DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fidelity Personal And Workplace Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daryl Joseph Martin | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2025 | Mar 26, 2025 |
| Joshua Sullivan | Fidelity Personal And Workplace Advisors BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Mar 27, 2025 |
| David Daniel Paulino | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Mar 25, 2025 |
| Gregory Stafford Tingey | Fidelity Personal And Workplace Advisors BD affiliated | Tingey Financial Group Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Apr 1, 2025 |
| Chandler Robert Blake | Fidelity Personal And Workplace Advisors BD affiliated | Guidestone Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Mar 18, 2025 |
| Robert Francis Mammana | Fidelity Personal And Workplace Advisors BD affiliated | Gladstone Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Mar 26, 2025 |
| Bruno M Cunha | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Mar 17, 2025 |
| Matthew Jay Jory | Fidelity Personal And Workplace Advisors BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Mar 27, 2025 |
| Justin William Lehkamp | Fidelity Personal And Workplace Advisors BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Apr 1, 2025 |
| Michael Aaron Muscato | Fidelity Personal And Workplace Advisors BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Mar 24, 2025 |
| Parker Mayo | Fidelity Personal And Workplace Advisors BD affiliated | Verum Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Mar 12, 2025 |
| Andrew Gregory Castro | Fidelity Personal And Workplace Advisors BD affiliated | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2025 | Apr 17, 2025 (36 d) |
| Dominick Moscardelli | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 11, 2025 | Mar 31, 2025 |
| Andrew John Lichaj | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 11, 2025 | May 19, 2025 (69 d) |
| Elijah Joseph Kaufman | Fidelity Personal And Workplace Advisors BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2025 | Mar 24, 2025 |
| Marcus Elliot Rose | Fidelity Personal And Workplace Advisors BD affiliated | Teeple Snyder Newsome Wealth & Tax Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2025 | Mar 6, 2025 |
| Seth Houston French | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2025 | Mar 13, 2025 |
| Brandon Charles Aguilar Gunderson | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2025 | Mar 3, 2025 |
| Amanda Clair Lepla | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Mar 10, 2025 |
| Michael Ronald Messenger | Fidelity Personal And Workplace Advisors BD affiliated | Voya Retirement Advisors, LLC other | Other | Mar 5, 2025 | Apr 4, 2025 |
| Justin Logan | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2025 | Mar 6, 2025 |
| Alyssa M Linn | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 5, 2025 | Mar 19, 2025 |
| Cameron Lane | Fidelity Personal And Workplace Advisors BD affiliated | Alliancebernstein L.P. asset manager | Other | Mar 5, 2025 | Jun 3, 2025 (90 d) |
| Jason Seeger | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 5, 2025 | Mar 4, 2025 |
| Christopher Michael Luciano | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 4, 2025 | Apr 2, 2025 |
| Kevin J Kunz | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Mar 21, 2025 |
| Shaun Michael Felber | Fidelity Personal And Workplace Advisors BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Feb 6, 2026 (340 d) |
| Patrick Magnuszewski | Fidelity Personal And Workplace Advisors BD affiliated | Q3 Advisors, LLC no RAUM | Other | Mar 3, 2025 | Mar 19, 2025 |
| Dillon Manley | Fidelity Personal And Workplace Advisors BD affiliated | Stack Financial Management Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2025 | Mar 18, 2025 |
| Shaila Griffis | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 3, 2025 | May 2, 2025 (60 d) |
| Parker George Payne | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 3, 2025 | Mar 25, 2025 |
| Jacob Robert Santel | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 25, 2025 |
| Jake Stephen Gauruder | Fidelity Personal And Workplace Advisors BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Jul 3, 2025 (125 d) |
| Zachary Donald Rumpke | Fidelity Personal And Workplace Advisors BD affiliated | Quotient Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2025 | May 23, 2025 (84 d) |
| Collin James Clark | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Jun 7, 2025 (100 d) |
| Elise Lee | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Mar 4, 2025 |
| Kayla Nicole Folts | Fidelity Personal And Workplace Advisors BD affiliated | Ep Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2025 | Apr 25, 2025 (58 d) |
| Thomas P. Schilling | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 26, 2025 | Mar 24, 2025 |
| Sara Alyssa Turner | Fidelity Personal And Workplace Advisors BD affiliated | Aurdan Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2025 | May 1, 2025 (65 d) |
| Kyle Peter Hammond | Fidelity Personal And Workplace Advisors BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2025 | Feb 19, 2026 (359 d) |
| Matthew Wyatt Mcneill | Fidelity Personal And Workplace Advisors BD affiliated | Credit Union Investment Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 25, 2025 | Mar 19, 2025 |
| Samuel Jordan Clarke | Fidelity Personal And Workplace Advisors BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Feb 25, 2025 | Mar 4, 2025 |
| James Yoo | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Feb 24, 2025 |
| Ryan Lance Croy | Fidelity Personal And Workplace Advisors BD affiliated | Soltis Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2025 | Apr 3, 2025 (38 d) |
| Justin Obrien | Fidelity Personal And Workplace Advisors BD affiliated | Root Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2025 | Apr 8, 2025 (43 d) |
| Austin Carl Stinson | Fidelity Personal And Workplace Advisors BD affiliated | Altus Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2025 | Mar 21, 2025 |
| Jorge Luis Garcia-Rico | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Aug 6, 2025 (166 d) |
| Lauren Guzman | Fidelity Personal And Workplace Advisors BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Apr 18, 2025 (56 d) |
| Jack Paul Bettle | Fidelity Personal And Workplace Advisors BD affiliated | Shp Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2025 | Apr 10, 2025 (48 d) |
| Lucas Joseph Sapienza | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2025 | Sep 1, 2026 (559 d) |
| Andrew Bryan Anderson | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2025 | Mar 11, 2025 |
| Jeffery A Campbell | Fidelity Personal And Workplace Advisors BD affiliated | Fryar Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 18, 2025 | Mar 2, 2025 |
| Jason Field | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 14, 2025 | May 12, 2025 (87 d) |
| Jacob C Binner | Fidelity Personal And Workplace Advisors BD affiliated | Binnerinvestments state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 14, 2025 | Dec 2, 2025 (291 d) |
| Paul Schieber | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 11, 2025 | Jan 27, 2025 |
| Tin-Chak Lam | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 11, 2025 | Mar 12, 2025 |
| Kristen Treglia | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 27, 2025 |
| Kevin Richard Espy | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Jan 31, 2025 |
| J Tyler Sidney Keith | Fidelity Personal And Workplace Advisors BD affiliated | T. Rowe Price Associates, Inc. asset manager | Other | Feb 11, 2025 | Mar 25, 2025 (42 d) |
| Diego Antonio Torres | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Mar 5, 2025 |
Page 1 of 43Next
2,538 moves match.