DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kestra Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel William SopherKestra Advisory Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 20, 2023Jun 21, 2023
Daniel R SopherKestra Advisory Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 20, 2023Jun 20, 2023
Kurt Allen HildebrandKestra Advisory Services, LLC BD affiliatedCapital City Asset Management Group, LLC otherOtherJun 14, 2023Jun 28, 2023
Alexander GuntherKestra Advisory Services, LLC BD affiliatedEmpower Advisory Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 14, 2023Jun 17, 2024 (369 d)
Sherri Louise BlissKestra Advisory Services, LLC BD affiliatedCreativeone Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2023Jul 18, 2023 (40 d)
Katherine LewisKestra Advisory Services, LLC BD affiliatedTonn Financial Planning state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 2, 2023Oct 13, 2023 (133 d)
Terry James GeorgeKestra Advisory Services, LLC BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 1, 2023Jun 6, 2023
Angelo Edward RomanKestra Advisory Services, LLC BD affiliatedRoman Wealth Management, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 31, 2023Mar 23, 2023
April Michiko ZeeKestra Advisory Services, LLC BD affiliatedFirst Citizens Investor Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 31, 2023Oct 5, 2023 (127 d)
Tracy Anne PrushKestra Advisory Services, LLC BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherMay 26, 2023May 31, 2023
Jeffery Jay SeitzKestra Advisory Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 23, 2023May 23, 2023
Sally Brandt LiebKestra Advisory Services, LLC BD affiliatedCurated Wealth Solutions, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 2, 2023Dec 6, 2023 (218 d)
James William RonnKestra Advisory Services, LLC BD affiliatedGreater Midwest Financial Group, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 1, 2023Jan 23, 2023
Jacob Michael KoglerKestra Advisory Services, LLC BD affiliatedGreater Midwest Financial Group, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 1, 2023Jan 24, 2023
Tanner Dale BanisterKestra Advisory Services, LLC BD affiliatedRichard P. Slaughter Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 26, 2023May 9, 2023
Robert FranklinKestra Advisory Services, LLC BD affiliatedEsi Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 21, 2023Jul 25, 2024 (461 d)
Matthew Gardner WatsonKestra Advisory Services, LLC BD affiliatedGlobal Retirement Partners LLC institutionalOtherApr 17, 2023Apr 10, 2023
Charlotte Elizabeth BradleyKestra Advisory Services, LLC BD affiliatedCerity Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 17, 2023Apr 1, 2025 (715 d)
Katherine Kay Louise MotzkusKestra Advisory Services, LLC BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherApr 14, 2023Apr 26, 2023
Micah Kenneth KeelKestra Advisory Services, LLC BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2023Apr 4, 2023
Carl Aaron DurdenKestra Advisory Services, LLC BD affiliatedVoya Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 6, 2023Mar 31, 2023
Donald James PhillipsKestra Advisory Services, LLC BD affiliatedGreater Midwest Financial Group, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 31, 2023Jan 27, 2023
Michael Gerard RiffelKestra Advisory Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 31, 2023Mar 31, 2023
John Martin LensingKestra Advisory Services, LLC BD affiliatedCetera Advisors LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 31, 2023Apr 3, 2023
Troy Tadashi OkumuraKestra Advisory Services, LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherMar 31, 2023Jun 28, 2023 (89 d)
Lee Thomas PenlandKestra Advisory Services, LLC BD affiliatedPark Avenue Securities LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 31, 2023Jul 19, 2023 (110 d)
Beth B LongKestra Advisory Services, LLC BD affiliatedWealthspire Retirement Advisory institutionalOtherMar 29, 2023May 6, 2024 (404 d)
Robert Barry HamiltonKestra Advisory Services, LLC BD affiliatedWealthspire Retirement Advisory institutionalOtherMar 28, 2023Apr 24, 2023
Kelly Gallagher PettitKestra Advisory Services, LLC BD affiliatedWealthspire Retirement Advisory institutionalOtherMar 28, 2023Apr 26, 2023
Christopher Allyn NordlundKestra Advisory Services, LLC BD affiliatedWealthspire Retirement Advisory institutionalOtherMar 28, 2023May 8, 2023 (41 d)
