DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from M Holdings Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Maren Cuykendall	M Holdings Securities, Inc. other	Bridge Advisory LLC other	Other	Oct 28, 2013	Oct 24, 2013
Kenneth Eric Waineo	M Holdings Securities, Inc. other	Stancorp Investment Advisers, Inc. other	Other	Oct 11, 2013	Dec 5, 2013 (55 d)
Jonathan Killingsworth	M Holdings Securities, Inc. other	Wells Fargo Advisors wirehouse	Other	Aug 20, 2013	Jan 22, 2014 (155 d)
Debora Marie Stranman	M Holdings Securities, Inc. other	Adviseme National Advisors other	Other	Jun 28, 2013	Jan 4, 2017 (1286 d)
Scott Daniel Constable	M Holdings Securities, Inc. other	Wells Fargo Advisors wirehouse	Other	May 13, 2013	May 13, 2013
Scott B. Wirtz	M Holdings Securities, Inc. other	LPL Financial LLC other	Other	Apr 29, 2013	Oct 30, 2013 (184 d)
John Maurice Negrete	M Holdings Securities, Inc. other	Slw Retirement Plan Advisors other	Other	Mar 12, 2013	Apr 26, 2013 (45 d)
Michael James Keever	M Holdings Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Nov 19, 2012	Nov 28, 2012
James Robert Bocinsky	M Holdings Securities, Inc. other	MML Investors Services, LLC other	Other	Nov 19, 2012	Nov 29, 2012
Josiah Choy	M Holdings Securities, Inc. other	Frisch Financial Group, Inc. other	Other	Nov 2, 2012	Jun 5, 2017 (1676 d)
Joseph Ryan Hefflinger	M Holdings Securities, Inc. other	Hub Investment Advisors, Inc no RAUM	Other	Oct 2, 2012	Aug 14, 2012
Matthew James Hickey	M Holdings Securities, Inc. other	Hub Investment Advisors, Inc no RAUM	Other	Oct 2, 2012	Jul 30, 2012
Richard Andrew Roeser	M Holdings Securities, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 27, 2012	Aug 23, 2019 (2521 d)
Emrich Martin Stellar	M Holdings Securities, Inc. other	Osaic Fa, Inc. other	Other	Jun 14, 2012	May 3, 2013 (323 d)
Heidi Margaret Pederson	M Holdings Securities, Inc. other	LPL Financial LLC other	Other	May 1, 2012	Aug 20, 2013 (476 d)
Sean Michael-Thomas Dranfield	M Holdings Securities, Inc. other	Oakpath Financial unclassified	Other	Apr 19, 2012	Apr 25, 2012
Rana Maida	M Holdings Securities, Inc. other	F500 Advisory Services, Inc. other	Other	Oct 28, 2011	Sep 23, 2014 (1061 d)
Jonathan Scott Xynidis	M Holdings Securities, Inc. other	Xcel Wealth Management, LLC independent RIA	Other	Oct 4, 2011	Oct 22, 2019 (2940 d)
Julia C Franz	M Holdings Securities, Inc. other	Morgan Stanley wirehouse	Other	May 23, 2011	Oct 11, 2011 (141 d)
Eric Christopher Pressler	M Holdings Securities, Inc. other	N1 Advisors other	Other	May 10, 2011	Sep 24, 2008
Scott Roger Snyder	M Holdings Securities, Inc. other	N1 Advisors other	Other	May 10, 2011	Sep 24, 2008
Jennifer Hickman Campisi	M Holdings Securities, Inc. other	N1 Advisors other	Other	May 10, 2011	Sep 24, 2008
Tyler B Polk	M Holdings Securities, Inc. other	Fiduciary Investment Advisors, LLC no RAUM	Other	Apr 18, 2011	May 13, 2011
Reegan Elizabeth Rae	M Holdings Securities, Inc. other	Irvington Capital LLC other	Other	Feb 18, 2011	Feb 18, 2011
Patrick Ryan Kelly	M Holdings Securities, Inc. other	Lehman Financial Resources, Inc. other	Other	Jan 12, 2010	Jul 12, 2011 (546 d)
Mary Anne Ehlert	M Holdings Securities, Inc. other	Forum Financial Management, LP other	Other	Oct 9, 2009	Dec 2, 2013 (1515 d)
Adam Brent Cufr	M Holdings Securities, Inc. other	LPL Financial LLC other	Other	Apr 9, 2009	Jun 30, 2009 (82 d)
Amy H Sullivan	M Holdings Securities, Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Feb 10, 2009	Apr 6, 2010 (420 d)
David Allan Marcus	M Holdings Securities, Inc. other	Kestra Advisory Services, LLC other	Other	Aug 27, 2008	Apr 21, 2016 (2794 d)
Harold Frank Wachtel	M Holdings Securities, Inc. other	Sagepoint Financial, Inc. other	Other	Apr 29, 2008	Apr 24, 2008
