DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,543 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Steven Morrison | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2022 | Apr 12, 2024 (627 d) |
| Enmar Alayoubi | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2022 | Jul 22, 2022 |
| Wesley Petersen Martin | Fidelity Personal And Workplace Advisors BD affiliated | River Capital Advisors, Lc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2022 | Jun 11, 2024 (690 d) |
| Daniel Richard Garron | Fidelity Personal And Workplace Advisors BD affiliated | Beaumont Financial Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2022 | Sep 27, 2022 (68 d) |
| Eric Peart Burton | Fidelity Personal And Workplace Advisors BD affiliated | Syntrinsic Investment Counsel, LLC. other | Other | Jul 21, 2022 | Jun 27, 2022 |
| Jonathan Samuel Sharpe | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 21, 2022 | Jul 19, 2022 |
| Caleb Joseph Glick | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 20, 2022 | Aug 17, 2022 |
| Michael Christopher Grieve | Fidelity Personal And Workplace Advisors BD affiliated | Eaton Vance Management asset manager | Other | Jul 20, 2022 | Jul 26, 2022 |
| Anita Suzanne Pring | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2022 | Jan 4, 2023 (169 d) |
| Ashley Lynn Arrington | Fidelity Personal And Workplace Advisors BD affiliated | Bip Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2022 | Aug 17, 2022 |
| Nathan W Benedix | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2022 | Jul 29, 2022 |
| Lara Christine Mayhew | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2022 | Jul 21, 2022 |
| Christopher Edward Simon-Wallace | Fidelity Personal And Workplace Advisors BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Jul 15, 2022 | Sep 28, 2022 (75 d) |
| Elena Marie Suther | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2022 | Sep 8, 2022 (55 d) |
| David J Wolf | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 14, 2022 | Sep 13, 2022 (61 d) |
| Stephen Paul Meihaus | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 14, 2022 | Jul 27, 2022 |
| Tristan S Hughes | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2022 | Aug 5, 2022 |
| Cassidy Schiff | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 12, 2022 | Aug 24, 2022 (43 d) |
| Enzo Cespedes-Correa | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 11, 2022 | Sep 28, 2022 (79 d) |
| Kristen Noelle Roder | Fidelity Personal And Workplace Advisors BD affiliated | Curi Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2022 | Jun 7, 2022 |
| John Michael Obrien | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2022 | Feb 4, 2026 (1306 d) |
| Tyler Jordan Littlefield | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2022 | Jul 19, 2022 |
| Ryan Rogan Ahrens | Fidelity Personal And Workplace Advisors BD affiliated | Green Ocean Global Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2022 | Aug 22, 2022 (47 d) |
| Christopher L Albonetti | Fidelity Personal And Workplace Advisors BD affiliated | Redhawk Wealth Advisors, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2022 | Jul 26, 2022 |
| James Scott Hassell | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 4, 2022 | Jul 20, 2022 |
| Michael A Kozemchak | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 4, 2022 | Aug 23, 2022 (50 d) |
| Maisa Ahmad | Fidelity Personal And Workplace Advisors BD affiliated | Northern Trust Securities, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Jul 12, 2022 |
| Patrick James Durbin | Fidelity Personal And Workplace Advisors BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2022 | Jul 18, 2022 |
| Christine Gehring | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2022 | Jul 8, 2022 |
| Juan Camilo Villamizar | Fidelity Personal And Workplace Advisors BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2022 | Aug 15, 2022 (47 d) |
| Patrick Michael Rogan | Fidelity Personal And Workplace Advisors BD affiliated | Heritage Wealth Management Group, Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2022 | Jul 1, 2022 |
| Felix Ortiz | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2022 | May 10, 2023 (315 d) |
| Richard Jensen Gurr | Fidelity Personal And Workplace Advisors BD affiliated | Capita Financial Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2022 | Jul 7, 2022 |
| Bryan John Carter | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 28, 2022 | Aug 9, 2022 (42 d) |
| Bryce A Edminister | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2022 | Jul 19, 2022 |
| Jeffrey Michael Lloyd | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2022 | Jul 6, 2022 |
| Drake Jonathon Dalton | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2022 | Jun 30, 2022 |
| Placido John Rodriguez | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2022 | Jul 12, 2022 |
| Ryan Patrick Mack | Fidelity Personal And Workplace Advisors BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2022 | Jun 17, 2022 |
| Jonathan Isaacman | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 24, 2022 | Aug 2, 2022 (39 d) |
| Martin William Francis Brennen | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 24, 2022 | Jul 21, 2022 |
| Nathan Elidio Lugo | Fidelity Personal And Workplace Advisors BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Jun 24, 2022 | Jul 1, 2022 |
| Monica Elena Zamfir | Fidelity Personal And Workplace Advisors BD affiliated | Cape Investment Advisory, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2022 | Jul 26, 2022 (34 d) |
| Ryan Joseph Langan | Fidelity Personal And Workplace Advisors BD affiliated | Origin Investment Advisory LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2022 | Jun 24, 2022 |
| Kevin Stanley | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 21, 2022 | Jun 28, 2022 |
| Spencer Larsen | Fidelity Personal And Workplace Advisors BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2022 | Oct 24, 2025 (1221 d) |
| Athena Cristina Yost | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 20, 2022 | Aug 3, 2022 (44 d) |
| Ryan Soule | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2022 | Jun 29, 2022 |
| Matthew Alexander Green | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 20, 2022 | Jul 19, 2022 |
| Connor Diamond | Fidelity Personal And Workplace Advisors BD affiliated | Columbia Management Investment Advisers, LLC asset manager | Other | Jun 17, 2022 | Aug 8, 2022 (52 d) |
| Jennifer L Doak | Fidelity Personal And Workplace Advisors BD affiliated | Wealthgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2022 | May 22, 2026 (1437 d) |
| Samuel Jack Lacey | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2022 | Jun 24, 2022 |
| Eric Orlando Rivera Bonilla | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2022 | Jul 1, 2022 |
| Jeffrey Craig Hanson | Fidelity Personal And Workplace Advisors BD affiliated | Breakwater Capital Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 14, 2022 | Jul 12, 2022 |
| Daniel Martin | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2022 | Jan 1, 2025 (932 d) |
| Morgan Baker Veth | Fidelity Personal And Workplace Advisors BD affiliated | Bogart Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2022 | Jul 12, 2022 |
| Tyler Reed Snow | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 13, 2022 | May 30, 2023 (351 d) |
| Mark M Nakamitsu | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2022 | Jun 17, 2022 |
| Jonathan Allen | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 10, 2022 | Jun 17, 2022 |
| Evan Coulter Erickson | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2022 | Jun 30, 2022 |