DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Command Financial Planning, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Emily Anne Harker Smith	First Command Financial Planning, Inc. other	Davinci Financial Designs other	Other	Dec 16, 2015	Dec 9, 2015
John Esrom Anderson	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Dec 15, 2015	Apr 12, 2004
Christopher David Lee	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Dec 15, 2015	Apr 12, 2004
James Michael Schless	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Dec 15, 2015	Apr 27, 2004
Martin Lee Robbins	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Dec 15, 2015	Apr 12, 2004
John David Sheehan	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Dec 15, 2015	Apr 12, 2004
David Eugene Studer	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Dec 15, 2015	Apr 12, 2004
Joshua Paul Walshe	First Command Financial Planning, Inc. other	Huber Financial no RAUM	Other	Dec 15, 2015	Mar 6, 2010
Martin Lee Robbins	First Command Financial Planning, Inc. other	Wells Fargo Advisors wirehouse	Other	Nov 9, 2015	Nov 6, 2015
Ryan Paul Scott	First Command Financial Planning, Inc. other	State Farm Investment Management Corp. asset manager	Other	Nov 9, 2015	Jan 17, 2023 (2626 d)
Lucian Mohssin Lobelkarimi	First Command Financial Planning, Inc. other	Veteran Capital Management unclassified	Other	Nov 9, 2015	Nov 29, 2016 (386 d)
Terence Lamont Graham	First Command Financial Planning, Inc. other	First Command Advisory Services BD affiliated	Other	Oct 9, 2015	Sep 23, 2019 (1445 d)
John Joseph Minton	First Command Financial Planning, Inc. other	Msi Financial Services, Inc. other	Other	Oct 7, 2015	Oct 1, 2015
Renee Marie Axton	First Command Financial Planning, Inc. other	Pnc Wealth Management other	Other	Oct 7, 2015	Dec 13, 2016 (433 d)
Adam David Parks	First Command Financial Planning, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 9, 2015	Sep 22, 2015
Justin J Griffin	First Command Financial Planning, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 4, 2015	Oct 16, 2015 (42 d)
Kathleen Nina Sanford	First Command Financial Planning, Inc. other	Msi Financial Services, Inc. other	Other	Aug 6, 2015	Jul 31, 2015
David E Gonzalez	First Command Financial Planning, Inc. other	Msi Financial Services, Inc. other	Other	Aug 5, 2015	Aug 13, 2015
Mark Douglas Hansen	First Command Financial Planning, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 5, 2015	Oct 22, 2015 (78 d)
William Joseph Reynolds	First Command Financial Planning, Inc. other	First Command Advisory Services other	Other	Aug 5, 2015	Dec 15, 2015 (132 d)
John G Rhode	First Command Financial Planning, Inc. other	Foresters Equity Services, Inc. other	Other	Jul 17, 2015	May 3, 2016 (291 d)
Leslie R Schilp	First Command Financial Planning, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Feb 10, 2015	Mar 20, 2015 (38 d)
Megan Ellen Brown	First Command Financial Planning, Inc. other	Edward Jones national BD	Other	Feb 10, 2015	Mar 7, 2016 (391 d)
Pamela Ann Rodriguez	First Command Financial Planning, Inc. other	Davinci Financial Designs other	Other	Dec 18, 2014	Dec 9, 2014
William Arthur Keeney	First Command Financial Planning, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Dec 18, 2014	Jun 4, 2015 (168 d)
Todd Alan Gaswick	First Command Financial Planning, Inc. other	Securities America Advisors, Inc. other	Other	Dec 17, 2014	Dec 16, 2014
Imelda Patricia Renteria	First Command Financial Planning, Inc. other	The Retirement Group, LLC other	Other	Nov 12, 2014	Jan 16, 2015 (65 d)
Daniel Tyler Smith	First Command Financial Planning, Inc. other	Strategic Advisers LLC national BD	Other	Nov 12, 2014	Nov 26, 2014
Kirk Jeffrey Segars	First Command Financial Planning, Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	Nov 12, 2014	Nov 13, 2014
Timothy Robert Randle	First Command Financial Planning, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 5, 2014	Nov 7, 2014
Robert Joseph Sampson	First Command Financial Planning, Inc. other	Osaic Fs, Inc. other	Other	Nov 5, 2014	Nov 18, 2014