Dennis John Mojares	M Holdings Securities, Inc. other	Horizon Point Wealth Management, LLC other	Other	Apr 28, 2008	Apr 24, 2008
Jason Godfrey Lytle	M Holdings Securities, Inc. other	Nfp Advisor Services, LLC other	Other	Nov 15, 2007	Nov 20, 2007
Paul Donald Sansonette	M Holdings Securities, Inc. other	Symphony Financial Services, Inc. other	Other	Nov 5, 2007	Feb 19, 2009 (472 d)
John Y Kim	M Holdings Securities, Inc. other	Symphony Financial Services, Inc. other	Other	Nov 5, 2007	Mar 14, 2012 (1591 d)
Scott Douglas Spears	M Holdings Securities, Inc. other	Symphony Financial Services, Inc. other	Other	Nov 5, 2007	Feb 19, 2009 (472 d)
Paul Cohn Mcclung	M Holdings Securities, Inc. other	Eagle Strategies LLC other	Other	May 1, 2007	Jul 2, 2010 (1158 d)
Nicole Roxanne Joko	M Holdings Securities, Inc. other	Mullintbg Advisors other	Other	Nov 7, 2006	Nov 16, 2006
Hoon Kang	M Holdings Securities, Inc. other	Summit Asset Strategies Investment Advisors, Inc. unclassified	Other	Aug 7, 2006	Apr 21, 2008 (623 d)
Kara E Schrank	M Holdings Securities, Inc. other	Mfp Strategies other	Other	Jul 14, 2006	Apr 21, 2010 (1377 d)
James Harral Place	M Holdings Securities, Inc. other	Evergreen Management Inc unclassified	Other	Jun 30, 2006	May 24, 2004
Salvatore Geraci	M Holdings Securities, Inc. other	Evergreen Management Inc unclassified	Other	Jun 30, 2006	May 24, 2004
Robert Charles Shier	M Holdings Securities, Inc. other	Mullintbg Advisors other	Other	Jun 5, 2006	Nov 16, 2006 (164 d)
James Lewis Worrell	M Holdings Securities, Inc. other	Kestra Advisory Services, LLC other	Other	May 5, 2006	Apr 20, 2016 (3638 d)
James Lewis Worrell	M Holdings Securities, Inc. other	Nfp Advisor Services, LLC other	Other	Apr 11, 2006	Mar 29, 2006
Edward James Collins	M Holdings Securities, Inc. other	Geneos Wealth Management, Inc. other	Other	Mar 6, 2006	Mar 3, 2006
Louis Francois Batmale	M Holdings Securities, Inc. other	LPL Financial LLC other	Other	Jan 30, 2006	Jan 26, 2006
Ronald Francis Gottl	M Holdings Securities, Inc. other	Msi Financial Services, Inc. other	Other	Jan 24, 2006	Mar 3, 2006 (38 d)
Kerry Glen Judd	M Holdings Securities, Inc. other	Knox Capital Advisors, LLC other	Other	Jan 24, 2006	Jan 26, 2006
Brodie Dean Barnes	M Holdings Securities, Inc. other	Knox Capital Advisors, LLC other	Other	Jan 24, 2006	Jan 26, 2006
Brett Johnson	M Holdings Securities, Inc. other	Knox Capital Advisors, LLC other	Other	Jan 24, 2006	Jan 26, 2006
Jeffrey Carl Ingersoll	M Holdings Securities, Inc. other	Knox Capital Advisors, LLC other	Other	Sep 2, 2005	Feb 16, 2006 (167 d)
Ryan Matthew Day	M Holdings Securities, Inc. other	Knox Capital Advisors, LLC other	Other	Aug 5, 2005	Aug 4, 2005
Bradford Todd Williams	M Holdings Securities, Inc. other	Knox Capital Advisors, LLC other	Other	Jul 21, 2005	Aug 4, 2005
Michelle Dawn France	M Holdings Securities, Inc. other	Geneos Wealth Management, Inc. other	Other	Jun 23, 2005	Jan 12, 2006 (203 d)
Charles Adam Yale	M Holdings Securities, Inc. other	America First Investment Advisors LLC other	Other	Jun 8, 2005	Jun 20, 2005
Jonathan E Curley	M Holdings Securities, Inc. other	Wells Fargo Insurance Services Investment Advisors, Inc. unclassified	Other	Apr 29, 2005	Oct 28, 2009 (1643 d)
Donald Lyman Watson	M Holdings Securities, Inc. other	Edward Jones national BD	Other	Dec 31, 2004	Apr 2, 2009 (1553 d)
Errol Adam Iachini	M Holdings Securities, Inc. other	Wells Fargo Advisors wirehouse	Other	Sep 2, 2004	Mar 24, 2005 (203 d)
James Brett Belliston	M Holdings Securities, Inc. other	Knox Capital Advisors, LLC other	Other	Jun 2, 2004	Jun 3, 2004
Albert James Korb	M Holdings Securities, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Apr 2, 2004	Jul 20, 2026 (8144 d)

Page 5 of 6Previous Next

306 moves match.