DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Next Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael F. ZimmerNext Financial Group, Inc. otherIndependent Solutions Wealth Management, LLC otherOtherDec 10, 2014Nov 17, 2015 (342 d)
Laura N. WalkerNext Financial Group, Inc. otherCamelot Portfolios, LLC otherOtherDec 4, 2014Dec 5, 2012
Elliott Arthur PeigenNext Financial Group, Inc. otherInvestors Capital Advisory otherOtherDec 3, 2014Mar 9, 2015 (96 d)
Lynn Kathryn BerryNext Financial Group, Inc. otherHarbour Investments, Inc. otherOtherNov 25, 2014Nov 14, 2014
Julie Marie EndicottNext Financial Group, Inc. otherHarbour Investments, Inc. otherOtherNov 25, 2014Nov 14, 2014
Daniel John LemensNext Financial Group, Inc. otherHarbour Investments, Inc. otherOtherNov 25, 2014Nov 14, 2014
Jimmy RodriguezNext Financial Group, Inc. otherInsigneo Wealth Advisors, LLC otherOtherNov 18, 2014Jan 26, 2015 (69 d)
Christian A SchickNext Financial Group, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 12, 2014Dec 10, 2014
Gregory William GlynnNext Financial Group, Inc. otherPrincipal Securities, Inc. otherOtherNov 4, 2014Jan 29, 2015 (86 d)
Michael Ronald MoleskiNext Financial Group, Inc. otherKestra Advisory Services, LLC otherOtherOct 29, 2014Apr 27, 2016 (546 d)
Nathan Donald SealeyNext Financial Group, Inc. otherKestra Advisory Services, LLC otherOtherOct 29, 2014Apr 21, 2016 (540 d)
Timothy Leonard GoodNext Financial Group, Inc. otherKestra Advisory Services, LLC otherOtherOct 29, 2014Apr 27, 2016 (546 d)
Colleen Clare WeaverNext Financial Group, Inc. otherRBC Capital Markets, LLC national BDOtherOct 9, 2014Oct 21, 2014
Roger Wayne ShumakerNext Financial Group, Inc. otherNext Generation Investing, LLC independent RIAOtherSep 26, 2014Mar 5, 2009
Omari SimpsonNext Financial Group, Inc. otherValic Financial Advisors, Inc. otherOtherSep 26, 2014Oct 3, 2014
Eric Alan SandsNext Financial Group, Inc. otherAvantax Advisory Services otherOtherSep 4, 2014Sep 19, 2014
Daniel Shay NentlNext Financial Group, Inc. otherIronwood Financial, LLC otherOtherSep 4, 2014Oct 8, 2009
Randall Lee TepattiNext Financial Group, Inc. otherAvantax Advisory Services otherOtherSep 4, 2014Aug 27, 2014
Alexander Devereaux ParrsNext Financial Group, Inc. otherIronwood Financial, LLC otherOtherSep 4, 2014Oct 8, 2009
Thomas Connaughton SchmidtNext Financial Group, Inc. otherHeritage Financial Group unclassifiedOtherSep 4, 2014Nov 5, 2014 (62 d)
Mark Stephen StanleyNext Financial Group, Inc. other401k Power, LLC unclassifiedOtherSep 4, 2014Oct 2, 2008
Robin Rodgers DolezalNext Financial Group, Inc. otherIronwood Financial, LLC otherOtherSep 4, 2014Oct 8, 2009
John Robert BurchNext Financial Group, Inc. otherAtlantis Wealth Advisors LLC no RAUMOtherSep 4, 2014Sep 24, 2014
Brian Harold DoenchNext Financial Group, Inc. otherDoench Wealth Management, LLC state registeredOtherSep 4, 2014Feb 10, 2016 (524 d)
David Cunningham RenziNext Financial Group, Inc. otherIronwood Financial, LLC otherOtherSep 4, 2014Mar 31, 2014
Cheri YoungNext Financial Group, Inc. otherQuestar Asset Management, Inc. otherOtherAug 28, 2014Aug 28, 2014
Mark Charles YoungNext Financial Group, Inc. otherQuestar Asset Management, Inc. otherOtherAug 27, 2014Aug 29, 2014
Walter Royal McdanielNext Financial Group, Inc. otherAvantax Advisory Services otherOtherAug 26, 2014Aug 15, 2014
Ryan Wayne ShumakerNext Financial Group, Inc. otherNext Generation Investing, LLC independent RIAOtherAug 25, 2014Mar 4, 2009
Louis G FratesNext Financial Group, Inc. otherWells Fargo Advisors wirehouseOtherAug 13, 2014Oct 27, 2014 (75 d)
