial Services, L.P. other	Other	Nov 10, 2017	Nov 21, 2017
Hang Thanh Nguyen	Cuna Brokerage Services, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Nov 3, 2017	Nov 22, 2017
Michael Louis Rogers	Cuna Brokerage Services, Inc. other	M&T Securities, Inc. unclassified	Other	Oct 2, 2017	Oct 19, 2017
Angelica Faye Andreotti	Cuna Brokerage Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 2, 2017	Nov 29, 2017 (58 d)
Brad Allen Woods	Cuna Brokerage Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 29, 2017	Sep 27, 2017
John Mitchell Moreno	Cuna Brokerage Services, Inc. other	Alden Investment Group independent RIA	Other	Sep 20, 2017	Aug 4, 2022 (1779 d)
David Wayne Matthews	Cuna Brokerage Services, Inc. other	Swbc Investment Company other	Other	Aug 22, 2017	Aug 24, 2017
Paul M Gayler	Cuna Brokerage Services, Inc. other	Edward Jones national BD	Other	Aug 15, 2017	Aug 18, 2017
Angela I Seguro	Cuna Brokerage Services, Inc. other	Lincoln Investment other	Other	Aug 15, 2017	Aug 18, 2017
Michael Thomas Clark	Cuna Brokerage Services, Inc. other	RBC Capital Markets, LLC national BD	Other	Aug 3, 2017	Aug 15, 2017
Matthew Stephen Bellin	Cuna Brokerage Services, Inc. other	Cri Securities, LLC other	Other	Aug 2, 2017	Sep 1, 2017
Goran Tomic	Cuna Brokerage Services, Inc. other	Pnc Wealth Management BD affiliated	Other	Aug 1, 2017	Oct 12, 2018 (437 d)
Phyllis Anne Sarabyn	Cuna Brokerage Services, Inc. other	Pruco Securities, LLC other	Other	Jul 31, 2017	Aug 18, 2017
John Allen Whiteknight	Cuna Brokerage Services, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	May 8, 2017	Jun 29, 2023 (2243 d)
Evan Robertson	Cuna Brokerage Services, Inc. other	Strategic Advisers LLC national BD	Other	Apr 21, 2017	Jan 11, 2018 (265 d)
Jon Hatten	Cuna Brokerage Services, Inc. other	Portsmouth Financial Services unclassified	Other	Mar 16, 2017	Apr 3, 2017
Scott Clifford Grover	Cuna Brokerage Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Feb 15, 2017	Mar 9, 2017
Brian Arnold Hickox	Cuna Brokerage Services, Inc. other	Signator Investors, Inc. other	Other	Feb 10, 2017	Jan 31, 2017
Lisa Marie Blevens	Cuna Brokerage Services, Inc. other	Td Ameritrade Investment Management, LLC other	Other	Feb 9, 2017	Mar 16, 2017 (35 d)
Michael Coldwell	Cuna Brokerage Services, Inc. other	Edward Jones national BD	Other	Feb 6, 2017	Jan 6, 2017
Howard Brown	Cuna Brokerage Services, Inc. other	LPL Financial LLC other	Other	Feb 2, 2017	Feb 22, 2017
Ellen E Coppinger	Cuna Brokerage Services, Inc. other	Pfg Advisors other	Other	Jan 25, 2017	Mar 8, 2017 (42 d)
Matthew R Brinkmann	Cuna Brokerage Services, Inc. other	Fifth Third Securities, Inc. other	Other	Jan 19, 2017	Apr 4, 2017 (75 d)
Elizabeth Chantal Erickson	Cuna Brokerage Services, Inc. other	Transamerica Retirement Advisors, LLC BD affiliated	Other	Nov 17, 2016	Aug 24, 2021 (1741 d)
Charles Robert Doucette	Cuna Brokerage Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 15, 2016	Nov 28, 2016
Brian Bourdon	Cuna Brokerage Services, Inc. other	Scottrade Investment Management other	Other	Nov 7, 2016	Jan 30, 2017 (84 d)
Gregory Wayne Hardin	Cuna Brokerage Services, Inc. other	Investment Centers Of America, Inc. other	Other	Sep 28, 2016	Oct 3, 2016
Joseph E Shea	Cuna Brokerage Services, Inc. other	Santander Securities other	Other	Sep 28, 2016	Oct 4, 2016
Cynthia Rose Sforza	Cuna Brokerage Services, Inc. other	Wealthspire Advisors other	Other	Sep 28, 2016	Sep 21, 2016
Travis Corbin Smith	Cuna Brokerage Services, Inc. other	Cuso Financial Services, L.P. other	Other	Sep 26, 2016	Sep 26, 2016
Paul James Rubacka	Cuna Brokerage Services, Inc. other	Financial Engines Advisor Center, LLC other	Other	Sep 9, 2016	Sep 14, 2016
Ryan Edward Rosenow	Cuna Brokerage Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Sep 9, 2016	Sep 27, 2016
Jesus Alberto Soto	Cuna Brokerage Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 2, 2016	Aug 16, 2016
Mark Richard Olson	Cuna Brokerage Services, Inc. other	U.S. Bancorp Investments, Inc. other	Other	Aug 12, 2016	Aug 11, 2016
Lavander Landowski	Cuna Brokerage Services, Inc. other	Transamerica Retirement Advisors, LLC other	Other	Aug 11, 2016	Sep 12, 2016 (32 d)
David Elba Richey	Cuna Brokerage Services, Inc. other	Western Wealth Management LLC other	Other	Aug 2, 2016	Aug 1, 2016
Amy Jensen Datema	Cuna Brokerage Services, Inc. other	Oneamerica Securities, Inc. other	Other	Jul 22, 2016	Aug 10, 2016
Craig Scott Lundquist	Cuna Brokerage Services, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jul 11, 2016	Jul 25, 2016
Erik Olson	Cuna Brokerage Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 11, 2016	Jul 18, 2016
Jacob G Versteeg	Cuna Brokerage Services, Inc. other	Scottrade Investment Management other	Other	Jul 7, 2016	Feb 3, 2017 (211 d)
Cody James Solverson	Cuna Brokerage Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 10, 2016	Jun 13, 2016
Kevin John Shanks	Cuna Brokerage Services, Inc. other	Spc BD affiliated	Other	Jun 8, 2016	Jan 1, 2025 (3129 d)
Chris Castro	Cuna Brokerage Services, Inc. other	Securities America Advisors, Inc. other	Other	Jun 2, 2016	Jul 29, 2016 (57 d)
Christopher D Anderson	Cuna Brokerage Services, Inc. other	Edward Jones national BD	Other	May 20, 2016	May 27, 2016

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693 moves match.