DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Personal Capital Advisors Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Allyn Joyner | Personal Capital Advisors Corporation independent RIA | Fortis Capital Advisors, LLC independent RIA | RIA to RIA | Mar 29, 2023 | Mar 30, 2023 |
| Garrett Dale Patton | Personal Capital Advisors Corporation independent RIA | Creative Planning Institutional Advisors, LLC institutional | Other | Mar 22, 2023 | Sep 9, 2024 (537 d) |
| Andrew Moore Smith | Personal Capital Advisors Corporation independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2023 | Apr 11, 2023 |
| Ryan William Emerson | Personal Capital Advisors Corporation independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | Mar 8, 2023 | Mar 28, 2023 |
| Ashley Elaine Duffey | Personal Capital Advisors Corporation independent RIA | Concentric independent RIA | RIA to RIA | Feb 27, 2023 | Jul 10, 2024 (499 d) |
| Glenn W Shaffer | Personal Capital Advisors Corporation independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 13, 2023 | May 15, 2023 (91 d) |
| Michael A. Adams | Personal Capital Advisors Corporation independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 2, 2023 | May 2, 2023 (89 d) |
| Dylan Frank Patrick Younce | Personal Capital Advisors Corporation independent RIA | Zacks Investment Management, Inc. mixed wealth | RIA to RIA | Jan 6, 2023 | Jan 12, 2023 |
| Jordan Meurrier Pedron | Personal Capital Advisors Corporation independent RIA | Ndvr independent RIA | RIA to RIA | Dec 16, 2022 | Jan 17, 2023 (32 d) |
| Zachary Barrett Lundak | Personal Capital Advisors Corporation independent RIA | Barrett Fp LLC state registered | RIA to a state-registered adviser | Dec 15, 2022 | Apr 29, 2025 (866 d) |
| Keith Michael Prybylski | Personal Capital Advisors Corporation independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Dec 6, 2022 | Dec 19, 2022 |
| Joseph Lynch | Personal Capital Advisors Corporation independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Nov 9, 2022 |
| Luke Thomas Mokma | Personal Capital Advisors Corporation independent RIA | Koa Wealth Management, LLC independent RIA | RIA to RIA | Oct 31, 2022 | Nov 9, 2022 |
| Jeffrey James Jordano | Personal Capital Advisors Corporation independent RIA | Principal Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Nov 1, 2022 |
| Scott Mccandless | Personal Capital Advisors Corporation independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 26, 2022 | Oct 25, 2022 |
| Brian Andrew Turner | Personal Capital Advisors Corporation independent RIA | Facet independent RIA | RIA to RIA | Oct 4, 2022 | Oct 3, 2022 |
| George Carpenter Timson | Personal Capital Advisors Corporation independent RIA | Signalpoint Asset Management LLC independent RIA | RIA to RIA | Sep 12, 2022 | Sep 14, 2022 |
| Brandon Lynn French | Personal Capital Advisors Corporation independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 30, 2022 | Jul 9, 2024 (679 d) |
| Chad Kimble | Personal Capital Advisors Corporation independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Aug 30, 2022 | Nov 22, 2022 (84 d) |
| Dennison George Davis | Personal Capital Advisors Corporation independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2022 | Aug 22, 2022 |
| Leslie Evan Anthony Frazier | Personal Capital Advisors Corporation independent RIA | Hill Country Kingdom Advisors state registered | RIA to a state-registered adviser | Aug 19, 2022 | May 31, 2023 (285 d) |
| Michael Cronin Freeman | Personal Capital Advisors Corporation independent RIA | Fisher Investments independent RIA | RIA to RIA | Aug 19, 2022 | Sep 15, 2022 |
| William Scott Baber | Personal Capital Advisors Corporation independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | May 20, 2022 | Apr 25, 2025 (1071 d) |
| Sean M. Myers | Personal Capital Advisors Corporation independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | May 13, 2022 | Mar 26, 2025 (1048 d) |
| Ernest Lloyd Neeley | Personal Capital Advisors Corporation independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | May 13, 2022 | Aug 4, 2022 (83 d) |
| Jeffrey Beck | Personal Capital Advisors Corporation independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 13, 2022 | Jun 3, 2022 |
| Phebe Etchu | Personal Capital Advisors Corporation independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Apr 27, 2022 | May 5, 2022 |
| Matthew Owen Reagan | Personal Capital Advisors Corporation independent RIA | Citi Private Advisory, LLC asset manager | Other | Apr 5, 2022 | Apr 20, 2022 |
| Ildemaro Antonio Asprino | Personal Capital Advisors Corporation independent RIA | Fisher Investments independent RIA | RIA to RIA | Mar 31, 2022 | May 12, 2022 (42 d) |
| Samantha Leigh Dwyer | Personal Capital Advisors Corporation independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 18, 2022 | Apr 6, 2022 |
