DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Woodbury Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James John Silbernagel | Woodbury Financial Services, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2019 | Apr 1, 2019 |
| James Reed Davis | Woodbury Financial Services, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2019 | May 15, 2019 (41 d) |
| Robert Donnelly | Woodbury Financial Services, Inc. BD affiliated | Alpha Advisors Alliance, LLC unclassified | Other | Apr 3, 2019 | Apr 1, 2019 |
| Walter W Goss | Woodbury Financial Services, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2019 | Mar 22, 2019 |
| Jed Andrew Lund | Woodbury Financial Services, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2019 | Mar 15, 2019 |
| Eric Stanley Springer | Woodbury Financial Services, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2019 | Mar 20, 2019 |
| Eric Michael Grafnitz | Woodbury Financial Services, Inc. BD affiliated | Questar Asset Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2019 | Apr 16, 2019 (34 d) |
| Robert Charles Schubert | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2019 | Mar 5, 2019 |
| Phillip Wayne Olney | Woodbury Financial Services, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2019 | Mar 8, 2019 |
| Allan Magnaye Alcayde | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2019 | Mar 8, 2019 |
| Richard Nettuno | Woodbury Financial Services, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2019 | Feb 4, 2021 (701 d) |
| Gordon Sylvester | Woodbury Financial Services, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2019 | Oct 15, 2019 (228 d) |
| Jonathan Howard Friess | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2019 | Jan 23, 2019 |
| Darin Swick | Woodbury Financial Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2019 | Jan 17, 2019 |
| Christopher Chea Stewart | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2018 | Dec 21, 2018 |
| Roger Daniel Plackemeier | Woodbury Financial Services, Inc. BD affiliated | Hickory Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 7, 2018 | Nov 6, 2018 |
| Tanner Wayne Greer | Woodbury Financial Services, Inc. BD affiliated | Hickory Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 7, 2018 | Nov 7, 2018 |
| Jacqueline Marie Karpinsky | Woodbury Financial Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 30, 2018 | Jan 17, 2019 (79 d) |
| Mark Angelo Aleman | Woodbury Financial Services, Inc. BD affiliated | Infinity Financial Services Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2018 | Jan 1, 2026 (2625 d) |
| Alton Leroy Howell | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2018 | Oct 18, 2018 |
| Eric Michael Chaney | Woodbury Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 12, 2018 | Oct 9, 2018 |
| Matthew Siegel | Woodbury Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 12, 2018 | Oct 9, 2018 |
| Neelam Ramchand Krishnaney-Davison | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2018 | Sep 28, 2018 |
| Jennifer L Johnson | Woodbury Financial Services, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2018 | Oct 16, 2019 (390 d) |
| John Colmore Beane | Woodbury Financial Services, Inc. BD affiliated | Homrich Berg independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2018 | Oct 9, 2018 |
| Brendon Michael Derouin | Woodbury Financial Services, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2018 | May 26, 2026 (2808 d) |
| Thomas John Harold | Woodbury Financial Services, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2018 | Aug 31, 2018 |
| Lauris Devon Valtinson | Woodbury Financial Services, Inc. BD affiliated | Valtinson Bruner Financial Planning no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 5, 2018 | Aug 31, 2018 |
| Robert John Bruner | Woodbury Financial Services, Inc. BD affiliated | Valtinson Bruner Financial Planning no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 5, 2018 | Aug 31, 2018 |
| Antoinetta Freeman | Woodbury Financial Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 30, 2018 | Sep 24, 2018 |
| Tina Faye Moore | Woodbury Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2018 | Sep 27, 2018 (65 d) |
| Sharif Azmi Sharif | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2018 | Jul 19, 2018 |
| Azmi Sharif | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2018 | Jul 19, 2018 |
| James Frances Fischer | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2018 | Jul 19, 2018 |
| Steven Gerard Phipps | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2018 | Jul 13, 2018 |
| Jeffery Keith Belzeski | Woodbury Financial Services, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2018 | Jul 28, 2020 (785 d) |
| Troy Savio Fonseca | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2018 | May 30, 2018 |
| Jeffrey Alan Jahnke | Woodbury Financial Services, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 29, 2018 | May 17, 2018 |
| Jonathan David Wylie | Woodbury Financial Services, Inc. BD affiliated | Bcu Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2018 | May 10, 2018 |
| Ruth Ann Tsakonas | Woodbury Financial Services, Inc. BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2018 | May 7, 2018 |
| John Ladick | Woodbury Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2018 | May 1, 2018 |
| Matthew Roy Stahl | Woodbury Financial Services, Inc. BD affiliated | Cg Advisory Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2018 | Apr 16, 2018 |
| Robert James Roche | Woodbury Financial Services, Inc. BD affiliated | 20/20 Capital Management, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2018 | Apr 10, 2018 |
| Karen Marie Lessard | Woodbury Financial Services, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2018 | Apr 11, 2018 |
| Ernest Fred Collyer | Woodbury Financial Services, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2018 | Mar 29, 2018 |
| Michelle Bergmann | Woodbury Financial Services, Inc. BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Mar 26, 2018 | Mar 20, 2020 (725 d) |
| Michael Albert Verhalen | Woodbury Financial Services, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2018 | Mar 14, 2018 |
| Randall Brian Stoltz | Woodbury Financial Services, Inc. BD affiliated | Concorde Asset Management, LLC other | Other | Mar 2, 2018 | Mar 1, 2018 |
| Eric D Iwanski | Woodbury Financial Services, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2018 | Apr 5, 2018 (34 d) |
| Jessica Barbey | Woodbury Financial Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 9, 2018 | Sep 28, 2018 (231 d) |
| Philip James Yun | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2018 | Jan 29, 2018 |
| William Joseph Aldrich | Woodbury Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. other | Other | Jan 4, 2018 | Jan 5, 2018 |
| Ryan Andre Myers | Woodbury Financial Services, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2017 | Sep 23, 2019 (631 d) |
| Susan Michelle Benedict | Woodbury Financial Services, Inc. BD affiliated | Colliers Securities LLC other | Other | Dec 22, 2017 | Dec 22, 2017 |
| Brent Christopher Mcdonald | Woodbury Financial Services, Inc. BD affiliated | Investacorp Advisory Services Inc other | Other | Dec 19, 2017 | Dec 15, 2017 |
| Valentine T Huang | Woodbury Financial Services, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 1, 2017 | Dec 1, 2017 |
| Christian David Price | Woodbury Financial Services, Inc. BD affiliated | Life Planning Advisors LLC other | Other | Dec 1, 2017 | Jan 4, 2018 (34 d) |
| Sonja Michelle Hall | Woodbury Financial Services, Inc. BD affiliated | USA Financial Securities LLC other | Other | Nov 2, 2017 | Nov 1, 2017 |
| Russell Neill Hadley | Woodbury Financial Services, Inc. other | Osaic Fs, Inc. other | Other | Oct 25, 2017 | Dec 13, 2017 (49 d) |
| Kathleen Amanda Peters | Woodbury Financial Services, Inc. other | Securian Financial Services, Inc. other | Other | Sep 6, 2017 | Sep 25, 2017 |
1,016 moves match.