| Paula Christine Gunter | Bb&T Investment Services, Inc. no RAUM | Scott & Stringfellow, LLC other | Other | Sep 29, 2006 | Dec 5, 2006 (67 d) |
| Gregory Brett Richesin | Bb&T Investment Services, Inc. no RAUM | Suntrust Investment Services, Inc. other | Other | Aug 25, 2006 | Sep 25, 2006 (31 d) |
| Paul Iver Jepson | Bb&T Investment Services, Inc. no RAUM | First Horizon Advisors, Inc other | Other | Aug 21, 2006 | Oct 2, 2006 (42 d) |
| Shawn Rottink | Bb&T Investment Services, Inc. no RAUM | Uvest Financial Services Group, Inc. unclassified | Other | Jul 3, 2006 | Nov 13, 2009 (1229 d) |
| Lori Barber | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Jun 9, 2006 | Jun 22, 2006 |
| Jeffrey Neil Chapman | Bb&T Investment Services, Inc. no RAUM | Uvest Financial Services Group, Inc. unclassified | Other | Jun 6, 2006 | Jun 29, 2006 |
| Milford Townsend Quinn | Bb&T Investment Services, Inc. no RAUM | UBS Financial Services Inc. wirehouse | Other | Jun 5, 2006 | Jun 16, 2006 |
| Michael J Calandruccio | Bb&T Investment Services, Inc. no RAUM | Lara, Shull & May, Ltd unclassified | Other | May 11, 2006 | Oct 2, 2006 (144 d) |
| Melanie Rowen Reeve | Bb&T Investment Services, Inc. no RAUM | Suntrust Investment Services, Inc. other | Other | May 4, 2006 | Jun 29, 2006 (56 d) |
| Katherine Shelton Fonville | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | May 3, 2006 | Jul 18, 2007 (441 d) |
| Justin S Cobb | Bb&T Investment Services, Inc. no RAUM | Suntrust Investment Services, Inc. other | Other | May 1, 2006 | May 11, 2006 |
| Heath Edward Scott | Bb&T Investment Services, Inc. no RAUM | J.J.B. Hilliard, W.L. Lyons, LLC other | Other | Apr 25, 2006 | May 4, 2006 |
| Timothy Todd Oetken | Bb&T Investment Services, Inc. no RAUM | Uvest Financial Services Group, Inc. unclassified | Other | Apr 5, 2006 | Sep 26, 2006 (174 d) |
| James Ebon Starcher | Bb&T Investment Services, Inc. no RAUM | Wesbanco Securities, Inc. BD affiliated | Other | Mar 13, 2006 | Apr 4, 2006 |
| Russell Wayne Dunkin | Bb&T Investment Services, Inc. no RAUM | Mckinley Carter Wealth Services, Inc. other | Other | Feb 13, 2006 | Feb 13, 2006 |
| William Stephen Miller | Bb&T Investment Services, Inc. no RAUM | Suntrust Investment Services, Inc. other | Other | Feb 2, 2006 | Feb 14, 2006 |
| Phillip Nathan Senderowitz | Bb&T Investment Services, Inc. no RAUM | Osaic Fa, Inc. other | Other | Feb 1, 2006 | Jun 9, 2006 (128 d) |
| Paul Andrew Callander | Bb&T Investment Services, Inc. no RAUM | Banc Of America Investment Services, Inc. unclassified | Other | Jan 4, 2006 | Jan 17, 2006 |
| Jeffrey Bunch | Bb&T Investment Services, Inc. no RAUM | M&T Securities, Inc. unclassified | Other | Nov 28, 2005 | Feb 8, 2006 (72 d) |
| Samuel Reuben Hylton | Bb&T Investment Services, Inc. no RAUM | Scott & Stringfellow, LLC other | Other | Oct 31, 2005 | Nov 1, 2005 |
| Christopher Keith Wilkinson | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Oct 24, 2005 | Feb 3, 2006 (102 d) |
| William Fletcher Hester | Bb&T Investment Services, Inc. no RAUM | First Citizens Investor Services, Inc. other | Other | Oct 20, 2005 | Nov 1, 2005 |
| Jeffrey Scott Hatton | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Aug 23, 2005 | Sep 16, 2005 |
| Michael Sean Campbell | Bb&T Investment Services, Inc. no RAUM | Uvest Financial Services Group, Inc. unclassified | Other | Aug 16, 2005 | Aug 23, 2005 |
| William Andrews Vestal | Bb&T Investment Services, Inc. no RAUM | Scott & Stringfellow, LLC other | Other | Aug 1, 2005 | Aug 2, 2005 |
| David Alan Reynolds | Bb&T Investment Services, Inc. no RAUM | Pnc Wealth Management other | Other | Jun 29, 2005 | Jul 11, 2005 |
| Andrew Robert Gay | Bb&T Investment Services, Inc. no RAUM | Invest Financial Corporation other | Other | Jun 24, 2005 | Jun 23, 2005 |
| James Francis Lohnes | Bb&T Investment Services, Inc. no RAUM | Investment Centers Of America, Inc. other | Other | Jun 23, 2005 | Oct 18, 2005 (117 d) |
| John Valentine Boardman | Bb&T Investment Services, Inc. no RAUM | LPL Financial LLC other | Other | Jun 13, 2005 | Jun 30, 2005 |
| Jonathan Neil Perry | Bb&T Investment Services, Inc. no RAUM | Osaic Fs, Inc. other | Other | Jun 8, 2005 | Jul 9, 2012 (2588 d) |
