DFX Intelligence
Advisor moves
Departures from Park Avenue Securities LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,694 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dalton Neal Boatright | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2018 | May 1, 2018 |
| Cory Edwin Shepherd | Park Avenue Securities LLC BD affiliated | Sound Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2018 | May 7, 2018 |
| Shawn Patrick Kilmurray | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2018 | Jun 14, 2021 (1138 d) |
| Robert C Herdina | Park Avenue Securities LLC BD affiliated | Entoro Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2018 | Apr 15, 2020 (715 d) |
| Ernest J Guerriero | Park Avenue Securities LLC BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2018 | Oct 23, 2020 (907 d) |
| Dylan Robert Kesterson | Park Avenue Securities LLC BD affiliated | Ci Doyle Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2018 | Jun 20, 2018 (57 d) |
| Kevin James Pent | Park Avenue Securities LLC BD affiliated | Signator Investors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2018 | Mar 29, 2018 |
| Seth Jarrett Meyers | Park Avenue Securities LLC BD affiliated | H. Beck, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2018 | Mar 15, 2020 (706 d) |
| Mustafa Ehimeakhe | Park Avenue Securities LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 5, 2018 | Apr 12, 2018 |
| Robert Karl Apple | Park Avenue Securities LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2018 | May 2, 2018 |
| Derek Michael Mcdougall | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2018 | May 8, 2018 (39 d) |
| Justin M Breen | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2018 | Jul 12, 2019 (480 d) |
| Griffin James Gilliam | Park Avenue Securities LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2018 | May 22, 2018 (64 d) |
| Paresh B Shah | Park Avenue Securities LLC BD affiliated | Kestra Advisory Services, LLC other | Other | Mar 14, 2018 | Mar 6, 2018 |
| Renee Walsh Simpson | Park Avenue Securities LLC BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2018 | Feb 19, 2018 |
| Andrew R Macdougall | Park Avenue Securities LLC BD affiliated | Keenan Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2018 | Apr 2, 2018 (41 d) |
| Harold Mcintosh | Park Avenue Securities LLC BD affiliated | Principal Securities, Inc. other | Other | Feb 16, 2018 | Feb 23, 2018 |
| Jerry W Neal | Park Avenue Securities LLC BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2018 | Feb 21, 2018 |
| Darrell T Doi | Park Avenue Securities LLC BD affiliated | Invesdid state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 13, 2018 | Feb 16, 2018 |
| Alexander Kilian Eckert | Park Avenue Securities LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 13, 2018 | Aug 21, 2018 (189 d) |
| Thomas Patrick Fulfaro | Park Avenue Securities LLC BD affiliated | Transamerica Retirement Advisors, LLC other | Other | Feb 10, 2018 | Feb 20, 2018 |
| Gregory P Smyre | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. other | Other | Feb 2, 2018 | Jan 30, 2018 |
| Thaddeus Britton Wells | Park Avenue Securities LLC BD affiliated | Money Concepts Advisory Service other | Other | Jan 16, 2018 | Dec 4, 2017 |
| Thomas E Blottenberger | Park Avenue Securities LLC BD affiliated | Paradigm Shift Financial, LLC unclassified | Other | Jan 3, 2018 | Jan 16, 2018 |
| Shauna M Price | Park Avenue Securities LLC BD affiliated | Paradigm Shift Financial, LLC unclassified | Other | Jan 3, 2018 | Jan 16, 2018 |
| Mark Anthony Vuono | Park Avenue Securities LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2017 | Jan 22, 2018 |
| Sarajean Barbara Depalma | Park Avenue Securities LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 26, 2017 | Dec 7, 2020 (1077 d) |
| Rocco Fiato | Park Avenue Securities LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 7, 2017 | Dec 8, 2017 |
| Tey H Kim | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2017 | Sep 7, 2018 (281 d) |
