DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Sii Investments, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Timothy Brian Moy	Sii Investments, Inc. other	Mbe Wealth Management, LLC other	Other	Nov 26, 2012	Nov 6, 2012
Kevin William Mcbarron	Sii Investments, Inc. other	New England Securities Corporation other	Other	Nov 15, 2012	Dec 19, 2012 (34 d)
Gerald Jay Lamalfa	Sii Investments, Inc. other	Macro Consulting Group other	Other	Nov 13, 2012	Nov 20, 2009
Crista Lee Mckenna	Sii Investments, Inc. other	LPL Financial LLC BD affiliated	Other	Nov 13, 2012	Jul 31, 2020 (2817 d)
Douglas Shattuck Miller	Sii Investments, Inc. other	360 Wealth Management, Inc. unclassified	Other	Nov 1, 2012	Dec 21, 2012 (50 d)
Timothy Hawkins	Sii Investments, Inc. other	Hawkins Wealth Management no RAUM	Other	Oct 26, 2012	Oct 25, 2012
Anthony Joseph Gaiffe	Sii Investments, Inc. other	Hawkins Wealth Management no RAUM	Other	Oct 26, 2012	Oct 24, 2012
Aaron Robertson	Sii Investments, Inc. other	Hawkins Wealth Management no RAUM	Other	Oct 26, 2012	Oct 24, 2012
Victor M. Valle	Sii Investments, Inc. other	Wells Fargo Advisors wirehouse	Other	Oct 22, 2012	Oct 30, 2012
Michael Christopher Wali	Sii Investments, Inc. other	Lighthouse Wealth Management other	Other	Oct 9, 2012	Jan 20, 2009
Andrew P Wilson	Sii Investments, Inc. other	Lighthouse Wealth Management other	Other	Oct 9, 2012	Aug 28, 2006
Edward Kozlowski	Sii Investments, Inc. other	Lighthouse Wealth Management other	Other	Oct 9, 2012	Dec 5, 2006
Joel Craig Fishman	Sii Investments, Inc. other	Ameritas Advisory Services other	Other	Oct 1, 2012	Sep 25, 2012
Stacie R Craddock	Sii Investments, Inc. other	Ntb Advisors, A Division Of Ntb Financial Corporation other	Other	Aug 6, 2012	Feb 19, 2014 (562 d)
Amy Louise Gilbert	Sii Investments, Inc. other	Questar Asset Management, Inc. other	Other	Jun 19, 2012	Mar 1, 2016 (1351 d)
Jennifer Lee Kritz	Sii Investments, Inc. other	Voya Financial Advisors, Inc. other	Other	Jun 7, 2012	Jun 5, 2012
Scott Lyle Kornstedt	Sii Investments, Inc. other	Filbrandt Investment Advisers Incorporated other	Other	Apr 23, 2012	Jul 2, 2012 (70 d)
Michael Chester Kirk	Sii Investments, Inc. other	Annex Wealth Management, LLC independent RIA	Other	Mar 9, 2012	Mar 18, 2023 (4026 d)
Paul Richard Coggins	Sii Investments, Inc. other	Osaic Institutions, Inc. other	Other	Feb 13, 2012	Feb 10, 2012
Christopher Lowell Nowack	Sii Investments, Inc. other	Creativeone Securities, LLC other	Other	Feb 3, 2012	Feb 23, 2012
Elena Christine Phillips	Sii Investments, Inc. other	Northwestern Mutual Investment Services,LLC other	Other	Jan 18, 2012	Feb 28, 2013 (407 d)
Glenn William Nelson	Sii Investments, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Nov 1, 2011	Nov 1, 2011
Robert E North	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Jul 15, 2011	Jul 18, 2011
Brian Joseph Samuels	Sii Investments, Inc. other	Fiducient Advisors LLC mixed wealth	Other	Jul 7, 2011	Oct 7, 2024 (4841 d)
Jimmie Marlin Collicott	Sii Investments, Inc. other	The Mutual Fund Store other	Other	Jun 16, 2011	Jul 15, 2011
William Lee Bowman	Sii Investments, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 1, 2011	Jun 6, 2011
Shelly Marie Stibbe	Sii Investments, Inc. other	Ameriprise Financial Services, LLC national BD	Other	May 31, 2011	Jun 1, 2011
Kendall Charles Lovett	Sii Investments, Inc. other	Cetera Advisors LLC other	Other	Apr 20, 2011	Mar 21, 2011
Nathan Kendrick Mccrillis	Sii Investments, Inc. other	Pnc Wealth Management other	Other	Apr 14, 2011	Apr 21, 2011
Jennifer Lightcap Johnson	Sii Investments, Inc. other	Lighthouse Wealth Management other	Other	Mar 30, 2011	Aug 28, 2006