Jaeson Michael Allan ListerKestra Advisory Services, LLC BD affiliatedSteward Partners Investment Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 24, 2023Mar 27, 2023
Andrew Glenn InsleyKestra Advisory Services, LLC BD affiliatedTlg Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 24, 2023Mar 20, 2023
Mark Kenneth DickensKestra Advisory Services, LLC BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherMar 23, 2023Apr 5, 2023
Michael C DownKestra Advisory Services, LLC BD affiliatedWealthspire Retirement Advisory institutionalOtherMar 17, 2023Dec 26, 2023 (284 d)
Bryan Lane SpignerKestra Advisory Services, LLC BD affiliatedBridgewater Advisors Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 17, 2023Apr 5, 2023
Darren BadoKestra Advisory Services, LLC BD affiliatedBordeaux Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 17, 2023Mar 30, 2023
Amir A DadabhoyKestra Advisory Services, LLC BD affiliatedKestra Private Wealth Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 16, 2023Mar 16, 2023
Michael Brandon GotleibKestra Advisory Services, LLC BD affiliatedBridge Wealth Advisors unclassifiedOtherMar 16, 2023Jun 5, 2017
Leo Alan GotleibKestra Advisory Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 15, 2023Mar 17, 2023
Jeffrey Sean YoderKestra Advisory Services, LLC BD affiliatedLion Street Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 15, 2023Apr 4, 2023
Eric John ZipfelKestra Advisory Services, LLC BD affiliatedRitholtz Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 10, 2023Mar 10, 2023
Richard Hamilton RawlsKestra Advisory Services, LLC BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 10, 2023Dec 22, 2024 (653 d)
Jack Marshall HallierKestra Advisory Services, LLC BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherMar 6, 2023Mar 30, 2023
Paul C SelsorKestra Advisory Services, LLC BD affiliatedOakwood Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 2, 2023Mar 1, 2023
Mark Francis ScribnerKestra Advisory Services, LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 28, 2023Feb 28, 2023
William BradfordKestra Advisory Services, LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 28, 2023Feb 28, 2023
Rachel Byer BarkerKestra Advisory Services, LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 28, 2023Feb 28, 2023
Garrett TrachtKestra Advisory Services, LLC BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherFeb 28, 2023May 10, 2023 (71 d)
Michael Thomas GulkerKestra Advisory Services, LLC BD affiliatedBoyce & Associates Wealth Consulting, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 15, 2023Mar 30, 2023 (43 d)
Taylor Owen WallKestra Advisory Services, LLC BD affiliatedPointoak Retirement Advisors institutionalOtherFeb 7, 2023Feb 3, 2025 (727 d)
Aaron DelsignoreKestra Advisory Services, LLC BD affiliatedVanderbilt Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherFeb 3, 2023Feb 23, 2023
Michael Glenn SnyderKestra Advisory Services, LLC BD affiliatedValor Investments And Planning LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 27, 2023Feb 9, 2023
William Gatling BrossmanKestra Advisory Services, LLC BD affiliatedClear Creek Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 27, 2023Apr 18, 2023 (81 d)
Maurice Anthony GelfoKestra Advisory Services, LLC BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherJan 9, 2023Jan 5, 2023
Vincenzo FragomeniKestra Advisory Services, LLC BD affiliatedWealthspire Retirement Advisory institutionalOtherDec 1, 2022Dec 1, 2022
Lauren Ann RiccaKestra Advisory Services, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseDec 1, 2022May 16, 2023 (166 d)
Ashlee Marie FoxKestra Advisory Services, LLC BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseDec 1, 2022Dec 22, 2022
Margaret Henderson PierceKestra Advisory Services, LLC BD affiliatedPlanmember Securities Corporation independent RIAAffiliated broker-dealer or bank to independent RIANov 21, 2022Jan 31, 2023 (71 d)
Jeffrey Eric DoedenKestra Advisory Services, LLC BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 16, 2022Nov 17, 2022
Jared Ross MarxKestra Advisory Services, LLC BD affiliatedWealthspire Retirement Advisory institutionalOtherNov 16, 2022Nov 21, 2022
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925 moves match.