DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Madison Avenue Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Anthony Sanchez | Madison Avenue Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Aug 11, 2026 (34 d) |
| Adam Richard Tau | Madison Avenue Securities, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Sep 10, 2025 |
| Spencer Orr | Madison Avenue Securities, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 20, 2026 |
| Brian Eugene Carden | Madison Avenue Securities, LLC BD affiliated | Wealth Watch Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 5, 2026 |
| Jeremy Aguilar | Madison Avenue Securities, LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Jan 12, 2026 (53 d) |
| Kelli Lyn Gabriel | Madison Avenue Securities, LLC BD affiliated | Wealth Watch Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2025 | Feb 17, 2026 (130 d) |
| Arthur Clay Nicodemus | Madison Avenue Securities, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 16, 2025 |
| Travis Ryan Dixon | Madison Avenue Securities, LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Aug 8, 2025 (63 d) |
| Robert James Simons | Madison Avenue Securities, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 10, 2025 | Feb 27, 2025 |
| Lucas J Vernoia | Madison Avenue Securities, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2024 | Feb 13, 2026 (417 d) |
| Richard David Williams | Madison Avenue Securities, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2024 | Jul 2, 2024 |
| Harley Eberhardt Shanklin | Madison Avenue Securities, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2024 | Jul 1, 2024 |
| Vincent Anthony Virga | Madison Avenue Securities, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Apr 30, 2023 |
| Shayna Leanne Fossum | Madison Avenue Securities, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Jan 5, 2024 |
| Chase Cameron Smith | Madison Avenue Securities, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2023 | Sep 6, 2023 |
| Sepehr Mehrad Hosseini | Madison Avenue Securities, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2023 | May 2, 2023 |
| Cynthia L Rich | Madison Avenue Securities, LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2023 | Mar 16, 2023 |
| Robert James Kinnun | Madison Avenue Securities, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2023 | Jan 26, 2023 |
| Wesley Dean Burdette | Madison Avenue Securities, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 4, 2023 |
| Curtis Cayle Cook | Madison Avenue Securities, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Dec 20, 2022 |
| Karen F Ricketts | Madison Avenue Securities, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2022 | Jun 7, 2023 (189 d) |
| Paul Luis Digerolamo | Madison Avenue Securities, LLC BD affiliated | Kinetic Investment Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2022 | Dec 2, 2022 |
| Jeremy Jason Gassman | Madison Avenue Securities, LLC BD affiliated | Gassman Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2022 | Jun 3, 2022 |
| David Osborne Gillaspy | Madison Avenue Securities, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 7, 2022 | Apr 8, 2022 (32 d) |
| Daniel Gray Rascoe | Madison Avenue Securities, LLC BD affiliated | Titleist Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2022 | Nov 17, 2023 (682 d) |
| Shannon Burgess | Madison Avenue Securities, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2021 | Jul 6, 2022 (195 d) |
| Amy Rebecca Kincaid | Madison Avenue Securities, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2021 | Nov 1, 2021 |
| Robert Stanley Fagan | Madison Avenue Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Dec 20, 2021 |
| Cory James Chapman | Madison Avenue Securities, LLC BD affiliated | Efc Wealth Management Firm LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 6, 2021 | May 10, 2021 |
| Eric James Reding | Madison Avenue Securities, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2021 | Apr 12, 2021 |
| Brian Wesley Low | Madison Avenue Securities, LLC BD affiliated | Brian Low Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2020 | Dec 12, 2019 |
| Todd Anthony Schick | Madison Avenue Securities, LLC BD affiliated | Aspire Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2020 | Jan 2, 2021 |
