DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cerity Partners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William James Dion | Cerity Partners LLC independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Jun 3, 2026 | Jul 15, 2026 (42 d) |
| James Michael Erskine | Cerity Partners LLC independent RIA | Corington Wealth state registered | RIA to a state-registered adviser | Apr 23, 2026 | Apr 24, 2026 |
| Nicholas Vincent Di Palo | Cerity Partners LLC independent RIA | Modera Wealth Management, LLC independent RIA | RIA to RIA | Apr 13, 2026 | May 12, 2026 |
| Charles Wayan Schwab | Cerity Partners LLC independent RIA | Define Financial, LLC independent RIA | RIA to RIA | Apr 7, 2026 | Mar 9, 2026 |
| Owen Joseph Morrow | Cerity Partners LLC independent RIA | Clearstead; Clearstead Advisory Solutions independent RIA | RIA to RIA | Mar 3, 2026 | Mar 5, 2026 |
| Shadrack Frempong | Cerity Partners LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 23, 2026 | Mar 16, 2026 |
| Justin Michael Hobbs | Cerity Partners LLC independent RIA | Rivertree Wealth independent RIA | RIA to RIA | Jan 20, 2026 | Mar 3, 2026 (42 d) |
| Zack Henry Payne | Cerity Partners LLC independent RIA | Leading Edge Financial Planning LLC independent RIA | RIA to RIA | Jan 13, 2026 | Jan 28, 2026 |
| Michael Syer | Cerity Partners LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2025 | Dec 10, 2025 |
| James Richard Keller | Cerity Partners LLC independent RIA | Keller Investment Advisors LLC state registered | RIA to a state-registered adviser | Nov 17, 2025 | Jun 16, 2026 (211 d) |
| Caden Frank Sanchez | Cerity Partners LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Oct 31, 2025 | May 5, 2026 (186 d) |
| Kyler William Stephens | Cerity Partners LLC independent RIA | Brown | Miller Wealth Management, LLC independent RIA | RIA to RIA | Sep 25, 2025 | Oct 1, 2025 |
| Jeffrey Michael Houghtby | Cerity Partners LLC independent RIA | D. M. Brenner, Inc. independent RIA | RIA to RIA | Sep 22, 2025 | Oct 14, 2025 |
| Matthew David Kirby | Cerity Partners LLC independent RIA | Brighton Jones LLC independent RIA | RIA to RIA | Aug 26, 2025 | Sep 30, 2025 (35 d) |
| Adam Joseph Simoncelli | Cerity Partners LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2025 | Aug 11, 2025 |
| Nicholas Irving Arthur Wheeler | Cerity Partners LLC independent RIA | 49 Financial independent RIA | RIA to RIA | Aug 1, 2025 | Sep 2, 2026 (397 d) |
| Abby Scott Wiser | Cerity Partners LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jun 6, 2025 | Jun 18, 2025 |
| Nicholas L Gerber | Cerity Partners LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 2, 2025 | Sep 10, 2025 (100 d) |
| Leslie Shockley Ballantine | Cerity Partners LLC independent RIA | Shepherd Financial Investment Advisory LLC institutional | Other | Jun 2, 2025 | Jul 18, 2025 (46 d) |
| Robert James Sollazzo | Cerity Partners LLC independent RIA | Quent Capital, LLC independent RIA | RIA to RIA | May 19, 2025 | Jul 7, 2025 (49 d) |
| Matthew Warren Heath | Cerity Partners LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Apr 23, 2025 | Sep 16, 2026 (511 d) |
| Jacob Alan Gurock | Cerity Partners LLC independent RIA | Centurion Wealth Management independent RIA | RIA to RIA | Jan 16, 2025 | Jan 21, 2025 |
| Eric M Thompson | Cerity Partners LLC independent RIA | Secfi Advisory Limited other | Other | Jan 3, 2025 | Jan 15, 2025 |
| Brendan Michael White | Cerity Partners LLC independent RIA | Essential Partners LLC independent RIA | RIA to RIA | Jan 2, 2025 | Feb 4, 2025 (33 d) |
| Roberta Ruby Mendoza | Cerity Partners LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Nov 22, 2024 | Feb 7, 2025 (77 d) |
| Michael D Keating | Cerity Partners LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Nov 12, 2024 | Nov 15, 2024 |
| Charles Thomson Angle | Cerity Partners LLC independent RIA | Rosenblum Silverman Sutton Sf Inc independent RIA | RIA to RIA | Aug 13, 2024 | Dec 11, 2024 (120 d) |
| Katherine Krause | Cerity Partners LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Aug 12, 2024 | Oct 15, 2024 (64 d) |
