DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Charles Schwab & Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Connor Brooks Anderson | Charles Schwab & Co., Inc. national BD | Aspyre Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2025 | Jan 12, 2026 |
| Andrew Albert Lichtenberger | Charles Schwab & Co., Inc. national BD | The Mather Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2025 | Jan 22, 2026 |
| Jason Matthew Butler | Charles Schwab & Co., Inc. national BD | Cercano Management LLC other | Other | Dec 23, 2025 | Jan 30, 2026 (38 d) |
| Joscelyn Joseph Worrell | Charles Schwab & Co., Inc. national BD | Td Ameritrade, Inc. no RAUM | Other | Dec 23, 2025 | Mar 2, 2022 |
| Brittany Nicole O'Connor | Charles Schwab & Co., Inc. national BD | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Jan 23, 2026 (31 d) |
| Tae John Livermore | Charles Schwab & Co., Inc. national BD | Kayne Anderson Rudnick Investment Management, LLC other | Other | Dec 23, 2025 | Jan 26, 2026 (34 d) |
| David James Herbst | Charles Schwab & Co., Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2025 | Dec 15, 2025 |
| Jacob Barone | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2025 | Feb 27, 2026 (66 d) |
| Melissa Marlene Witbeck | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2025 | Jan 14, 2026 |
| William Payton Bayuk | Charles Schwab & Co., Inc. national BD | Amplify Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2025 | Jan 12, 2026 |
| Desmond Alexander Bascombe | Charles Schwab & Co., Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2025 | Dec 15, 2025 |
| Charles Fredric Reeves | Charles Schwab & Co., Inc. national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 17, 2025 | Dec 16, 2025 |
| Darius White | Charles Schwab & Co., Inc. national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Jun 15, 2026 (181 d) |
| Maimoona Ahmed | Charles Schwab & Co., Inc. national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 15, 2025 | Dec 15, 2025 |
| Jessica Creevy | Charles Schwab & Co., Inc. national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 15, 2025 | Dec 15, 2025 |
| Michael Fuscardo | Charles Schwab & Co., Inc. national BD | Financial & Tax Architects, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2025 | Dec 18, 2025 |
| William Harris Evans | Charles Schwab & Co., Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Dec 16, 2025 |
| James Lloyd Grassl | Charles Schwab & Co., Inc. national BD | Johnson Wealth Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2025 | Dec 16, 2025 |
| Greydon Casalinova | Charles Schwab & Co., Inc. national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2025 | Feb 3, 2026 (54 d) |
| Steven Blake Briscoe | Charles Schwab & Co., Inc. national BD | Robinhood Asset Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2025 | Apr 6, 2026 (116 d) |
| Jeremy Jordan Love Shamblen | Charles Schwab & Co., Inc. national BD | Smart Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2025 | Dec 23, 2025 |
| Nicolas Vollmer | Charles Schwab & Co., Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 9, 2025 | Dec 11, 2025 |
| Christopher Bernard King | Charles Schwab & Co., Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 9, 2025 | Dec 17, 2025 |
| Andrew Burns | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 6, 2025 | Feb 9, 2026 (65 d) |
| Collin Xavier Bennett | Charles Schwab & Co., Inc. national BD | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2025 | Jan 14, 2026 (39 d) |
| Nicholas Daniel Katherina | Charles Schwab & Co., Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2025 | Nov 26, 2025 |
| Kristi-Anna Celeste Abdoo | Charles Schwab & Co., Inc. national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 4, 2025 | Dec 4, 2025 |
| Jonathan Gallashaw | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 3, 2025 | Jan 21, 2026 (49 d) |
| Mark Steven Ritvalski | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 19, 2025 |
| Nathan M Smith | Charles Schwab & Co., Inc. national BD | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2025 | Dec 22, 2025 |
| Kathryn Mary Ragaisis | Charles Schwab & Co., Inc. national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2025 | Jan 5, 2026 (37 d) |
| Randall Coan | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2025 | Dec 23, 2025 |
| Andrew Jacob Gomez | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2025 | Jul 1, 2026 (215 d) |
| Case Robert Wagstaff | Charles Schwab & Co., Inc. national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2025 | Jan 5, 2026 (39 d) |
| Kevon Purnell | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 26, 2025 | Dec 8, 2025 |
| Kevin Barnes | Charles Schwab & Co., Inc. national BD | Knights Of Columbus Asset Advisors LLC institutional | Other | Nov 25, 2025 | Mar 16, 2026 (111 d) |
| Ashley Caitlin Hamman | Charles Schwab & Co., Inc. national BD | Bridgeview Capital Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2025 | Dec 8, 2025 |
| Matthew H Tepoorten | Charles Schwab & Co., Inc. national BD | Wright Private Asset Management LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2025 | Dec 19, 2025 |
| Eric Wojciechowski | Charles Schwab & Co., Inc. national BD | Td Ameritrade, Inc. no RAUM | Other | Nov 18, 2025 | Jul 27, 2021 |
| Tyler Gregory Hutchens | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 18, 2025 | Feb 16, 2026 (90 d) |
| Miles Bearden Beck | Charles Schwab & Co., Inc. national BD | Beacon Pointe Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2025 | Nov 24, 2025 |
| Nathaniel J. Kahn | Charles Schwab & Co., Inc. national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Mar 10, 2026 (118 d) |
| Brenton Tyler Hunter | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 9, 2025 | Jan 7, 2026 (59 d) |
| Austin James Roesler | Charles Schwab & Co., Inc. national BD | Bakeravenue independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2025 | Nov 11, 2025 |
| Bryan Michael Shank | Charles Schwab & Co., Inc. national BD | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Mar 12, 2026 (125 d) |
| Timothy Joseph Harker | Charles Schwab & Co., Inc. national BD | Bxm Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2025 | Nov 11, 2025 |
| Gregory Whitehead | Charles Schwab & Co., Inc. national BD | Calamos Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2025 | Jan 21, 2026 (77 d) |
| Eric Joseph Brown | Charles Schwab & Co., Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2025 | Nov 24, 2025 |
| Shayne Gabris | Charles Schwab & Co., Inc. national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Nov 1, 2025 | Jan 5, 2026 (65 d) |
| Kevin William Olson | Charles Schwab & Co., Inc. national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Dec 8, 2025 (38 d) |
| Keith Wilson Crosby | Charles Schwab & Co., Inc. national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Nov 3, 2025 |
| George S Pantazis | Charles Schwab & Co., Inc. national BD | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2025 | Oct 15, 2025 |
| Kevin Thomas Cassidy | Charles Schwab & Co., Inc. national BD | Larson Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2025 | Jan 13, 2026 (84 d) |
| Nico Anthony Fiume | Charles Schwab & Co., Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2025 | Nov 17, 2025 |
| Richard Lee Bassett | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2025 | Oct 17, 2025 |
| Jamar Daniel Cokley | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 18, 2025 | Sep 19, 2025 |
| Curtis Brian Grysiewicz | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 18, 2025 | Oct 6, 2025 |
| Jay Soon Chang | Charles Schwab & Co., Inc. national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2025 | Oct 7, 2025 |
| Pedro Alaniz | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 17, 2025 | Oct 21, 2025 |
| Jamaryl Antoine Mcdowell | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Jun 30, 2026 (258 d) |
4,384 moves match.