| Mark Bradley Schulze | Park Avenue Securities LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 21, 2017 | Nov 28, 2017 |
| Laura J Penner | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2017 | Jun 29, 2023 (2061 d) |
| Ryan Christopher Williams | Park Avenue Securities LLC BD affiliated | Fsc Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2017 | Nov 13, 2017 |
| Isaac B Cohen | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC other | Other | Nov 3, 2017 | Feb 6, 2018 (95 d) |
| Ross E Welte | Park Avenue Securities LLC other | Regal Investment Advisors LLC other | Other | Oct 27, 2017 | Oct 17, 2017 |
| Brian S Wagner | Park Avenue Securities LLC other | J. W. Cole Advisors, Inc. other | Other | Oct 18, 2017 | Oct 1, 2017 |
| Sheila May Falls | Park Avenue Securities LLC other | Holderness Investments Co other | Other | Oct 13, 2017 | Nov 9, 2017 |
| Michael Derby | Park Avenue Securities LLC other | Citigroup Global Markets Inc. other | Other | Oct 10, 2017 | Oct 4, 2017 |
| Mayo M Woodward | Park Avenue Securities LLC other | Pruco Securities, LLC BD affiliated | Other | Oct 10, 2017 | Oct 31, 2017 |
| Scott E Barton | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC other | Other | Oct 3, 2017 | Mar 5, 2018 (153 d) |
| Fred T Fox | Park Avenue Securities LLC other | Avantax Advisory Services other | Other | Oct 2, 2017 | Oct 3, 2017 |
| David Null | Park Avenue Securities LLC other | J.P. Morgan Securities LLC wirehouse | Other | Sep 21, 2017 | Oct 6, 2017 |
| Shawn Christopher Smith | Park Avenue Securities LLC other | Ameriprise Financial Services, LLC national BD | Other | Sep 18, 2017 | Mar 22, 2019 (550 d) |
| Bryan C Seaquist | Park Avenue Securities LLC other | Lincoln Investment other | Other | Sep 14, 2017 | Aug 29, 2017 |
| Ronald Matthew Hoyle | Park Avenue Securities LLC other | J. W. Cole Advisors, Inc. other | Other | Sep 12, 2017 | Sep 26, 2017 |
| John Patrick Rafferty | Park Avenue Securities LLC other | On Investment Management Co other | Other | Sep 11, 2017 | Aug 31, 2017 |
| Robert G Fillmore | Park Avenue Securities LLC other | Sii Investments, Inc. other | Other | Sep 8, 2017 | Aug 1, 2017 |
| Chadi Antoine Sahyoun | Park Avenue Securities LLC other | J.P. Morgan Securities LLC wirehouse | Other | Aug 31, 2017 | Nov 29, 2017 (90 d) |
| John Elijah Bell | Park Avenue Securities LLC other | Securities America Advisors, Inc. other | Other | Aug 30, 2017 | Aug 30, 2017 |
| Joseph Edward Fortunato | Park Avenue Securities LLC other | Advice And Planning Services other | Other | Aug 28, 2017 | Oct 20, 2017 (53 d) |
| Anthony James Cerciello | Park Avenue Securities LLC other | Osaic Fa, Inc. BD affiliated | Other | Aug 22, 2017 | Sep 26, 2018 (400 d) |
| Martin Anthony Scott | Park Avenue Securities LLC other | The Genwealth Group, Inc. independent RIA | Other | Aug 18, 2017 | Mar 18, 2019 (577 d) |
| Jonathan Fred Busch | Park Avenue Securities LLC other | Tucker Asset Management LLC other | Other | Aug 18, 2017 | Aug 30, 2017 |
| Jonathan B Erwin | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Aug 18, 2017 | Mar 16, 2018 (210 d) |
| Gong Hyon Yun | Park Avenue Securities LLC other | Money Concepts Advisory Service other | Other | Aug 18, 2017 | Aug 14, 2017 |
| William Ralph Snodgrass | Park Avenue Securities LLC other | LPL Financial LLC independent RIA | Other | Aug 10, 2017 | Dec 20, 2017 (132 d) |
| Mary Louise James | Park Avenue Securities LLC other | Wealth With Wisdom Advisors, Inc. state registered | Other | Aug 2, 2017 | Aug 11, 2017 |
| Louis A Perino | Park Avenue Securities LLC other | Hightower Advisors, LLC other | Other | Jul 28, 2017 | Jun 28, 2017 |
| Jeffrey James Seidel | Park Avenue Securities LLC other | UBS Financial Services Inc. wirehouse | Other | Jul 18, 2017 | Jul 6, 2017 |
| Chintana Griffin | Park Avenue Securities LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jul 14, 2017 | Jul 25, 2017 |
| Jason D Shearer | Park Avenue Securities LLC other | Valic Financial Advisors, Inc. other | Other | Jul 7, 2017 | Jun 5, 2017 |