Paul Andrew Hynes	Sii Investments, Inc. other	Planmember Securities Corporation other	Other	Mar 29, 2011	Mar 25, 2011
Gregory Wade Gobble	Sii Investments, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Nov 10, 2010	Oct 18, 2010
Robbie Joseph Hayes	Sii Investments, Inc. other	Investment Centers Of America, Inc. other	Other	Nov 3, 2010	Jul 1, 2009
Alan John Davis	Sii Investments, Inc. other	Securian Financial Services, Inc. other	Other	Oct 15, 2010	Dec 9, 2010 (55 d)
Joel Thomas Blattner	Sii Investments, Inc. other	Northwestern Mutual Investment Services,LLC other	Other	Jun 17, 2010	Jul 20, 2010 (33 d)
Jeffrey Bernard Larson	Sii Investments, Inc. other	Kcd Financial, Inc. other	Other	May 18, 2010	Nov 8, 2010 (174 d)
Jeffrey Michael Davis	Sii Investments, Inc. other	Investors Capital Advisory other	Other	Apr 1, 2010	Mar 26, 2010
Chad Alan Bouma	Sii Investments, Inc. other	Pacific West Financial Consultants Inc other	Other	Mar 10, 2010	Mar 9, 2010
Richard Salvatore Lotito	Sii Investments, Inc. other	Invest Financial Corporation other	Other	Mar 3, 2010	Mar 9, 2010
Brandon Mark Judd	Sii Investments, Inc. other	Investors Capital Advisory other	Other	Jan 8, 2010	Jan 8, 2010
Steven James Lautenschlager	Sii Investments, Inc. other	Fsc Securities Corporation other	Other	Jan 6, 2010	Jan 15, 2010
Rajesh C Jyotishi	Sii Investments, Inc. other	Resource Horizons Investment Advisory, Inc. other	Other	Jan 4, 2010	Jan 11, 2010
Gregory Jay Chebuske	Sii Investments, Inc. other	Kestra Advisory Services, LLC other	Other	Dec 31, 2009	Apr 20, 2016 (2302 d)
David Joseph Spano	Sii Investments, Inc. other	Annex Wealth Management, LLC other	Other	Dec 18, 2009	Dec 3, 2004
Kirk Spano	Sii Investments, Inc. other	Annex Wealth Management, LLC other	Other	Dec 11, 2009	Feb 13, 2007
Betty Elizabeth Azmoon	Sii Investments, Inc. other	Centaurus Financial, Inc. other	Other	Oct 30, 2009	Oct 6, 2009
Mary Jo Gilligan	Sii Investments, Inc. other	Msi Financial Services, Inc. other	Other	Oct 16, 2009	Oct 29, 2009
Eric Henry Roberge	Sii Investments, Inc. other	Commonwealth Financial Network national BD	Other	Oct 14, 2009	Nov 17, 2010 (399 d)
Andrew J Vavro	Sii Investments, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Aug 25, 2009	Aug 13, 2013 (1449 d)
David Hickson	Sii Investments, Inc. other	Peak American Investment Advisors, Inc. independent RIA	Other	Aug 20, 2009	Sep 17, 2010 (393 d)
Thomas Michael Weissenburger	Sii Investments, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jul 22, 2009	Jul 23, 2009
Aaron Philip Sipherd	Sii Investments, Inc. other	Sipherd Wealth Management, LLC state registered	Other	Jul 17, 2009	Jul 17, 2009
John M Schorse	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Jul 9, 2009	Jul 7, 2009
Anne Marie Bensel	Sii Investments, Inc. other	Citigroup Global Markets Inc. other	Other	Jun 30, 2009	Jun 3, 2009
Jonathan H Drewes	Sii Investments, Inc. other	Park Avenue Securities LLC other	Other	Jun 23, 2009	Mar 20, 2012 (1001 d)
Patrick Matthew Hale	Sii Investments, Inc. other	Key Investment Services LLC other	Other	Apr 14, 2009	Apr 22, 2009
Thomas John Suttner	Sii Investments, Inc. other	Mcglone Suttner Wealth Management, Inc. other	Other	Apr 9, 2009	Apr 3, 2009
Nathan Daniel Schleicher	Sii Investments, Inc. other	Mcglone Suttner Wealth Management, Inc. other	Other	Apr 7, 2009	Apr 3, 2009
Christopher Scott Moore	Sii Investments, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Mar 19, 2009	Aug 3, 2010 (502 d)
Jason Scott Lacey	Sii Investments, Inc. other	Lewis Lacey Capital Management, LLC unclassified	Other	Mar 6, 2009	Aug 26, 2009 (173 d)

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488 moves match.