| Michael Thomas Donaldson | Cuso Financial Services, L.P. other | Td Ameritrade, Inc. no RAUM | Other | Dec 8, 2014 | Dec 24, 2014 |
| James Joseph Tillman | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Dec 8, 2014 | Dec 3, 2014 |
| Ryan Hugh James Mcgraw | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Dec 3, 2014 | Nov 25, 2014 |
| Damon Michael Harris | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Dec 3, 2014 | Nov 25, 2014 |
| Christopher Brandon Tavares | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Dec 3, 2014 | Nov 25, 2014 |
| John Jacobson | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Nov 21, 2014 | Apr 9, 2015 (139 d) |
| Matthew D. Russell | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Nov 11, 2014 | Nov 20, 2014 |
| John Wade Brittingham | Cuso Financial Services, L.P. other | Voya Financial Advisors, Inc. other | Other | Nov 11, 2014 | Dec 22, 2014 (41 d) |
| Matthew Jason Szabad | Cuso Financial Services, L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 31, 2014 | Dec 11, 2014 (41 d) |
| Rodney Alan Smith | Cuso Financial Services, L.P. other | Your Source Financial other | Other | Oct 23, 2014 | Mar 1, 2016 (495 d) |
| William Bryant Keith | Cuso Financial Services, L.P. other | Raymond James Financial Services Advisors, Inc other | Other | Oct 20, 2014 | Oct 21, 2014 |
| Daniel Lee Bartosz | Cuso Financial Services, L.P. other | Raymond James Financial Services Advisors, Inc other | Other | Oct 20, 2014 | Oct 21, 2014 |
| Donald Lee Kerr | Cuso Financial Services, L.P. other | Raymond James Financial Services Advisors, Inc other | Other | Oct 20, 2014 | Apr 29, 2015 (191 d) |
| Richard Brandon Hall | Cuso Financial Services, L.P. other | Raymond James Financial Services Advisors, Inc other | Other | Oct 20, 2014 | Oct 21, 2014 |
| Nik Harmon Powell | Cuso Financial Services, L.P. other | Raymond James Financial Services Advisors, Inc other | Other | Oct 20, 2014 | Oct 21, 2014 |
| Aleksey Yakovlevich Poryadin | Cuso Financial Services, L.P. other | Raymond James Financial Services Advisors, Inc other | Other | Oct 20, 2014 | Oct 20, 2014 |
| Ronald Litteral | Cuso Financial Services, L.P. other | Raymond James Financial Services Advisors, Inc other | Other | Oct 20, 2014 | Oct 21, 2014 |
| Michael Mcdonald Sander | Cuso Financial Services, L.P. other | Sander Capital Advisors, Inc. other | Other | Oct 17, 2014 | Mar 31, 2015 (165 d) |
| Jay Allan Bendesky | Cuso Financial Services, L.P. other | Bcu Wealth Advisors, LLC other | Other | Oct 13, 2014 | Apr 9, 2014 |
| Donald Lee Fitzsimmons | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Sep 29, 2014 | Oct 1, 2014 |
| Brian Thomas Boswell | Cuso Financial Services, L.P. other | Vsr Advisory Services other | Other | Sep 26, 2014 | Sep 29, 2014 |
| Carolyn Dee Bare | Cuso Financial Services, L.P. other | Advantage Investment Management, LLC other | Other | Sep 11, 2014 | Apr 7, 2016 (574 d) |
| Alfred David Barbato | Cuso Financial Services, L.P. other | Santander Securities other | Other | Aug 11, 2014 | Aug 18, 2014 |
| Clinton Paul Dosio | Cuso Financial Services, L.P. other | Usaa Financial Planning Services no RAUM | Other | Aug 11, 2014 | Nov 12, 2014 (93 d) |
| Steve Ching Huang Chen | Cuso Financial Services, L.P. other | Cetera Investment Advisers LLC other | Other | Jul 25, 2014 | Aug 5, 2014 |
| Tiffany Elizabeth Clark | Cuso Financial Services, L.P. other | Waddell & Reed other | Other | Jul 11, 2014 | Aug 8, 2014 |
| Richard Stephen Seals | Cuso Financial Services, L.P. other | Keystone Financial Group, LLC other | Other | Jun 30, 2014 | Jun 27, 2014 |
| Hector Garza | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Jun 30, 2014 | Jun 23, 2014 |
| Sean Amos Smith | Cuso Financial Services, L.P. other | Strategic Advisers LLC national BD | Other | Jun 30, 2014 | Aug 14, 2014 (45 d) |
| Arthur Wright Davis | Cuso Financial Services, L.P. other | Copper Financial other | Other | May 20, 2014 | May 28, 2014 |