Ramon Vasquez Aguirre	First Command Financial Planning, Inc. other	Td Ameritrade, Inc. no RAUM	Other	Nov 5, 2014	Dec 2, 2014
Neal M Litton	First Command Financial Planning, Inc. other	Usaa Financial Planning Services no RAUM	Other	Oct 3, 2014	Mar 23, 2015 (171 d)
Patrick Francis Ortman	First Command Financial Planning, Inc. other	Commonwealth Financial Network national BD	Other	Aug 19, 2014	Aug 11, 2014
Kirk Hogan Baur	First Command Financial Planning, Inc. other	Davinci Financial Designs other	Other	Aug 5, 2014	Jul 15, 2014
Eric Karl Bressman	First Command Financial Planning, Inc. other	Davinci Financial Designs other	Other	Aug 4, 2014	Aug 1, 2014
Yamara M Beck	First Command Financial Planning, Inc. other	Osaic Fs, Inc. other	Other	May 13, 2014	May 12, 2014
Elena Debora Cumberbatch-Lynch	First Command Financial Planning, Inc. other	Msi Financial Services, Inc. other	Other	Apr 16, 2014	May 1, 2014
Gregory William Glynn	First Command Financial Planning, Inc. other	Next Financial Group, Inc. other	Other	Apr 4, 2014	Jun 9, 2014 (66 d)
David Allen Strandin	First Command Financial Planning, Inc. other	Morgan Stanley wirehouse	Other	Apr 4, 2014	Sep 4, 2014 (153 d)
Christian Baca	First Command Financial Planning, Inc. other	Strategic Advisers LLC national BD	Other	Apr 2, 2014	Apr 14, 2015 (377 d)
Ashley Lynn Arrington	First Command Financial Planning, Inc. other	Strategic Advisers LLC national BD	Other	Mar 6, 2014	Oct 22, 2014 (230 d)
Mark Lott	First Command Financial Planning, Inc. other	Girard Securities, Inc. other	Other	Feb 10, 2014	Jun 18, 2014 (128 d)
Robert Eugene Pickle	First Command Financial Planning, Inc. other	Fbl Investment Management Services, Inc. other	Other	Feb 6, 2014	Feb 5, 2015 (364 d)
James Allan Kearse	First Command Financial Planning, Inc. other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Feb 6, 2014	Mar 11, 2014 (33 d)
James H Terrells	First Command Financial Planning, Inc. other	Lodestone Wealth Management LLC independent RIA	Other	Jan 28, 2014	Feb 7, 2014
Kenneth Greenwood	First Command Financial Planning, Inc. other	Suntrust Investment Services, Inc. other	Other	Jan 20, 2014	Jan 17, 2014
Ramona Maria Santos	First Command Financial Planning, Inc. other	First Command Bank unclassified	Other	Jan 15, 2014	Apr 12, 2004
Scott Robert Anderson	First Command Financial Planning, Inc. other	Morgan Stanley wirehouse	Other	Jan 15, 2014	May 16, 2014 (121 d)
Stephanie Renee Ames	First Command Financial Planning, Inc. other	Bb&T Investment Services, Inc. no RAUM	Other	Nov 25, 2013	Nov 21, 2013
Gary Dwain Rice	First Command Financial Planning, Inc. other	Usaa Financial Planning Services no RAUM	Other	Nov 14, 2013	Nov 22, 2013
Schane Pierce Goheen	First Command Financial Planning, Inc. other	Pruco Securities, LLC other	Other	Oct 18, 2013	Oct 28, 2013
Bryon Edward Meyer	First Command Financial Planning, Inc. other	Fintegra, LLC other	Other	Oct 16, 2013	Oct 1, 2014 (350 d)
Jonathan Paul Ippel	First Command Financial Planning, Inc. other	Orgel Wealth Management, LLC other	Other	Oct 16, 2013	Jan 21, 2014 (97 d)
Jason Ronald Surya	First Command Financial Planning, Inc. other	Pruco Securities, LLC other	Other	Sep 11, 2013	Sep 11, 2013
Tyler Mark Dumey	First Command Financial Planning, Inc. other	First Brokerage America, L.L.C. unclassified	Other	Aug 30, 2013	Aug 16, 2013
Heather Joy Lovallo	First Command Financial Planning, Inc. other	Wrenne Financial Planning LLC independent RIA	Other	Aug 28, 2013	Feb 28, 2024 (3836 d)
John Charles Macdougall	First Command Financial Planning, Inc. other	Commonwealth Financial Network national BD	Other	Aug 23, 2013	Sep 17, 2013
William Ronald Gecks	First Command Financial Planning, Inc. other	Valic Financial Advisors, Inc. other	Other	Aug 8, 2013	Sep 5, 2013
George Ernest Stratmann	First Command Financial Planning, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 25, 2013	Jul 2, 2013

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228 moves match.