DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Citizens Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin Holloway | Citizens Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 17, 2025 | Aug 6, 2025 (50 d) |
| Linda Sue Bove | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | Jun 18, 2025 |
| Anthony Fornatale | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jul 2, 2025 |
| Emily A Fluke | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2025 | Jun 11, 2024 |
| Freidy Mariano | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2025 | Jul 22, 2025 (50 d) |
| Ali Shahmohammadi | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2025 | Jun 5, 2025 |
| Thomas Andrew Pekkarinen | Citizens Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 29, 2025 | Dec 8, 2025 (193 d) |
| Stephen K Mulhall | Citizens Securities, Inc. BD affiliated | Skm Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 9, 2025 | Jul 10, 2025 (62 d) |
| Nitish Kulkarni | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2025 | Jun 2, 2025 |
| Deborah J Naylor | Citizens Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | Dec 17, 2025 (223 d) |
| Renee Elizabeth Hickey | Citizens Securities, Inc. BD affiliated | Charter Oak Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2025 | Jun 2, 2025 (47 d) |
| Enrique Tiburcio | Citizens Securities, Inc. BD affiliated | Bull Market Investment Management, Inc. no RAUM | Other | Apr 15, 2025 | Jun 23, 2026 (434 d) |
| Robert Charles Hannon | Citizens Securities, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Jun 18, 2025 (64 d) |
| John Deminico | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2025 | Jun 5, 2025 (52 d) |
| Joel Boissiere | Citizens Securities, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2025 | May 9, 2025 |
| Christopher L Chakkalapadavil | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Nov 26, 2025 (231 d) |
| Preston Christian | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 27, 2025 | Apr 25, 2025 |
| Joshua Michael Larsen | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 18, 2025 | Mar 24, 2025 |
| Susan Catherine Heinrich | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Apr 2, 2025 |
| Joshua Chase Ryan | Citizens Securities, Inc. BD affiliated | Blackrock Investment Management, LLC other | Other | Mar 13, 2025 | Jun 13, 2025 (92 d) |
| Jeffrey Unger | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Mar 10, 2025 |
| Terrence Mcmanus | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 3, 2025 | Feb 28, 2025 |
| Michael John Pritts | Citizens Securities, Inc. BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2025 | Jun 9, 2025 (104 d) |
| Waheed Abisoye Gbadamosi | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2025 | Feb 25, 2025 |
| Adam E. Chera | Citizens Securities, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Apr 24, 2025 (65 d) |
| Christopher Michael Cohen | Citizens Securities, Inc. BD affiliated | Bcg Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2025 | Feb 26, 2025 |
| Matthew Diruggiero | Citizens Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2024 | May 22, 2025 (156 d) |
| Patrick Milas | Citizens Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Jan 2, 2025 |
| David Chapin | Citizens Securities, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Apr 4, 2025 (116 d) |
| Nathan Robert Falso | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2024 | Jan 30, 2023 |
| Shane Ryan Mcmahon | Citizens Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Jan 31, 2025 (53 d) |
| Steven James Tynan | Citizens Securities, Inc. BD affiliated | St. Germain Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2024 | Jan 2, 2025 |
| Matt Donovan | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Dec 11, 2024 |
| Natasha Jativa | Citizens Securities, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 5, 2024 |
| O Emmanuel Adepoju Grace | Citizens Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Nov 1, 2021 |
| Steven Jumper | Citizens Securities, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Dec 12, 2024 |
| Karen Warner | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 25, 2024 |
| Michael Haas | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2024 | Sep 29, 2022 |
| Kob Yan | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Nov 19, 2024 |
| Daniel L Linnehan | Citizens Securities, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Nov 13, 2024 | Apr 17, 2025 (155 d) |
| Phillip Mark Grandison | Citizens Securities, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Feb 18, 2025 (99 d) |
| Jeremiah Figueroa | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2024 | Dec 4, 2024 |
| Armin Hrncic | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Oct 25, 2024 |
| Zachary Armand Leighton | Citizens Securities, Inc. BD affiliated | Alta Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2024 | Oct 25, 2024 |
| Martin Gumowski | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Apr 7, 2025 (166 d) |
| Jaclyn Marie Stark-Mullica | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Oct 18, 2024 |
| Vincent Thornton | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Oct 18, 2024 |
| Edward E Carlson | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Nov 5, 2024 (34 d) |
| Dexter Francis De La Rosa | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Sep 20, 2024 |
| Jonathan Jed Meyers | Citizens Securities, Inc. BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 16, 2024 | Feb 6, 2025 (143 d) |
| Aaron Osei | Citizens Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2024 | Jan 3, 2025 (115 d) |
| Darwin Smith | Citizens Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Sep 6, 2024 |
| Jimmy To | Citizens Securities, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Feb 4, 2026 (530 d) |
| William James Kinmonth | Citizens Securities, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Aug 22, 2024 |
| Osmar Hernandez | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Sep 16, 2024 |
| Naseema Sharif | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 22, 2024 | Jun 13, 2025 (295 d) |
| Michael Barrett | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Aug 30, 2024 |
| Brian Dennis Darling | Citizens Securities, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2024 | Jul 19, 2024 |
| Lucas John Gooding | Citizens Securities, Inc. BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Oct 25, 2024 (88 d) |
| Paul Linn | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 23, 2024 | Jul 24, 2024 |
1,358 moves match.