DFX Intelligence
RIA Intelligence
Advisor moves
Departures from First Command Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Jaimes | First Command Advisory Services BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Oct 17, 2019 (133 d) |
| John David Sheehan | First Command Advisory Services BD affiliated | Ic Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2019 | Jun 3, 2019 |
| Jamie Tyson Rodgers | First Command Advisory Services BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2019 | Oct 10, 2019 (146 d) |
| Blake Charles Thomas | First Command Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2019 | Jul 12, 2019 (56 d) |
| Angela Gardner Ribuffo | First Command Advisory Services BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2019 | May 1, 2019 |
| Elias Santos | First Command Advisory Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2019 | Jul 3, 2019 (69 d) |
| Scott Allen Spiers | First Command Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2019 | Apr 17, 2019 |
| Samuel Hume | First Command Advisory Services BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2019 | Mar 11, 2021 (699 d) |
| Thomas Adam Smith | First Command Advisory Services BD affiliated | Integrated Advisors Network LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2019 | Mar 25, 2019 |
| Keith Alan Darnall | First Command Advisory Services BD affiliated | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2019 | May 13, 2019 (31 d) |
| Stephanie Renee Ames | First Command Advisory Services BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 1, 2019 | Mar 4, 2020 (338 d) |
| Jocinta Nina White Powell | First Command Advisory Services BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2019 | Apr 1, 2019 |
| Collin Mitchell Geninatti | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 18, 2019 | Jan 14, 2021 (668 d) |
| Sophat Heng | First Command Advisory Services BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2019 | Apr 11, 2019 |
| Wesley Stansel | First Command Advisory Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 18, 2019 | Nov 30, 2020 (623 d) |
| Eric Montgomery | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2019 | Feb 4, 2021 (703 d) |
| Saul Hernandez | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 4, 2019 | May 14, 2019 (71 d) |
| Dannie Cox | First Command Advisory Services BD affiliated | Foresters Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2019 | May 15, 2019 (72 d) |
| Rickey Simpson | First Command Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2019 | Mar 11, 2019 |
| Serapio Alberto Oliveira | First Command Advisory Services BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 15, 2019 | Apr 1, 2019 (45 d) |
| Joseph Johnson Bautista | First Command Advisory Services BD affiliated | Bautista Planning And Analytics, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 7, 2019 | Jun 24, 2019 (137 d) |
| Marnie Flynn | First Command Advisory Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 25, 2019 | Jun 28, 2019 (154 d) |
| Tressa R Wood | First Command Advisory Services BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2019 | Feb 19, 2019 |
| Susan Lyn Smith | First Command Advisory Services BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2019 | Jan 31, 2019 |
| Luke Hopkins | First Command Advisory Services BD affiliated | Intervest International, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2019 | Feb 1, 2019 |
| Eric Anthony Rollins | First Command Advisory Services BD affiliated | W&S Brokerage Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 10, 2019 | Apr 22, 2019 (102 d) |
| Brooke Thornton Carpenter | First Command Advisory Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2019 | Jan 11, 2019 |
| Julie Miller | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 10, 2019 | Feb 19, 2019 (40 d) |
| Joshua David Moskowitz | First Command Advisory Services BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2018 | Sep 17, 2019 (272 d) |
| Christina Renee Cloud | First Command Advisory Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 10, 2018 | Jan 7, 2019 |
| Jeromy Christian Shepherd | First Command Advisory Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 29, 2018 | Jan 9, 2019 (41 d) |
| Alexia L Ball | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2018 | Dec 3, 2018 |
| Howard Rivers Jacobs | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2018 | Jan 7, 2019 (53 d) |
| Quiltina Shantell Smith | First Command Advisory Services BD affiliated | The Financial T state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 15, 2018 | Mar 29, 2019 (134 d) |
| Craig Jahncke Mcgrath | First Command Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 15, 2018 | Dec 5, 2018 |
| Ather Naqi | First Command Advisory Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 15, 2018 | Apr 12, 2019 (148 d) |
| Colin Tallmadge Meddaugh | First Command Advisory Services BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2018 | Nov 1, 2018 |
| Robin Kimberly Tyus | First Command Advisory Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 5, 2018 | Nov 6, 2018 (32 d) |
| Evan Griffith Galbraith | First Command Advisory Services BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2018 | Mar 26, 2021 (917 d) |
| Robert Barton | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2018 | Oct 1, 2018 |
| Aurora F Streeter | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 13, 2018 | Sep 24, 2018 |
| Jatinderpal Singh Dhaliwal | First Command Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 13, 2018 | Nov 23, 2018 (71 d) |
| Rosanna F Bragdon | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2018 | Jun 10, 2020 (672 d) |
| Richard Lehmann | First Command Advisory Services BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 19, 2018 | Sep 10, 2018 (53 d) |
| Karsten Samuel Kaczmar | First Command Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 19, 2018 | Aug 23, 2018 (35 d) |
| Kirk Edmund Loerwald | First Command Advisory Services BD affiliated | Sax Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2018 | Mar 19, 2026 (2808 d) |
| Amanda Gima | First Command Advisory Services BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2018 | Sep 19, 2018 (70 d) |
| Jordan Lewis Ethington | First Command Advisory Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 11, 2018 | Oct 17, 2018 (98 d) |
| Meggan Quick Pierce | First Command Advisory Services BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2018 | Jul 2, 2018 |
| Brandon Paul Lombardo | First Command Advisory Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 15, 2018 | Jun 14, 2018 |
| Kevin Timothy Murphy | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 15, 2018 | Nov 5, 2018 (143 d) |
| Rachel Jane Hallowell | First Command Advisory Services BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2018 | Jun 5, 2019 (383 d) |
| Stephen G Shaw | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 17, 2018 | Sep 14, 2021 (1216 d) |
| Martin Lee Robbins | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 5, 2018 | Apr 5, 2018 |
| Terry Everett Parham | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2018 | Jun 25, 2018 (81 d) |
| Andrew Seymour Docksey | First Command Advisory Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2018 | May 21, 2018 (60 d) |
| David Leslie Davenport | First Command Advisory Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2018 | Jun 30, 2020 (838 d) |
| Kennah G Parham | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2018 | Jun 21, 2018 (98 d) |
| Alexander Dempsey | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 15, 2018 | May 22, 2018 (68 d) |
| Don Frederick Keel | First Command Advisory Services BD affiliated | Keel & Long Financial Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 8, 2018 | Mar 30, 2018 |
539 moves match.