| Scott Christopher Adams | Cuso Financial Services, L.P. other | Copper Financial other | Other | May 20, 2014 | May 21, 2014 |
| Heath Tyler Burch | Cuso Financial Services, L.P. other | Copper Financial other | Other | May 20, 2014 | May 21, 2014 |
| Ronald Lee Yount | Cuso Financial Services, L.P. other | Copper Financial independent RIA | Other | May 20, 2014 | Jan 3, 2023 (3150 d) |
| Michael Andrew Keeton | Cuso Financial Services, L.P. other | Copper Financial other | Other | May 20, 2014 | May 21, 2014 |
| Rance Jay Carlson | Cuso Financial Services, L.P. other | Copper Financial independent RIA | Other | May 20, 2014 | Jan 7, 2021 (2424 d) |
| Scott Lee Pfeifer | Cuso Financial Services, L.P. other | Copper Financial other | Other | May 20, 2014 | Jul 8, 2014 (49 d) |
| Todd Christopher Salzman | Cuso Financial Services, L.P. other | Copper Financial other | Other | May 20, 2014 | May 21, 2014 |
| Michael Patrick Haggerty | Cuso Financial Services, L.P. other | Copper Financial other | Other | May 19, 2014 | Apr 29, 2014 |
| Matthew A Hobson | Cuso Financial Services, L.P. other | Sii Investments, Inc. other | Other | May 16, 2014 | Jul 9, 2014 (54 d) |
| Matthew Stephen Weaver | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Mar 4, 2014 | Mar 18, 2014 |
| Daryl Charles Pereira Dennis | Cuso Financial Services, L.P. other | Missionsquare Retirement other | Other | Jan 31, 2014 | Aug 30, 2017 (1307 d) |
| Mark R Stein | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Jan 13, 2014 | Jan 23, 2014 |
| Brian Michael Turpen | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Nov 1, 2013 | Nov 7, 2013 |
| Christopher Wayne Dunlevy | Cuso Financial Services, L.P. other | Osaic Fa, Inc. other | Other | Oct 16, 2013 | Nov 13, 2013 |
| Charles J Hahn | Cuso Financial Services, L.P. other | Invest Financial Corporation other | Other | Oct 2, 2013 | Sep 16, 2013 |
| Andrew John Degroot | Cuso Financial Services, L.P. other | Spc other | Other | Oct 2, 2013 | Aug 30, 2013 |
| Randall Edward Porter | Cuso Financial Services, L.P. other | Cetera Investment Advisers LLC other | Other | Aug 14, 2013 | Apr 18, 2014 (247 d) |
| Kevin F Meserve | Cuso Financial Services, L.P. other | Santander Securities other | Other | Jul 8, 2013 | Jul 18, 2013 |
| Carolina Nmn Ortiz | Cuso Financial Services, L.P. other | Usaa Financial Planning Services no RAUM | Other | Jun 14, 2013 | Jul 9, 2013 |
| James Brian Hussey | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Jun 13, 2013 | Jun 12, 2013 |
| Dustin Weaver | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Jun 13, 2013 | Jun 12, 2013 |
| Barbara Gail Clare | Cuso Financial Services, L.P. other | Cambridge Investment Research Advisors, Inc. other | Other | Jun 12, 2013 | Jun 18, 2013 |
| Jennifer Rogers Markwell | Cuso Financial Services, L.P. other | Strategic Advisers LLC national BD | Other | Jun 12, 2013 | Jul 24, 2013 (42 d) |
| Sandra Ann Pappalardo | Cuso Financial Services, L.P. other | Financial Sense Advisors, Inc. other | Other | May 31, 2013 | Jun 6, 2013 |
| John William Mckissick | Cuso Financial Services, L.P. other | Compass Wealth Advisors, LLC other | Other | May 17, 2013 | Jul 16, 2013 (60 d) |
| Wesley Lee Handley | Cuso Financial Services, L.P. other | Equitable Advisors, LLC national BD | Other | May 1, 2013 | May 30, 2014 (394 d) |
| Robert Joseph Blazejewski | Cuso Financial Services, L.P. other | Investment Advisors Corp other | Other | Apr 18, 2013 | Apr 18, 2013 |
| Michael Awwad | Cuso Financial Services, L.P. other | Huntington Financial Advisors other | Other | Mar 28, 2013 | Aug 18, 2014 (508 d) |
| Ryan Robert Batey | Cuso Financial Services, L.P. other | Thrivent Investment Management Inc. other | Other | Feb 21, 2013 | Jun 21, 2013 (120 d) |
| Christopher Lee Johns | Cuso Financial Services, L.P. other | Td Ameritrade, Inc. no RAUM | Other | Feb 19, 2013 | Jul 11, 2013 (142 d) |