DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Foundations Investment Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jonathan P EnglishFoundations Investment Advisors LLC independent RIACreativeone Wealth, LLC independent RIARIA to RIASep 2, 2025Sep 2, 2025
Eddy Kojo AgyemanFoundations Investment Advisors LLC independent RIAConnecticut Capital Management Group, LLC independent RIARIA to RIAAug 21, 2025Dec 19, 2025 (120 d)
Stuart Mathew HunsickerFoundations Investment Advisors LLC independent RIAGradient Advisors, LLC independent RIARIA to RIAAug 8, 2025Aug 12, 2025
Matthew Howard EilersFoundations Investment Advisors LLC independent RIAImpact Partnership Wealth, LLC independent RIARIA to RIAJul 16, 2025Jul 16, 2025
Paul Howard MillerFoundations Investment Advisors LLC independent RIACreative Financial Designs, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 16, 2025Jul 15, 2025
Grant Listern RobinsonFoundations Investment Advisors LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJul 8, 2025Sep 17, 2026 (436 d)
Jonathon David MccoyFoundations Investment Advisors LLC independent RIAMarket Investment Group, LLC no RAUMRIA to a newly registered adviserJul 2, 2025Jul 2, 2025
Ethan Colby EdwardsFoundations Investment Advisors LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 17, 2025Jun 16, 2025
Michael Adam WillardFoundations Investment Advisors LLC independent RIAEsi Financial Advisors independent RIARIA to RIAMay 22, 2025May 23, 2025
Phillip Anthony HoganFoundations Investment Advisors LLC independent RIAOmega Wealth Private Capital LLC state registeredRIA to a state-registered adviserApr 22, 2025Apr 28, 2025
Marcus Jermaine RobinsonFoundations Investment Advisors LLC independent RIARevision Wealth Management LLC state registeredRIA to a state-registered adviserApr 16, 2025May 28, 2024
Julia Beth NewtonFoundations Investment Advisors LLC independent RIAThe Jamison Edward Group state registeredRIA to a state-registered adviserApr 8, 2025Apr 11, 2025
William Harold RiggsFoundations Investment Advisors LLC independent RIAAdvisor Share Wealth Management, LLC independent RIARIA to RIAApr 7, 2025Apr 7, 2025
Sarah Renee SquireFoundations Investment Advisors LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAMar 24, 2025Mar 20, 2025
Kristofer Joseph LanzerFoundations Investment Advisors LLC independent RIAW&S Brokerage Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 14, 2025May 13, 2025 (60 d)
Richard A. EverettFoundations Investment Advisors LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 14, 2025May 9, 2025 (56 d)
Cory Steven ZafkeFoundations Investment Advisors LLC independent RIAAdvisornet Wealth Partners independent RIARIA to RIAMar 10, 2025Feb 23, 2026 (350 d)
Jacqueline Ann FursmanFoundations Investment Advisors LLC independent RIAAdvisornet Wealth Partners independent RIARIA to RIAMar 6, 2025Mar 7, 2025
Taylor James SundeenFoundations Investment Advisors LLC independent RIAAdvisornet Wealth Partners independent RIARIA to RIAMar 3, 2025Mar 4, 2025
Jennifer AguirreFoundations Investment Advisors LLC independent RIAStirlingshire Investments independent RIARIA to RIAFeb 14, 2025May 10, 2025 (85 d)
Dylan Ryan JanzenFoundations Investment Advisors LLC independent RIAFuture Capital Management Inc. state registeredRIA to a state-registered adviserJan 15, 2025Jan 16, 2025
Jason Scott HoeltzelFoundations Investment Advisors LLC independent RIAKissling Financial Services, LLC independent RIARIA to RIAJan 13, 2025Feb 28, 2025 (46 d)
Michael MarkiewiczFoundations Investment Advisors LLC independent RIARwm Capital, LLC independent RIARIA to RIAJan 2, 2025Mar 26, 2024
Ernesto PachecoFoundations Investment Advisors LLC independent RIABrookstone Wealth Advisors, LLC no RAUMOtherDec 26, 2024Nov 21, 2024
Michael A LewinFoundations Investment Advisors LLC independent RIATucker Asset Management LLC independent RIARIA to RIANov 8, 2024Nov 15, 2024
Karen Ames GarnerFoundations Investment Advisors LLC independent RIARwm Capital, LLC independent RIARIA to RIAOct 30, 2024Oct 4, 2023
Paul Edward RobertsFoundations Investment Advisors LLC independent RIARwm Capital, LLC independent RIARIA to RIAOct 30, 2024May 2, 2023
Audrey Moxon WestFoundations Investment Advisors LLC independent RIAGradient Advisors, LLC independent RIARIA to RIAOct 30, 2024Oct 25, 2024
Thomas Nolan Terrell MooreFoundations Investment Advisors LLC independent RIARwm Capital, LLC independent RIARIA to RIAOct 30, 2024Oct 6, 2023
Carter Allan LewisFoundations Investment Advisors LLC independent RIARwm Capital, LLC independent RIARIA to RIAOct 30, 2024May 3, 2023
