DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Dempsey Lord Smith, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jerry Eskel Dempsey | Dempsey Lord Smith, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2026 | Nov 23, 2025 |
| Jesse Julian Griffin | Dempsey Lord Smith, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2026 | Nov 26, 2025 |
| Gregory Gaston Gibson | Dempsey Lord Smith, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2026 | Mar 5, 2026 |
| Michael K Argo | Dempsey Lord Smith, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 3, 2026 | Jul 7, 2026 (95 d) |
| Daniel H Motyl | Dempsey Lord Smith, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2026 | Dec 3, 2025 |
| Adam Scott Weiner | Dempsey Lord Smith, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2026 | Dec 1, 2025 |
| Michael Sean Primo | Dempsey Lord Smith, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2026 | Nov 25, 2025 |
| William Stuart Finnie | Dempsey Lord Smith, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2026 | May 6, 2026 (33 d) |
| Robert Anthony Nevarez | Dempsey Lord Smith, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 9, 2026 | Mar 10, 2026 |
| Gal Gali Horev | Dempsey Lord Smith, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 9, 2026 | Mar 9, 2026 |
| Clarence Edmund Blanton | Dempsey Lord Smith, LLC independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 3, 2026 | Mar 2, 2026 |
| Clarence Edmund Blanton | Dempsey Lord Smith, LLC independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 3, 2026 | Mar 2, 2026 |
| Charles Albert Strickland | Dempsey Lord Smith, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2026 | Feb 22, 2026 |
| Cary Lynn Hise | Dempsey Lord Smith, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2026 | Feb 22, 2026 |
| Barry Park Dow | Dempsey Lord Smith, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 10, 2026 | Feb 12, 2026 |
| Daniel Benjamin Kistler | Dempsey Lord Smith, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 10, 2026 | Feb 12, 2026 |
| Andrew Stephen Rodgers | Dempsey Lord Smith, LLC independent RIA | Blackridge Asset Management, LLC independent RIA | RIA to RIA | Jan 21, 2026 | May 26, 2026 (125 d) |
| Zachary Chapman Gerrells | Dempsey Lord Smith, LLC independent RIA | Blackridge Asset Management, LLC independent RIA | RIA to RIA | Jan 21, 2026 | May 26, 2026 (125 d) |
| Scott Manning Porter | Dempsey Lord Smith, LLC independent RIA | Compound Planning, Inc. independent RIA | RIA to RIA | Jan 14, 2026 | Jan 13, 2026 |
| Kenneth Whitney Brown | Dempsey Lord Smith, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Jan 23, 2026 |
| Barry Park Dow | Dempsey Lord Smith, LLC independent RIA | Retirement Cash Flow Group, LLC unclassified | Other | Dec 31, 2025 | Mar 22, 2018 |
| Daniel Benjamin Kistler | Dempsey Lord Smith, LLC independent RIA | Retirement Cash Flow Group, LLC unclassified | Other | Dec 31, 2025 | Apr 2, 2019 |
| Michael David Dose | Dempsey Lord Smith, LLC independent RIA | Emerson Equity LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 5, 2025 | Dec 1, 2025 |
| Jefferson Trent Olney | Dempsey Lord Smith, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 2, 2025 | Jan 12, 2026 (41 d) |
| John Robert Dixon | Dempsey Lord Smith, LLC independent RIA | Valuewealth Services, LLC independent RIA | RIA to RIA | Nov 21, 2025 | Nov 25, 2025 |
| Timothy Michael Eckel | Dempsey Lord Smith, LLC independent RIA | Blackridge Asset Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2025 | Jan 7, 2026 (47 d) |
| Matthew Land | Dempsey Lord Smith, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2025 | Jan 2, 2026 (42 d) |
| Grant Wheeler Goldberg | Dempsey Lord Smith, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2025 | Jan 29, 2026 (69 d) |
| Megan Leigh Brown | Dempsey Lord Smith, LLC independent RIA | Ascentis Independent Advisors, LLC independent RIA | RIA to RIA | Nov 18, 2025 | Aug 21, 2026 (276 d) |
| Timothy Patrick Ohayer | Dempsey Lord Smith, LLC independent RIA | Mma Securities LLC no RAUM | Other | Nov 12, 2025 | Nov 17, 2025 |
| Assen Alexandrov Kuklin | Dempsey Lord Smith, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2025 | Nov 7, 2025 |
| Clark Harris Weeks | Dempsey Lord Smith, LLC independent RIA | Intercarolina Financial Services, Inc. independent RIA | RIA to RIA | Oct 7, 2025 | Oct 2, 2025 |