| Taylor Robbert Curtius | Personal Capital Advisors Corporation independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2022 | Apr 25, 2022 (56 d) |
| Brooks M Morgan | Personal Capital Advisors Corporation independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 8, 2022 | Mar 3, 2022 |
| David Sean Marks | Personal Capital Advisors Corporation independent RIA | Edelman Financial Engines mixed wealth | RIA to RIA | Jan 18, 2022 | Jan 31, 2022 |
| Timothy James Hoffman | Personal Capital Advisors Corporation independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Jan 5, 2022 | Feb 11, 2022 (37 d) |
| Bryan Lennon | Personal Capital Advisors Corporation independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Nov 24, 2021 | Sep 11, 2023 (656 d) |
| Sean Thomas Johnson | Personal Capital Advisors Corporation independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Nov 24, 2021 | Jan 3, 2022 (40 d) |
| Michael David Reed | Personal Capital Advisors Corporation independent RIA | Fisher Investments independent RIA | RIA to RIA | Nov 1, 2021 | Nov 12, 2021 |
| Andrew Karl Klindt | Personal Capital Advisors Corporation independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 26, 2021 | Dec 13, 2021 (48 d) |
| Matthew R Voell | Personal Capital Advisors Corporation independent RIA | Fisher Investments independent RIA | RIA to RIA | Sep 27, 2021 | Jul 20, 2022 (296 d) |
| John Nordstrom | Personal Capital Advisors Corporation independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 17, 2021 | Oct 7, 2021 |
| Drew Thomas Fear | Personal Capital Advisors Corporation independent RIA | Capital Investment Advisors, LLC independent RIA | RIA to RIA | Sep 15, 2021 | Jan 18, 2022 (125 d) |
| Susan Kathleen Monaghan | Personal Capital Advisors Corporation independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 15, 2021 | Nov 9, 2021 (55 d) |
| David Michael Goodman | Personal Capital Advisors Corporation independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Sep 8, 2021 | Sep 7, 2023 (729 d) |
| Edward Skinner | Personal Capital Advisors Corporation independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2021 | Sep 16, 2021 |
| Rob Palmer | Personal Capital Advisors Corporation independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Aug 31, 2021 | Jul 11, 2023 (679 d) |
| Matthew Thomas Gray | Personal Capital Advisors Corporation independent RIA | Anthrofi Wealth Group unclassified | Other | Aug 24, 2021 | Sep 30, 2021 (37 d) |
| Kory David Lee | Personal Capital Advisors Corporation independent RIA | Truist Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 12, 2021 | Dec 2, 2021 (112 d) |
| Erin Danielle Bluske | Personal Capital Advisors Corporation independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 4, 2021 | Sep 2, 2021 |
| Christopher Stephen Dooley | Personal Capital Advisors Corporation independent RIA | Rwa Wealth Partners independent RIA | RIA to RIA | Jul 26, 2021 | Jul 30, 2021 |
| Houston James Friend | Personal Capital Advisors Corporation independent RIA | Redeem Wealth Management independent RIA | RIA to RIA | Jul 14, 2021 | Aug 10, 2021 |
| Todd Lee Latocha | Personal Capital Advisors Corporation independent RIA | Hippocratic Financial Advisors independent RIA | RIA to RIA | May 12, 2021 | Jun 7, 2021 |
| Amin N Dabit | Personal Capital Advisors Corporation independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | May 7, 2021 | Apr 17, 2024 (1076 d) |
| Daniel James Kellogg | Personal Capital Advisors Corporation independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2021 | May 25, 2021 |
| Kevin William Vogel | Personal Capital Advisors Corporation independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 29, 2021 | May 24, 2021 |
| Hope Gena Albu | Personal Capital Advisors Corporation independent RIA | Peak Asset Management, LLC independent RIA | RIA to RIA | Apr 12, 2021 | Dec 8, 2021 (240 d) |
| Andrew Charles Thompson | Personal Capital Advisors Corporation independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Feb 2, 2021 | Jan 25, 2022 (357 d) |
| Robert William Casale | Personal Capital Advisors Corporation independent RIA | Farther independent RIA | RIA to RIA | Jan 11, 2021 | Sep 20, 2021 (252 d) |
| Ross Charles Von Minden | Personal Capital Advisors Corporation independent RIA | Fisher Investments independent RIA | RIA to RIA | Nov 17, 2020 | Nov 20, 2020 |
| Steven Hart | Personal Capital Advisors Corporation independent RIA | Fisher Investments independent RIA | RIA to RIA | Nov 4, 2020 | Dec 21, 2020 (47 d) |
| Stefan Jackson | Personal Capital Advisors Corporation independent RIA | Jackson Wealth Management, LLC independent RIA | RIA to RIA | Aug 27, 2020 | Oct 23, 2020 (57 d) |
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113 moves match.