John Richard RyerFoundations Investment Advisors LLC independent RIANobles & Richards Advisors, LLC state registeredRIA to a state-registered adviserOct 4, 2024Jul 1, 2026 (635 d)
Samantha N PetterFoundations Investment Advisors LLC independent RIATruist Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 4, 2024Dec 5, 2024 (62 d)
Brennan Tyler SarbaughFoundations Investment Advisors LLC independent RIATriad Wealth Partners, LLC independent RIARIA to RIASep 10, 2024Oct 8, 2024
Paul QuebecFoundations Investment Advisors LLC independent RIASimplicity Wealth otherOtherAug 15, 2024Jan 2, 2025 (140 d)
Joseph William RemsonFoundations Investment Advisors LLC independent RIASimplicity Wealth otherOtherAug 15, 2024Jan 2, 2025 (140 d)
Brandon Paul WyattFoundations Investment Advisors LLC independent RIAImpact Partnership Wealth, LLC independent RIARIA to RIAJul 19, 2024Sep 17, 2024 (60 d)
Samuel Ivor AlleyneFoundations Investment Advisors LLC independent RIAColomb Investment Management Company, LLC independent RIARIA to RIAJul 1, 2024Jun 20, 2024
Johndavid WoolleyFoundations Investment Advisors LLC independent RIAWestern Wealth Management LLC independent RIARIA to RIAApr 26, 2024Jan 1, 2025 (250 d)
William David PikeFoundations Investment Advisors LLC independent RIANew England Financial Services state registeredRIA to a state-registered adviserMar 20, 2024May 16, 2023
Zachary Stuart BrodtFoundations Investment Advisors LLC independent RIASl Capital no RAUMRIA to a newly registered adviserMar 1, 2024Nov 16, 2023
Joshua Caleb HarterFoundations Investment Advisors LLC independent RIASl Capital no RAUMRIA to a newly registered adviserMar 1, 2024Dec 6, 2023
Marcus John PimentelFoundations Investment Advisors LLC independent RIASl Capital no RAUMRIA to a newly registered adviserMar 1, 2024Dec 6, 2023
Michael J LehrhauptFoundations Investment Advisors LLC independent RIAAegis Wealth Management, Inc. independent RIARIA to RIAFeb 27, 2024Jan 16, 2024
Kalem Joseph MackeyFoundations Investment Advisors LLC independent RIAProsperity Capital Advisors independent RIARIA to RIAFeb 7, 2024Oct 11, 2023
Leslie Ann WinchesterFoundations Investment Advisors LLC independent RIAKingdom Financial Group, LLC independent RIARIA to RIAFeb 1, 2024Apr 1, 2024 (60 d)
Daniel James BubbicoFoundations Investment Advisors LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJan 25, 2024May 15, 2024 (111 d)
William BulluckFoundations Investment Advisors LLC independent RIAEsi Financial Advisors independent RIARIA to RIAJan 25, 2024Mar 28, 2024 (63 d)
David Gregory StittFoundations Investment Advisors LLC independent RIARejoyce Wealth Management unclassifiedOtherJan 4, 2024Jan 10, 2024
Reid SchmidelerFoundations Investment Advisors LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIAJan 2, 2024Feb 17, 2022
Matthew PostellFoundations Investment Advisors LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 7, 2023Jun 12, 2024 (188 d)
Matthew Benjamin RowleyFoundations Investment Advisors LLC independent RIACoppell Advisory Solutions LLC independent RIARIA to RIADec 1, 2023Dec 1, 2023
Thomas Edward EaglehouseFoundations Investment Advisors LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 6, 2023Oct 10, 2023
Mario Ben SenaFoundations Investment Advisors LLC independent RIAMelissa Matson LLC state registeredRIA to a state-registered adviserOct 2, 2023Jan 11, 2024 (101 d)
Timothy KutschFoundations Investment Advisors LLC independent RIABrilliant Financial Advisors LLC state registeredRIA to a state-registered adviserOct 2, 2023Sep 19, 2023
Scott Michael HilliardFoundations Investment Advisors LLC independent RIAUSA Financial Securities LLC independent RIARIA to RIAOct 2, 2023Oct 2, 2023
Andrew Jared HarmonFoundations Investment Advisors LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 11, 2023Sep 12, 2023
Kevin Patrick SmithFoundations Investment Advisors LLC independent RIAGradient Advisors, LLC independent RIARIA to RIASep 6, 2023Sep 8, 2023
William Brandon GonzalesFoundations Investment Advisors LLC independent RIARegal Investment Advisors LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 6, 2023Oct 5, 2023
Thomas Jeffrey McdermottFoundations Investment Advisors LLC independent RIAFulcrum Wealth Systems, LLC state registeredRIA to a state-registered adviserSep 1, 2023Apr 26, 2024 (238 d)
Bryan K GaiserFoundations Investment Advisors LLC independent RIAAdvisory Alpha, LLC mixed wealthRIA to RIAAug 14, 2023Aug 15, 2023
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204 moves match.