DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,544 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brennan Robert Byrns | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Sep 17, 2026 (1835 d) |
| Katelin Dilger | Fidelity Personal And Workplace Advisors BD affiliated | Robinhood Asset Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 7, 2021 | Apr 17, 2025 (1318 d) |
| Michael Gilman | Fidelity Personal And Workplace Advisors BD affiliated | Gerber Kawasaki Wealth & Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2021 | Jan 12, 2023 (492 d) |
| Matthew Sayah Taheri | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 3, 2021 | Sep 29, 2021 |
| Yvonne Jimenez | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 30, 2021 | Sep 22, 2021 |
| Kristian R. Carlson | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 30, 2021 | Nov 16, 2021 (78 d) |
| Nathan Stephens | Fidelity Personal And Workplace Advisors BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Aug 30, 2021 | Oct 4, 2021 (35 d) |
| Katie Adcock Peeden | Fidelity Personal And Workplace Advisors BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2021 | Jun 27, 2022 (301 d) |
| John Peter Appleby | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2021 | Sep 24, 2021 |
| Margaret Elizabeth Hernandez | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 30, 2021 | Sep 25, 2021 |
| Kelsey Heimbigner | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2021 | Feb 22, 2022 (176 d) |
| Tyler William Hardtke | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 30, 2021 | Oct 1, 2021 (32 d) |
| William George Keegan | Fidelity Personal And Workplace Advisors BD affiliated | Columbia Management Investment Advisers, LLC asset manager | Other | Aug 30, 2021 | Sep 30, 2021 (31 d) |
| Allyson N Baker | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2021 | Nov 1, 2021 (63 d) |
| Lauren V Schafer | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2021 | Sep 2, 2021 |
| John Brandon Carr | Fidelity Personal And Workplace Advisors BD affiliated | Captrust institutional | Other | Aug 27, 2021 | Nov 18, 2021 (83 d) |
| Cory Matthew Wasylow | Fidelity Personal And Workplace Advisors BD affiliated | Columbia Management Investment Advisers, LLC asset manager | Other | Aug 26, 2021 | Nov 17, 2021 (83 d) |
| Evan William Hunter | Fidelity Personal And Workplace Advisors BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Jan 1, 2025 (1226 d) |
| Michael Hill | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Sep 13, 2021 |
| Robert D Wilson | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 18, 2021 | Oct 14, 2021 (57 d) |
| Dorinda Eve Hawk | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC other | Other | Aug 17, 2021 | Sep 21, 2021 (35 d) |
| Katelyn Naomi Montijo | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Sep 13, 2021 |
| Joseph A Abbott | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 16, 2021 | Dec 16, 2021 (122 d) |
| Daniel Lacroix | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC other | Other | Aug 16, 2021 | Aug 31, 2021 |
| Yan Lee | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 16, 2021 | Feb 15, 2022 (183 d) |
| Peter W Madsen | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 12, 2021 | May 17, 2022 (278 d) |
| Cody Grant Daniels | Fidelity Personal And Workplace Advisors BD affiliated | Onyx Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2021 | Sep 15, 2021 (37 d) |
| Mikael Rodriguez | Fidelity Personal And Workplace Advisors BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2021 | Oct 11, 2024 (1159 d) |
| Karrisa Marinez | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 9, 2021 | Oct 6, 2021 (58 d) |
| Tien Cheek | Fidelity Personal And Workplace Advisors BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2021 | Sep 13, 2021 (39 d) |
| Patrick John Ryan | Fidelity Personal And Workplace Advisors BD affiliated | Capital Client Group, Inc. no RAUM | Other | Aug 5, 2021 | May 29, 2025 (1393 d) |
| Amy Kaler Webster | Fidelity Personal And Workplace Advisors BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2021 | Oct 27, 2021 (84 d) |
| Lisa Marie Neira | Fidelity Personal And Workplace Advisors BD affiliated | Regentatlantic independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2021 | Aug 31, 2021 |
| Stephanie L Sheipline | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 2, 2021 | Feb 11, 2022 (193 d) |
| Christina Coffey | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Jul 30, 2021 |
| Jacob Robert-Thomas Baker | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Oct 26, 2021 (85 d) |
| Ryan Jellum | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Aug 26, 2021 |
| Eric Scott Surplus | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2021 | Jul 22, 2021 |
| Tze Ee Hng | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2021 | Jan 5, 2022 (162 d) |
| Alberto Nunez | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2021 | Sep 8, 2021 (43 d) |
| Brenden James Urban | Fidelity Personal And Workplace Advisors BD affiliated | Invesco Advisers, Inc. asset manager | Other | Jul 27, 2021 | Aug 3, 2021 |
| Anna Bouthillette | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 26, 2021 | Sep 17, 2021 (53 d) |
| Nevil Dhabhar | Fidelity Personal And Workplace Advisors BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2021 | Oct 14, 2022 (445 d) |
| Jonathan Michael Hemmesch | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 26, 2021 | Sep 1, 2021 (37 d) |
| Eric Kaltenbach | Fidelity Personal And Workplace Advisors BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2021 | Jan 27, 2022 (185 d) |
| Eric Ryan Martin | Fidelity Personal And Workplace Advisors BD affiliated | Oxford Martin, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 26, 2021 | Oct 28, 2021 (94 d) |
| Rashedul Hasan Khan | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Sep 1, 2021 (40 d) |
| Joseph Anthony List | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Apr 17, 2023 (633 d) |
| Janet L Derosa | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 22, 2021 | Oct 13, 2021 (83 d) |
| Brad Paul Schueler | Fidelity Personal And Workplace Advisors BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2021 | Aug 4, 2021 |
| Sean Michael Burke | Fidelity Personal And Workplace Advisors BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2021 | Sep 9, 2021 (51 d) |
| Nicholas Dana Stevens | Fidelity Personal And Workplace Advisors BD affiliated | Evergreen Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 19, 2021 | Jul 8, 2021 |
| Kyle Michael Davis | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2021 | Jul 26, 2021 |
| India Elliott | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 19, 2021 | Aug 25, 2021 (37 d) |
| Virginia Hui Wu | Fidelity Personal And Workplace Advisors BD affiliated | A & I Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2021 | Sep 9, 2021 (55 d) |
| Alicia Danielle Kennedy | Fidelity Personal And Workplace Advisors BD affiliated | Neuberger Berman Bd LLC no RAUM | Other | Jul 14, 2021 | Jul 20, 2021 |
| Matthew Rene Brunner | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 12, 2021 | Jul 12, 2021 |
| Taylor James Elroy Elliott | Fidelity Personal And Workplace Advisors BD affiliated | Captrust institutional | Other | Jul 12, 2021 | Aug 24, 2021 (43 d) |
| Todd Elliott Smith | Fidelity Personal And Workplace Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Apr 3, 2025 (1364 d) |
| Alfonso Cobb | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2021 | Aug 6, 2024 (1124 d) |