| Ziying Zhou | Cerity Partners LLC independent RIA | Prospera Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2024 | Aug 28, 2024 (37 d) |
| Reed Aaron Nothwang | Cerity Partners LLC independent RIA | Compound Planning, Inc. independent RIA | RIA to RIA | Jun 20, 2024 | Jan 1, 2025 (195 d) |
| William J Tricarico | Cerity Partners LLC independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Apr 17, 2024 | Oct 7, 2024 (173 d) |
| Joshua Eugene Johnson | Cerity Partners LLC independent RIA | Evernest Financial Advisors independent RIA | RIA to RIA | Mar 15, 2024 | Jun 17, 2024 (94 d) |
| Aimee Adler | Cerity Partners LLC independent RIA | Shufro, Rose & Co., LLC independent RIA | RIA to RIA | Jan 11, 2024 | Feb 6, 2024 |
| Jonathan Rowe Salvato | Cerity Partners LLC independent RIA | Diamond Client Group, LLC independent RIA | RIA to RIA | Jan 9, 2024 | Aug 9, 2024 (213 d) |
| Olive W Mitchell | Cerity Partners LLC independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | Jan 9, 2024 | Aug 26, 2024 (230 d) |
| Bradley Robert Fry | Cerity Partners LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Jan 9, 2024 | Jan 9, 2024 |
| Andrea Zilli | Cerity Partners LLC independent RIA | Sfi Advisors, LLC independent RIA | RIA to RIA | Jan 2, 2024 | Apr 24, 2025 (478 d) |
| Eric Towell | Cerity Partners LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2023 | Dec 18, 2023 (32 d) |
| Gavin Quade Beauregard | Cerity Partners LLC independent RIA | Ai Funds asset manager | Other | Nov 16, 2023 | Oct 21, 2024 (340 d) |
| James Gerard Guidera | Cerity Partners LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Oct 18, 2023 | Jan 2, 2024 (76 d) |
| Benjamin M Hout | Cerity Partners LLC independent RIA | Horter Investment Management, LLC independent RIA | RIA to RIA | Sep 12, 2023 | Nov 6, 2023 (55 d) |
| William A Mcclure | Cerity Partners LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Aug 28, 2023 | Jun 14, 2023 |
| Leann Shea | Cerity Partners LLC independent RIA | Cresset Asset Management, LLC independent RIA | RIA to RIA | Jul 28, 2023 | Nov 21, 2024 (482 d) |
| Lenee B Dirzuweit | Cerity Partners LLC independent RIA | T. Rowe Price Advisory Services, Inc. independent RIA | RIA to RIA | Jun 28, 2023 | Jun 29, 2023 |
| Janie Marie Monroe | Cerity Partners LLC independent RIA | Crestwood Advisors independent RIA | RIA to RIA | Apr 10, 2023 | Mar 27, 2023 |
| John Lee | Cerity Partners LLC independent RIA | Facet independent RIA | RIA to RIA | Jan 4, 2023 | Jun 20, 2023 (167 d) |
| Suzanne Alexis Grason | Cerity Partners LLC independent RIA | Spark Financial Advisors independent RIA | RIA to RIA | Dec 12, 2022 | Dec 12, 2022 |
| Chase Allan Smith | Cerity Partners LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2022 | Oct 10, 2022 |
| Adam Jay Battat | Cerity Partners LLC independent RIA | Iconiq Capital, LLC other | Other | Nov 7, 2022 | Mar 24, 2023 (137 d) |
| Faith Counio | Cerity Partners LLC independent RIA | Sas Financial Advisors, LLC. independent RIA | RIA to RIA | Sep 11, 2022 | May 30, 2023 (261 d) |
| Keith J. Feinberg | Cerity Partners LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Apr 25, 2022 | Apr 4, 2022 |
| Allen William Dengler | Cerity Partners LLC independent RIA | Clearstead; Clearstead Advisory Solutions mixed wealth | RIA to RIA | Mar 9, 2022 | Mar 27, 2024 (749 d) |
| Drew Louis Kootman | Cerity Partners LLC independent RIA | Canopy Wealth Management independent RIA | RIA to RIA | Jan 31, 2022 | Mar 14, 2022 (42 d) |
| Matthew Ross Heckler | Cerity Partners LLC mixed wealth | Telemus Capital, LLC independent RIA | RIA to RIA | Aug 6, 2020 | Sep 10, 2020 (35 d) |
| Jeffrey Neal Malbasa | Cerity Partners LLC other | Capital Client Group, Inc. no RAUM | Other | Apr 20, 2017 | Apr 24, 2017 |
| David Joseph Rubis | Cerity Partners LLC other | Hightower Advisors, LLC BD affiliated | Other | Feb 16, 2017 | May 27, 2019 (830 d) |
| Keaton H Hamilton | Cerity Partners LLC other | First Foundation Advisors other | Other | Mar 10, 2016 | Feb 22, 2016 |
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57 moves match.