Allen James BassNext Financial Group, Inc. otherCarolina Wealth Strategies, LLC state registeredOtherJul 23, 2014May 14, 2026 (4313 d)
Scott Edward BurmanNext Financial Group, Inc. otherValic Financial Advisors, Inc. otherOtherJul 14, 2014Aug 20, 2014 (37 d)
Daniel Joseph BarfieldNext Financial Group, Inc. otherBarfield Wealth Management unclassifiedOtherJul 8, 2014Jul 8, 2014
Amber Lee WallisNext Financial Group, Inc. otherHeritage Financial Solutions, LLC otherOtherJun 24, 2014May 10, 2013
Mason Graham CouvillonNext Financial Group, Inc. otherLPL Financial LLC otherOtherJun 5, 2014Jun 2, 2014
John Joseph DardisNext Financial Group, Inc. otherLPL Financial LLC otherOtherJun 5, 2014Jun 2, 2014
David John LaidlawNext Financial Group, Inc. otherSpectrum Financial Resources independent RIAOtherJun 3, 2014Aug 20, 2026 (4461 d)
Terry Lavon GeterNext Financial Group, Inc. otherBeacon Wealth Consultants, Inc. otherOtherMay 27, 2014May 26, 2011
Kenneth Lowell CookNext Financial Group, Inc. otherFirst Allied Advisory Services, Inc. otherOtherMay 23, 2014Nov 30, 2011
Chris Kevin CochranNext Financial Group, Inc. otherCreative Financial Designs, Inc. BD affiliatedOtherMay 2, 2014Aug 6, 2024 (3749 d)
Randall Dickson TeegardinNext Financial Group, Inc. other360 Financial Partners, LLC independent RIAOtherApr 29, 2014Jun 30, 2014 (62 d)
David Leo Van RensselaerNext Financial Group, Inc. other360 Financial Partners, LLC independent RIAOtherApr 29, 2014Jun 30, 2014 (62 d)
Dustin Joseph HughesNext Financial Group, Inc. other360 Financial Partners, LLC independent RIAOtherApr 23, 2014Jun 30, 2014 (68 d)
Matthew Raymond DulibaNext Financial Group, Inc. otherVanguard Advisers, Inc. BD affiliatedOtherMar 6, 2014Apr 10, 2018 (1496 d)
Courtney M KrogstadNext Financial Group, Inc. otherRobert W. Baird & Co. Incorporated otherOtherFeb 12, 2014Feb 12, 2014
Gerald Joseph FasanellaNext Financial Group, Inc. otherCetera Advisors LLC otherOtherJan 22, 2014Jan 23, 2014
Brian T SpatolaNext Financial Group, Inc. otherCetera Advisors LLC otherOtherDec 26, 2013Jan 15, 2014
Mark Alan BoutoteNext Financial Group, Inc. otherNew Line Capital, LLC otherOtherDec 11, 2013May 6, 2014 (146 d)
Richard Erik WagnerNext Financial Group, Inc. otherIronwood Financial, LLC otherOtherDec 3, 2013Jul 31, 2013
Jerry W DavisNext Financial Group, Inc. otherFirst Allied Advisory Services, Inc. otherOtherNov 26, 2013Nov 25, 2013
John A MayfieldNext Financial Group, Inc. otherFirst Allied Advisory Services, Inc. otherOtherNov 26, 2013Nov 25, 2013
Stephen Vincent GaudinoNext Financial Group, Inc. otherInvest Financial Corporation otherOtherNov 18, 2013Nov 15, 2013
Hugh Gibson StoutNext Financial Group, Inc. otherKeystone Capital Corporation otherOtherNov 18, 2013Nov 22, 2013
Gary Todd FoutsNext Financial Group, Inc. otherArs Advisory, Inc. unclassifiedOtherOct 8, 2013Oct 24, 2013
Shawn Oliver ShortNext Financial Group, Inc. otherMoney Concepts Advisory Service otherOtherSep 24, 2013Sep 25, 2013
Daniel Enrique LunaNext Financial Group, Inc. otherCetera Investment Services LLC otherOtherSep 13, 2013Sep 24, 2013
Andrew Hale SlanksterNext Financial Group, Inc. otherStrategic Wealth Advisors Group otherOtherSep 12, 2013Nov 25, 2013 (74 d)
Andrew Craig GuinnNext Financial Group, Inc. otherStrategic Advisers LLC national BDOtherSep 12, 2013May 21, 2014 (251 d)
Edmund Ellis LesageNext Financial Group, Inc. otherLogical Investments, LLC state registeredOtherSep 11, 2013Sep 3, 2013
Jason DodzikNext Financial Group, Inc. otherFinancial Counselors Of Virginia, Inc. unclassifiedOtherSep 3, 2013Sep 3, 2013
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773 moves match.