DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Command Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tanner Robert Elwood | First Command Advisory Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 15, 2025 | Sep 2, 2026 (322 d) |
| Brandon Boyd Call | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2025 | Sep 12, 2025 |
| Samantha Leigh Binz | First Command Advisory Services BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 7, 2025 | Oct 25, 2025 |
| Chelsae Dawn Carmickle | First Command Advisory Services BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Oct 23, 2025 |
| Johnny Ray Hernandez | First Command Advisory Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 23, 2025 | Oct 2, 2025 |
| Halle Ginter | First Command Advisory Services BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Aug 15, 2025 |
| Trent Marcel Nelson | First Command Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2025 | Oct 6, 2025 |
| Veronika Rigsbee | First Command Advisory Services BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Jan 16, 2026 (122 d) |
| Charles Dick | First Command Advisory Services BD affiliated | State Farm Investment Management Corp. asset manager | Other | Sep 16, 2025 | Jan 12, 2026 (118 d) |
| William Garrett Slack | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Aug 28, 2025 |
| Rachel Lynn Sims | First Command Advisory Services BD affiliated | Global Retirement Partners LLC institutional | Other | Aug 14, 2025 | Oct 14, 2025 (61 d) |
| Cole Christian Drahus | First Command Advisory Services BD affiliated | Hartford Funds asset manager | Other | Aug 6, 2025 | Apr 15, 2026 (252 d) |
| Trevor Buckels | First Command Advisory Services BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2025 | Oct 28, 2025 (90 d) |
| Paul Correia | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Aug 6, 2025 |
| Kevin Sorensen | First Command Advisory Services BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 22, 2025 | Apr 23, 2026 (275 d) |
| Brandon Michael Dubin | First Command Advisory Services BD affiliated | State Farm Investment Management Corp. asset manager | Other | Jul 10, 2025 | Jan 29, 2026 (203 d) |
| Jesus Alejandro Rodriguez | First Command Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2025 | Jul 7, 2025 |
| Kimberly B Sparks | First Command Advisory Services BD affiliated | William Joseph Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2025 | Oct 22, 2025 (111 d) |
| Julian Rebucas Tahimik | First Command Advisory Services BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Jun 18, 2025 |
| Tyler James Baldwin | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Jun 9, 2025 |
| Michael Lee Crabtree | First Command Advisory Services BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Jul 8, 2025 |
| Laura Arias Celis | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jun 26, 2025 |
| Craig Alan Martin | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Aug 18, 2025 (55 d) |
| Ashley Landt | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jul 18, 2025 |
| Jorge Alberto Diaz-Galarza | First Command Advisory Services BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | May 20, 2025 |
| Don Lars Willadsen | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Jun 9, 2025 |
| Christopher Eric Dryden | First Command Advisory Services BD affiliated | State Farm Investment Management Corp. asset manager | Other | Jun 3, 2025 | Jun 20, 2025 |
| Grant Gunderson | First Command Advisory Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 28, 2025 | Jul 30, 2025 (63 d) |
| Christopher James Coplien | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 21, 2025 | Jun 6, 2025 |
| Monica Stanley | First Command Advisory Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 6, 2025 | Aug 6, 2025 (92 d) |
| Michael Douglas Conway | First Command Advisory Services BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | May 23, 2025 |
| Scott C Miller | First Command Advisory Services BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Jun 13, 2025 (45 d) |
| Keenan Neville Larson | First Command Advisory Services BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2025 | May 2, 2025 |
| Elizabeth Anyango | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Mar 27, 2026 (338 d) |
| Kellie Lee Kuhar | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Aug 6, 2025 (113 d) |
| Steven K. Williams | First Command Advisory Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 15, 2025 | Mar 25, 2025 |
| Sabrina Gayle Waddell | First Command Advisory Services BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Jun 2, 2025 (48 d) |
| Lisan Nicola Michelle Burney | First Command Advisory Services BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Aug 18, 2025 (130 d) |
| Michael Thomas Bugg | First Command Advisory Services BD affiliated | W&S Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Apr 11, 2025 |
| Kyle Andrew Roberts | First Command Advisory Services BD affiliated | Florida Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Apr 15, 2025 |
| Alonzo Julio Portwine | First Command Advisory Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 1, 2025 | Jun 12, 2025 (72 d) |
| Nicholas Antonio Rivera | First Command Advisory Services BD affiliated | Mosley Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Mar 7, 2025 |
| Milan Grbic | First Command Advisory Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2025 | Apr 15, 2025 |
| Katie Bunny Strunk | First Command Advisory Services BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2025 | Oct 22, 2025 (211 d) |
| Brian Lee Swanson | First Command Advisory Services BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Jan 31, 2025 |
| Scott Thomas Faust | First Command Advisory Services BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Jan 31, 2025 |
| Tyisha Marie Wolfe | First Command Advisory Services BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Mar 25, 2025 |
| Sherry Elaine Neeley | First Command Advisory Services BD affiliated | Authentikos Wealth Advisory LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2025 | Feb 7, 2025 |
| John G Olevnik | First Command Advisory Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2025 | Dec 16, 2025 (307 d) |
| Ethan Loren Hokanson | First Command Advisory Services BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Mar 24, 2025 (41 d) |
| Paul Allen Phillips | First Command Advisory Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Sep 9, 2025 (224 d) |
| Kapongo Dale Mbambi | First Command Advisory Services BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2025 | Jan 22, 2025 |
| Charles Kyle Harper | First Command Advisory Services BD affiliated | Harper Financial Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 6, 2025 | Dec 9, 2024 |
| Raul Aulet | First Command Advisory Services BD affiliated | Mutual Of Omaha Investor Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2024 | Jul 10, 2025 (205 d) |
| Bryan Williams | First Command Advisory Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 17, 2024 | Jan 1, 2026 (380 d) |
| James Ross Hall | First Command Advisory Services BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Feb 27, 2025 (73 d) |
| Corey J Edwards | First Command Advisory Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 16, 2024 | Jul 1, 2025 (197 d) |
| Eric Mckinnley Branch | First Command Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2024 | Dec 16, 2024 |
| Allen E. Osterloh | First Command Advisory Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2024 | Jun 4, 2025 (175 d) |
| David Alton Flippo | First Command Advisory Services BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 10, 2024 | Mar 27, 2025 (107 d) |
538 moves match.