DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Woodbury Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stacey Janay CorbelloWoodbury Financial Services, Inc. BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 6, 2021Apr 5, 2021
Randall C HarlessWoodbury Financial Services, Inc. BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 6, 2021Apr 1, 2021
Patrick Rheagan ShieldsWoodbury Financial Services, Inc. BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 6, 2021Apr 1, 2021
Samuel Michael JohnsonWoodbury Financial Services, Inc. BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 24, 2021May 17, 2021 (82 d)
Robert Lloyd MacniderWoodbury Financial Services, Inc. BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 15, 2021Feb 16, 2021
Kristopher T SharpeWoodbury Financial Services, Inc. BD affiliatedBehl Wealth Management state registeredAffiliated broker-dealer or bank to a state-registered adviserFeb 1, 2021Jan 20, 2023 (718 d)
Virendra Singh TavathiaWoodbury Financial Services, Inc. BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 20, 2021Feb 5, 2021
Leanne Jeannette GeerWoodbury Financial Services, Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherJan 19, 2021Dec 4, 2020
Kenneth J GertieWoodbury Financial Services, Inc. BD affiliatedPts Brokerage, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 8, 2021Feb 14, 2021 (37 d)
James Marks BowerWoodbury Financial Services, Inc. BD affiliatedGradient Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2020Jan 8, 2021
Joseph L. DuranWoodbury Financial Services, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2020Jan 4, 2021
Nathan William Dean BrownWoodbury Financial Services, Inc. BD affiliatedKimsa Asset Management LLC unclassifiedOtherDec 9, 2020Dec 14, 2020
David Jason SmithWoodbury Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 8, 2020Dec 15, 2020
William Thomas LockwoodWoodbury Financial Services, Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherDec 8, 2020Dec 4, 2020
Robert Lee BriteWoodbury Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 25, 2020Nov 23, 2020
William Evans DoughtyWoodbury Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 16, 2020Nov 12, 2020
Christopher Edward MaglichWoodbury Financial Services, Inc. BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherSep 29, 2020Sep 29, 2020
James Bernard JohnsonWoodbury Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 28, 2020Sep 24, 2020
Lavelle KnightWoodbury Financial Services, Inc. BD affiliatedLifemark Securities Corp. BD affiliatedAffiliated broker-dealer or bank to anotherSep 25, 2020Sep 24, 2020
Ashley Rose McnealWoodbury Financial Services, Inc. BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2020Jan 9, 2019
Charles D KerWoodbury Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 3, 2020Sep 1, 2020
Joseph Daniel SteadmanWoodbury Financial Services, Inc. BD affiliatedHerrington Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 24, 2020Oct 16, 2020 (53 d)
Jodie B. LaneWoodbury Financial Services, Inc. BD affiliatedJ. W. Cole Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 17, 2020Feb 8, 2021 (175 d)
Gary Allen ScottWoodbury Financial Services, Inc. BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 12, 2020Sep 10, 2020
Sharon GreenWoodbury Financial Services, Inc. BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 7, 2020Jan 1, 2025 (1608 d)
Brandon E MoultonWoodbury Financial Services, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 31, 2020Sep 17, 2020 (48 d)
Benjamin James BlumWoodbury Financial Services, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 28, 2020Jul 17, 2020
Christopher John PicciurroWoodbury Financial Services, Inc. BD affiliatedCenter Street Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2020Jul 15, 2020
Paul Russell CunninghamWoodbury Financial Services, Inc. BD affiliatedAdvisornet Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2020Jul 10, 2020
Daniel Wade FletcherWoodbury Financial Services, Inc. BD affiliatedSpc BD affiliatedAffiliated broker-dealer or bank to anotherJul 3, 2020Jul 1, 2020
Steven Joel MoranWoodbury Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 1, 2020May 27, 2020
Brent Curtis BowmanWoodbury Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 15, 2020Jun 11, 2020
David Legrand PayneWoodbury Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 15, 2020Jun 11, 2020
James Joseph StosselWoodbury Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 3, 2020Jun 1, 2020
Adam David GafnerWoodbury Financial Services, Inc. BD affiliatedTitletown Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 29, 2020Jun 17, 2020
David Alan HornWoodbury Financial Services, Inc. BD affiliatedTitletown Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 29, 2020May 29, 2020
Gary T BrewtonWoodbury Financial Services, Inc. BD affiliatedTitletown Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 29, 2020Jun 17, 2020
John Allen SeamanWoodbury Financial Services, Inc. BD affiliatedMutual Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 4, 2020Apr 30, 2020
Sophia Oh-NguyenWoodbury Financial Services, Inc. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseApr 21, 2020Jun 23, 2020 (63 d)
Jacob Alec Joseph HeckmanWoodbury Financial Services, Inc. BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAApr 16, 2020Apr 24, 2020
Kenneth Cleo JohnsonWoodbury Financial Services, Inc. BD affiliatedStonex Advisors Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 15, 2020Apr 15, 2020
Jason Henry VieiraWoodbury Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 13, 2020May 28, 2020 (45 d)
Albert Michael DanielsWoodbury Financial Services, Inc. BD affiliatedAmeritas Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2020Apr 14, 2020
Megan Louise AveryWoodbury Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 2, 2020Mar 27, 2020
James Patrick WatersWoodbury Financial Services, Inc. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseApr 2, 2020Apr 1, 2020
Kelly Briana HammerWoodbury Financial Services, Inc. BD affiliatedFsc Securities Corporation otherOtherMar 30, 2020Aug 15, 2017
Eric A MichalskiWoodbury Financial Services, Inc. BD affiliatedJon Baker Financial Group unclassifiedOtherMar 4, 2020May 14, 2018
Brian S StaplesWoodbury Financial Services, Inc. BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 4, 2020Mar 5, 2020
Sam Charles WilkersonWoodbury Financial Services, Inc. BD affiliatedJon Baker Financial Group unclassifiedOtherMar 4, 2020May 14, 2018
Serina ShyuWoodbury Financial Services, Inc. BD affiliatedJon Baker Financial Group unclassifiedOtherMar 4, 2020May 14, 2018
Christopher John TaylorWoodbury Financial Services, Inc. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseFeb 25, 2020Apr 1, 2020 (36 d)
Kevin Michael FahyWoodbury Financial Services, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherFeb 18, 2020Apr 7, 2020 (49 d)
Roy Lee PiskeWoodbury Financial Services, Inc. BD affiliatedWsa Affiliates, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserFeb 12, 2020Mar 12, 2020
Robert Antoine FilmoreWoodbury Financial Services, Inc. BD affiliatedUsaa Investment Services Company BD affiliatedAffiliated broker-dealer or bank to anotherJan 31, 2020Apr 9, 2020 (69 d)
Stephen Jay MyersWoodbury Financial Services, Inc. BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherJan 29, 2020Nov 21, 2018
John M. LynchWoodbury Financial Services, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJan 24, 2020Jan 24, 2020
Timothy M PhenecieWoodbury Financial Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJan 21, 2020Mar 5, 2020 (44 d)
Gary M KlobcharWoodbury Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 21, 2020Jan 16, 2020
Patrick Joseph CloutierWoodbury Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 17, 2020Jan 13, 2020
Matthew Bryce GournayWoodbury Financial Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 17, 2020Jan 13, 2020
Page 5 of 17PreviousNext
1,016 moves match.