| Mark Randolph Federation | Madison Avenue Securities, LLC BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2020 | Dec 10, 2020 |
| John Kinsaku Larry | Madison Avenue Securities, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2020 | Oct 23, 2020 |
| Robert E Budavich | Madison Avenue Securities, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2020 | Sep 30, 2020 |
| Dustin Guy Martin | Madison Avenue Securities, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2020 | Jun 24, 2019 |
| David Robert Topper | Madison Avenue Securities, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2020 | Jun 4, 2019 |
| Katie Jo Swasey | Madison Avenue Securities, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2020 | May 31, 2019 |
| Jason Townsend Lambert | Madison Avenue Securities, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2020 | May 31, 2019 |
| Michael L Hastings | Madison Avenue Securities, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 22, 2020 | Sep 18, 2020 (58 d) |
| Tiffany Coyle Noto | Madison Avenue Securities, LLC independent RIA | Center Street Advisors, Inc. independent RIA | RIA to RIA | Dec 31, 2019 | Jan 4, 2020 |
| Michael T Janis | Madison Avenue Securities, LLC independent RIA | Squar Milner Financial Services, LLC independent RIA | RIA to RIA | Sep 20, 2019 | Sep 24, 2019 |
| William Bradley Harrison | Madison Avenue Securities, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Aug 26, 2019 | Aug 27, 2019 |
| Chad E Peterson | Madison Avenue Securities, LLC independent RIA | State Farm Investment Management Corp. asset manager | Other | Jul 1, 2019 | Jun 27, 2023 (1457 d) |
| Braden Glenn Botkin | Madison Avenue Securities, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jun 17, 2019 | Jun 18, 2019 |
| James Walter Noack | Madison Avenue Securities, LLC independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | May 31, 2019 | May 31, 2019 |
| Brian Ross Sullivan | Madison Avenue Securities, LLC independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | May 31, 2019 | May 31, 2019 |
| Jason Stewart Kehler | Madison Avenue Securities, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Feb 11, 2019 | Feb 11, 2019 |
| Timothy Jon Kissling | Madison Avenue Securities, LLC independent RIA | Kissling Financial Services, LLC independent RIA | RIA to RIA | Dec 31, 2018 | Dec 5, 2018 |
| Thomas Michael Baer | Madison Avenue Securities, LLC independent RIA | Kalos Management BD affiliated | RIA to affiliated broker-dealer or bank | Dec 7, 2018 | Dec 10, 2018 |
| Michael John Debellis | Madison Avenue Securities, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Dec 7, 2018 | Feb 5, 2019 (60 d) |
| Michael R Baer | Madison Avenue Securities, LLC independent RIA | Kalos Management BD affiliated | RIA to affiliated broker-dealer or bank | Dec 7, 2018 | Dec 10, 2018 |
| Lana Bayley Rhodes | Madison Avenue Securities, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Nov 12, 2018 | Jul 10, 2020 (606 d) |
| Justin Michael Bailey | Madison Avenue Securities, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Nov 12, 2018 | Jun 15, 2020 (581 d) |
| Thomas Wayne Young | Madison Avenue Securities, LLC independent RIA | Prosperity Economics Partners, LLC no RAUM | Other | Nov 1, 2018 | Nov 2, 2018 |
| Scott David Carl | Madison Avenue Securities, LLC independent RIA | Blueskye Investment Advisers, LLC state registered | RIA to a state-registered adviser | May 2, 2018 | Aug 13, 2019 (468 d) |
| Michael John Martinez | Madison Avenue Securities, LLC independent RIA | The Pension Group independent RIA | RIA to RIA | Apr 9, 2018 | Apr 6, 2018 |
| Douglas Allan Santefort | Madison Avenue Securities, LLC independent RIA | Santefort Investment Group, LLC state registered | RIA to a state-registered adviser | Apr 4, 2018 | Apr 4, 2018 |
| Royce Orlando Richardson | Madison Avenue Securities, LLC independent RIA | Ameritas Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Mar 26, 2018 | Dec 3, 2019 (617 d) |
| Leslie Penka | Madison Avenue Securities, LLC independent RIA | Keen Wealth Advisors independent RIA | RIA to RIA | Mar 20, 2018 | Mar 21, 2018 |
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107 moves match.