DFX Intelligence
Advisor moves
Departures from Citizens Securities, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,362 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrea Migliaccio | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2018 | Jan 2, 2019 |
| Joseph John Baganski | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2018 | Dec 24, 2018 |
| Ayinde J Shepherd | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2018 | Dec 6, 2018 |
| Anna Rifkin | Citizens Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2018 | Dec 11, 2018 |
| Nathan Robert Falso | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 13, 2018 | Nov 15, 2018 |
| Eric Christopher Ferguson | Citizens Securities, Inc. BD affiliated | Empower Advisory Group, LLC other | Other | Nov 12, 2018 | Dec 6, 2021 (1120 d) |
| Mathew Parsons | Citizens Securities, Inc. BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Nov 12, 2018 |
| Michael Jay Thompson | Citizens Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2018 | Aug 25, 2020 (663 d) |
| Brandy Sue Mohan | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2018 | Nov 7, 2018 |
| Paul Louis Tiernan | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2018 | Dec 6, 2018 (55 d) |
| Christopher S Johnstone | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 11, 2018 | Oct 24, 2018 |
| Aya Metwally | Citizens Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2018 | Oct 25, 2018 |
| James Harrison Waugh | Citizens Securities, Inc. BD affiliated | Vima, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2018 | Jan 8, 2026 (2655 d) |
| Kristine Black | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2018 | Aug 11, 2020 (680 d) |
| Hakan Ibisi | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2018 | Oct 11, 2018 |
| Samuel Campbell Watson | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2018 | Sep 12, 2018 |
| Kirsten A. Bagaglia | Citizens Securities, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 31, 2018 | Aug 29, 2018 |
| Bill Dragolas | Citizens Securities, Inc. BD affiliated | Cornerstone Asset Management Services, Inc. other | Other | Aug 24, 2018 | Aug 29, 2018 |
| Ryan Geisler | Citizens Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2018 | Aug 29, 2018 |
| David Paul Dufour | Citizens Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2018 | Aug 21, 2018 |
| Ryan Michael Filiaggi | Citizens Securities, Inc. BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2018 | Nov 15, 2018 (93 d) |
| Dennis Piccone | Citizens Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2018 | Sep 5, 2018 |
| Christopher Joseph Dwyer | Citizens Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2018 | Aug 29, 2018 |
| Robert Michael Hahn | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 3, 2018 | Oct 9, 2018 (67 d) |
| Corrine Renee Clark | Citizens Securities, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2018 | May 5, 2020 (649 d) |
| Daniel Brian Greaves | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 24, 2018 | Sep 20, 2018 (58 d) |
| Paula Theresa Aveni | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2018 | Aug 3, 2021 (1107 d) |
| Douglas Earl Esenwine | Citizens Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 23, 2018 | Aug 13, 2018 |
| Rashon Maurice Howard | Citizens Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2018 | Apr 11, 2019 (268 d) |
| Jeffrey Richard Walker | Citizens Securities, Inc. BD affiliated | Thrive Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2018 | Jul 26, 2019 (375 d) |
| Jeffrey David Bryce | Citizens Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2018 | Mar 26, 2021 (984 d) |
| Joseph Emerick Bakaysa | Citizens Securities, Inc. BD affiliated | The Patriot Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2018 | Jul 24, 2018 |
| Thomas Lawrence Reid | Citizens Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2018 | Dec 21, 2018 (168 d) |
| Anthony Edward Pratt | Citizens Securities, Inc. BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2018 | Jul 2, 2018 |
| Gregory Aaron Resnick | Citizens Securities, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 2, 2018 | Jul 3, 2018 |
| William Edward Baker | Citizens Securities, Inc. BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2018 | Jun 5, 2018 |
| Kenneth E O'Connor | Citizens Securities, Inc. BD affiliated | Kelly Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2018 | Aug 21, 2019 (421 d) |
| Marcio Martins | Citizens Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2018 | Jul 5, 2018 |
| Marcus T Coleman | Citizens Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 20, 2018 | Mar 3, 2020 (622 d) |
| Edward J. Pavel | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 19, 2018 | Jul 16, 2018 |
| Steven M Reauso | Citizens Securities, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2018 | Jul 6, 2018 |
| Stephanie Angelina Casey | Citizens Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2018 | Jun 18, 2018 |
| Kimberly B Dulaurence | Citizens Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2018 | Jun 1, 2018 |
| Rose Joyce | Citizens Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2018 | Sep 5, 2018 (112 d) |
| Manuel Loureiro | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 15, 2018 | May 11, 2018 |
| Seth Tobias | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2018 | Jan 6, 2023 (1697 d) |
| Meghavi Damani Rosean | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 14, 2018 | Jun 28, 2018 (45 d) |
| William Anderson Harig | Citizens Securities, Inc. BD affiliated | Horace Mann Investors, Inc. no RAUM | Other | May 1, 2018 | Sep 4, 2018 (126 d) |
| Reid Hartley Hansen | Citizens Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 1, 2018 | May 29, 2018 |
| Christopher Anteau | Citizens Securities, Inc. BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2018 | Apr 27, 2018 |
| Mark Leonard Silvester | Citizens Securities, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2018 | Jul 8, 2021 (1165 d) |
| Deena Michelle Kobrin | Citizens Securities, Inc. BD affiliated | Next Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2018 | Apr 20, 2018 |
| Joseph Paul Chalifoux | Citizens Securities, Inc. BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2018 | Apr 7, 2020 (727 d) |
| Vincent Paul Grimaldi | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2018 | Mar 21, 2024 (2172 d) |
| Louis Gordon Petrucco | Citizens Securities, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2018 | Apr 10, 2018 |
| Thomas Omalley | Citizens Securities, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2018 | Apr 4, 2018 |
| Antonio Piccolino | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2018 | Apr 10, 2018 |
| Brian T Sullivan | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2018 | May 14, 2018 (42 d) |
| Laura A Sausville | Citizens Securities, Inc. BD affiliated | Trueplan Benefit And Retirement Advisors institutional | Other | Apr 2, 2018 | Apr 3, 2018 |
| Lauren Comer | Citizens Securities, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2018 | Oct 1, 2019 (547 d) |