| Steven Michael Goodman | Dempsey Lord Smith, LLC independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2024 | Apr 16, 2025 (114 d) |
| Lauren Skidmore Ivester | Dempsey Lord Smith, LLC independent RIA | Wealthpoint Advisors no RAUM | RIA to a newly registered adviser | Sep 11, 2024 | Oct 10, 2024 |
| Cory Adam Shuford | Dempsey Lord Smith, LLC independent RIA | Wealthpoint Advisors no RAUM | RIA to a newly registered adviser | Sep 11, 2024 | Sep 12, 2024 |
| Kyle David Sikes | Dempsey Lord Smith, LLC independent RIA | Wealthpoint Advisors no RAUM | RIA to a newly registered adviser | Sep 11, 2024 | Sep 12, 2024 |
| Julio C Gaviria | Dempsey Lord Smith, LLC independent RIA | Wealthpoint Advisors no RAUM | RIA to a newly registered adviser | Sep 11, 2024 | Sep 12, 2024 |
| Jerry Lee Parrish | Dempsey Lord Smith, LLC independent RIA | Jlp Investments state registered | RIA to a state-registered adviser | Jul 11, 2024 | Jul 12, 2024 |
| Victoria Claire Sullivan | Dempsey Lord Smith, LLC independent RIA | New Horizons Wealth Management independent RIA | RIA to RIA | Jul 9, 2024 | Oct 9, 2024 (92 d) |
| Sejal Patel | Dempsey Lord Smith, LLC independent RIA | Emerson Equity LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 16, 2024 | Mar 31, 2025 (319 d) |
| Richard James Gow | Dempsey Lord Smith, LLC independent RIA | Compound Planning, Inc. independent RIA | RIA to RIA | Apr 12, 2024 | Sep 21, 2022 |
| Johnathan Lamar Peabody | Dempsey Lord Smith, LLC independent RIA | Beeyond Capital, LLC state registered | RIA to a state-registered adviser | Feb 28, 2024 | Jun 25, 2024 (118 d) |
| Karen Meyer Holland | Dempsey Lord Smith, LLC independent RIA | Coppell Advisory Solutions LLC independent RIA | RIA to RIA | May 23, 2023 | Jun 1, 2023 |
| Danielle L Rouseau | Dempsey Lord Smith, LLC independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 22, 2023 | Aug 3, 2023 (73 d) |
| Flint T Schuller | Dempsey Lord Smith, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jan 18, 2022 | Oct 25, 2022 (280 d) |
| Robert Clark Armstrong | Dempsey Lord Smith, LLC independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2021 | Jan 14, 2022 (46 d) |
| Shaun Francis Moynihan | Dempsey Lord Smith, LLC independent RIA | Coppell Advisory Solutions LLC independent RIA | RIA to RIA | Oct 14, 2021 | Oct 15, 2021 |
| Joseph Patrick Roop | Dempsey Lord Smith, LLC independent RIA | Coppell Advisory Solutions LLC independent RIA | RIA to RIA | Sep 21, 2021 | Mar 2, 2022 (162 d) |
| Brittney Michelle Miller | Dempsey Lord Smith, LLC independent RIA | Coppell Advisory Solutions LLC independent RIA | RIA to RIA | Sep 21, 2021 | Nov 24, 2021 (64 d) |
| Robert George Langhorst | Dempsey Lord Smith, LLC independent RIA | Concorde Asset Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2021 | Apr 21, 2021 |
| Gary Wayne Copeland | Dempsey Lord Smith, LLC independent RIA | Integrity Alliance, LLC independent RIA | RIA to RIA | Dec 18, 2020 | Dec 22, 2020 |
| Steven Kirk Denton | Dempsey Lord Smith, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Dec 16, 2020 | Jan 5, 2021 |
| Wendy Thomas Fricks | Dempsey Lord Smith, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Oct 19, 2020 | Oct 16, 2020 |
| Adrian Devon Lyles | Dempsey Lord Smith, LLC independent RIA | Lyles Wealth Management LLC state registered | RIA to a state-registered adviser | Feb 28, 2019 | Dec 3, 2018 |
| Dennis Eugene Lott | Dempsey Lord Smith, LLC other | J. W. Cole Advisors, Inc. other | Other | Jul 31, 2017 | Aug 25, 2017 |
| John Alan Cory | Dempsey Lord Smith, LLC other | Asset Accumulation,Protection,Preservation And Transfer, LLC state registered | Other | May 1, 2017 | Mar 4, 2022 (1768 d) |
| John Archie Bowling | Dempsey Lord Smith, LLC other | Mccormack Financial Planning Inc. other | Other | Dec 6, 2016 | Dec 3, 2015 |
| Ralph Bond | Dempsey Lord Smith, LLC other | Lasalle St. Investment Advisors, L.L.C. other | Other | Sep 30, 2016 | Sep 28, 2016 |
| David Mark Garner | Dempsey Lord Smith, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Apr 8, 2016 | Apr 12, 2016 |
| Ruth Denise Goldstein | Dempsey Lord Smith, LLC other | Alphastar Capital Management other | Other | Nov 3, 2015 | Oct 13, 2015 |
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63 moves match.