DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Citizens Investor Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Fletcher Hester | First Citizens Investor Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 3, 2026 |
| Carl Albert Modecki | First Citizens Investor Services, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 17, 2026 |
| Jaymi Lee Dragonetti | First Citizens Investor Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Sep 15, 2026 (35 d) |
| Madison Frye | First Citizens Investor Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Jul 1, 2026 |
| Matthew Ryan Brandon | First Citizens Investor Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Aug 31, 2026 (68 d) |
| Robert Clark Moore | First Citizens Investor Services, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 24, 2026 |
| Logan D Chandler | First Citizens Investor Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 22, 2026 |
| Marie Rose Zoutomou Hockaday | First Citizens Investor Services, Inc. BD affiliated | Victory Capital Management Inc. asset manager | Other | May 13, 2026 | Jul 8, 2026 (56 d) |
| Stacy H Bortle | First Citizens Investor Services, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | Aug 3, 2026 (82 d) |
| Kasie Craven | First Citizens Investor Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2026 | Aug 10, 2026 (108 d) |
| Jackson Dewitt King | First Citizens Investor Services, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2026 | Jun 4, 2026 (44 d) |
| Ethan Paul Stevenson | First Citizens Investor Services, Inc. BD affiliated | Davenport & Company LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2026 | May 4, 2026 |
| Matthew John Stork | First Citizens Investor Services, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | Jun 25, 2026 (80 d) |
| Tanner Hodges | First Citizens Investor Services, Inc. BD affiliated | Captrust institutional | Other | Mar 30, 2026 | Apr 20, 2026 |
| Mark Wade Martin | First Citizens Investor Services, Inc. BD affiliated | Credit Union Investment Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 19, 2026 | Apr 14, 2026 |
| Sidney Olayinka | First Citizens Investor Services, Inc. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2026 | Mar 13, 2026 |
| Nancy Snow Branham | First Citizens Investor Services, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Mar 21, 2026 |
| Christopher Cecil Lamb | First Citizens Investor Services, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Mar 21, 2026 |
| Dasha Renee Coleman | First Citizens Investor Services, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 11, 2026 |
| Ryan Mentnech | First Citizens Investor Services, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2026 | Feb 11, 2026 |
| Jonathan Daniel Wakin | First Citizens Investor Services, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Jan 14, 2026 |
| Jordan Kornegay | First Citizens Investor Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 8, 2026 | Jan 12, 2026 |
| Kevin Thomas Brock | First Citizens Investor Services, Inc. BD affiliated | First Citizens Asset Management, Inc other | Other | Dec 9, 2025 | Sep 6, 2017 |
| Jessie Marie Mccollough | First Citizens Investor Services, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2025 | Mar 3, 2026 (89 d) |
| Logan Michael Nickerson | First Citizens Investor Services, Inc. BD affiliated | Principal Asset Management other | Other | Dec 2, 2025 | Dec 18, 2025 |
| Gustavo Arce | First Citizens Investor Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Dec 11, 2025 (38 d) |
| Pablo Martin Serna | First Citizens Investor Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Dec 11, 2025 (42 d) |
| Natalya Alexei | First Citizens Investor Services, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Oct 31, 2025 |
| Vishal Wadhwa | First Citizens Investor Services, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2025 | Nov 4, 2025 |
| George T Ferrel | First Citizens Investor Services, Inc. BD affiliated | Purefi Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2025 | Nov 4, 2025 |
| Timothy Robert Couture | First Citizens Investor Services, Inc. BD affiliated | First Citizens Asset Management, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2025 | Jan 18, 2024 |
| Olivia G Swift | First Citizens Investor Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 16, 2025 | Oct 6, 2025 |
| Stephanie Williams Guanzini | First Citizens Investor Services, Inc. BD affiliated | Capitol Securities Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Nov 13, 2025 (44 d) |
| Gregory Lamont Wesley-Shanks | First Citizens Investor Services, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2025 | Sep 10, 2025 |
| Shamyia I Smith | First Citizens Investor Services, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2025 | Feb 13, 2026 (178 d) |
| Tyler Mark Whittaker | First Citizens Investor Services, Inc. BD affiliated | Trek Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 | Jul 1, 2025 |
| Joseph Robert Zarzycki | First Citizens Investor Services, Inc. BD affiliated | First Citizens Asset Management, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2025 | May 26, 2022 |
| Robert Freeman Grady | First Citizens Investor Services, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2025 | May 5, 2025 |
| Christine Prakash | First Citizens Investor Services, Inc. BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2025 | Apr 24, 2025 |
| Isaac White | First Citizens Investor Services, Inc. BD affiliated | Motley Fool Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2025 | May 30, 2025 (56 d) |
| William Tyler Gupton | First Citizens Investor Services, Inc. BD affiliated | Emerald Asset Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2025 | Mar 28, 2025 |
| Ryan Gripper | First Citizens Investor Services, Inc. BD affiliated | First Citizens Asset Management, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2025 | Oct 8, 2019 |
| Angela P Allen | First Citizens Investor Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 27, 2025 | Jan 23, 2025 |
| Noah Arita | First Citizens Investor Services, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Jan 8, 2025 (37 d) |
| Paula Kay Heffron | First Citizens Investor Services, Inc. BD affiliated | First Citizens Asset Management, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2024 | Jan 22, 2021 |
| Michael Mark Reeves | First Citizens Investor Services, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2024 | Nov 12, 2024 |
| Michael M Williamson | First Citizens Investor Services, Inc. BD affiliated | Advisor.Com independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2024 | Jan 3, 2025 (79 d) |
| Matthew Hall Worthington | First Citizens Investor Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Nov 1, 2024 |
| Chris Gruin | First Citizens Investor Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Sep 25, 2024 |
| Lauren D Greene | First Citizens Investor Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 6, 2024 | May 28, 2025 (264 d) |
| Brandon James Johnson | First Citizens Investor Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 1, 2024 | Aug 9, 2024 |
| Venus Justice | First Citizens Investor Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Jul 29, 2024 |
| Albert M Stephens | First Citizens Investor Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2024 | Jul 1, 2024 |
| Patrick F Nolan | First Citizens Investor Services, Inc. BD affiliated | First Citizens Asset Management, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2024 | May 25, 2021 |
| Aaron Nathaniel Emory | First Citizens Investor Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2024 | Jun 24, 2024 |
| James Mcdaniel | First Citizens Investor Services, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2024 | May 30, 2024 |
| Zachary Alan Blaisdell | First Citizens Investor Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2024 | Jun 4, 2024 (40 d) |
| Aaron Constante | First Citizens Investor Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2024 | May 3, 2024 |
| Troy Talamelli | First Citizens Investor Services, Inc. BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2024 | Jun 27, 2024 (91 d) |
| Richard D Dove | First Citizens Investor Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 4, 2024 | Jan 19, 2024 |
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237 moves match.