| Martin Davis Hensley | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Mar 2, 2005 | Mar 1, 2005 |
| John Everett Bennett | Bb&T Investment Services, Inc. no RAUM | Morgan Stanley Dw Inc. unclassified | Other | Feb 9, 2005 | Feb 1, 2005 |
| Roger Wesley Johnson | Bb&T Investment Services, Inc. no RAUM | Cuna Brokerage Services, Inc. other | Other | Feb 3, 2005 | Jun 13, 2005 (130 d) |
| Ransom Garris Stokes | Bb&T Investment Services, Inc. no RAUM | Bb&T Asset Management, Inc. unclassified | Other | Dec 31, 2004 | Jan 20, 2005 |
| Richard Haley Hobgood | Bb&T Investment Services, Inc. no RAUM | Wells Fargo Advisors wirehouse | Other | Dec 15, 2004 | Mar 21, 2005 (96 d) |
| Kip Thomas Siedling | Bb&T Investment Services, Inc. no RAUM | Uvest Financial Services Group, Inc. unclassified | Other | Dec 8, 2004 | Aug 16, 2005 (251 d) |
| Daniel Glenn Freed | Bb&T Investment Services, Inc. no RAUM | Morgan Keegan & Company, LLC other | Other | Nov 30, 2004 | Dec 9, 2004 |
| Joseph Alan Sorrell | Bb&T Investment Services, Inc. no RAUM | M&T Securities, Inc. unclassified | Other | Sep 21, 2004 | Sep 30, 2004 |
| James Woodrow Gillespie | Bb&T Investment Services, Inc. no RAUM | First Citizens Investor Services, Inc. other | Other | Sep 2, 2004 | Sep 9, 2004 |
| George Thomas Haskins | Bb&T Investment Services, Inc. no RAUM | Bi Investments, LLC unclassified | Other | Aug 10, 2004 | Oct 13, 2004 (64 d) |
| Eric Justin Morris | Bb&T Investment Services, Inc. no RAUM | Bb&T Asset Management, Inc. unclassified | Other | Jul 29, 2004 | Jul 28, 2004 |
| Carmen Martinez Wu | Bb&T Investment Services, Inc. no RAUM | Bb&T Asset Management, Inc. unclassified | Other | Jul 28, 2004 | Jul 28, 2004 |
| Jennifer L Ware | Bb&T Investment Services, Inc. no RAUM | Bb&T Asset Management, Inc. unclassified | Other | Jul 28, 2004 | Jul 28, 2004 |
| David Schwarzkopf | Bb&T Investment Services, Inc. no RAUM | Bb&T Asset Management, Inc. unclassified | Other | Jul 28, 2004 | Jul 28, 2004 |
| John Macintosh Barry | Bb&T Investment Services, Inc. no RAUM | Bb&T Asset Management, Inc. unclassified | Other | Jul 28, 2004 | Jul 28, 2004 |
| Melissa Holding | Bb&T Investment Services, Inc. no RAUM | Bb&T Asset Management, Inc. unclassified | Other | Jul 28, 2004 | Jul 28, 2004 |
| Melanie Rowen Reeve | Bb&T Investment Services, Inc. no RAUM | Bb&T Asset Management, Inc. unclassified | Other | Jul 28, 2004 | Jul 28, 2004 |
| Peter William Krull | Bb&T Investment Services, Inc. no RAUM | LPL Financial LLC other | Other | Jul 19, 2004 | Jul 16, 2004 |
| Allen Ryan Burton | Bb&T Investment Services, Inc. no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 15, 2004 | Jun 16, 2004 |
| Michael Corey Carson | Bb&T Investment Services, Inc. no RAUM | Banc Of America Investment Services, Inc. unclassified | Other | Jun 14, 2004 | Jun 10, 2004 |
| Michael Harper | Bb&T Investment Services, Inc. no RAUM | Invest Financial Corporation other | Other | Jun 7, 2004 | Jun 16, 2004 |
| Elizabeth Windsor Thompson | Bb&T Investment Services, Inc. no RAUM | First Market Advisors, Inc. unclassified | Other | Jun 1, 2004 | Apr 27, 2005 (330 d) |
| Jason Scott Sykes | Bb&T Investment Services, Inc. no RAUM | Truist Advisory Services, Inc. no RAUM | Other | Jun 1, 2004 | Sep 13, 2016 (4487 d) |
| Jason Herald Lindley | Bb&T Investment Services, Inc. no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 20, 2004 | Jan 21, 2005 (246 d) |
| Yolanda Cobb | Bb&T Investment Services, Inc. no RAUM | Suntrust Investment Services, Inc. other | Other | May 6, 2004 | Jun 23, 2005 (413 d) |
| Jeremy Todd Zeichner | Bb&T Investment Services, Inc. no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 7, 2004 | Apr 21, 2004 |
| Angel Herman | Bb&T Investment Services, Inc. no RAUM | LPL Financial LLC other | Other | Mar 31, 2004 | Nov 29, 2004 (243 d) |
| Patrick Charles Homan | Bb&T Investment Services, Inc. no RAUM | Uvest Financial Services Group, Inc. unclassified | Other | Mar 8, 2004 | Apr 7, 2004 |
| Charles Wayne Mobley | Bb&T Investment Services, Inc. no RAUM | Invest Financial Corporation other | Other | Feb 19, 2004 | Feb 26, 2004 |
| Michelle Inman Myers | Bb&T Investment Services, Inc. no RAUM | Edward Jones national BD | Other | Jan 21, 2004 | Jul 26, 2004 (187 d) |