| Kenneth Herman Burr | Fifth Third Securities, Inc. other | Key Investment Services LLC other | Other | Jun 21, 2012 | Jun 22, 2012 |
| Douglas James Cooper | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Jun 21, 2012 | Aug 2, 2013 (407 d) |
| Frank N Cradduck | Fifth Third Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Jun 21, 2012 | Jun 21, 2012 |
| Athishay Gangadharan | Fifth Third Securities, Inc. other | Advice And Planning Services other | Other | Jun 14, 2012 | Jul 5, 2012 |
| Andrew R Madden | Fifth Third Securities, Inc. other | Advice And Planning Services other | Other | Jun 7, 2012 | May 23, 2012 |
| John William Mckissick | Fifth Third Securities, Inc. other | Cuso Financial Services, L.P. other | Other | May 31, 2012 | Jun 4, 2012 |
| Kelly Ballor | Fifth Third Securities, Inc. other | Strategic Advisers LLC national BD | Other | May 31, 2012 | Jun 8, 2012 |
| George Thibault | Fifth Third Securities, Inc. other | Citizens Securities, Inc. other | Other | May 31, 2012 | May 1, 2014 (700 d) |
| Michael Robert Agricola | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | May 24, 2012 | Jul 24, 2023 (4078 d) |
| Joanne L Bear | Fifth Third Securities, Inc. other | LPL Financial LLC independent RIA | Other | May 10, 2012 | Nov 29, 2017 (2029 d) |
| James A Senior | Fifth Third Securities, Inc. other | Edward Jones national BD | Other | May 3, 2012 | Apr 30, 2012 |
| Thomas Michael Mcdonald | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Apr 26, 2012 | Apr 23, 2012 |
| Gregory Vayhinger | Fifth Third Securities, Inc. other | M&I Financial Advisors, Inc. no RAUM | Other | Apr 26, 2012 | May 8, 2012 |
| Diahanna Marie Vallentine | Fifth Third Securities, Inc. other | Waddell & Reed other | Other | Apr 19, 2012 | Feb 27, 2013 (314 d) |
| Anthony George Brown | Fifth Third Securities, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Apr 9, 2012 | Jun 20, 2012 (72 d) |
| Douglas Edward Myers | Fifth Third Securities, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Apr 5, 2012 | Mar 9, 2012 |
| Jeff Mejac | Fifth Third Securities, Inc. other | LPL Financial LLC BD affiliated | Other | Mar 29, 2012 | Dec 6, 2020 (3174 d) |
| Bruce Allen Joseph | Fifth Third Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Mar 29, 2012 | Apr 9, 2012 |
| Audrey Kim Williamson | Fifth Third Securities, Inc. other | Primerica Advisors national BD | Other | Mar 23, 2012 | Jun 1, 2012 (70 d) |
| Bryan James Havighurst | Fifth Third Securities, Inc. other | Van Clemens Wealth Management, LLC independent RIA | Other | Mar 16, 2012 | Jul 13, 2026 (5232 d) |
| Gregory Takashi Broner | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Feb 28, 2012 | Jun 19, 2012 (112 d) |
| Jon Nee | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Feb 24, 2012 | Feb 29, 2012 |
| Joseph Gary Smith | Fifth Third Securities, Inc. other | Horizon Wealth Management, LLC state registered | Other | Feb 17, 2012 | Mar 24, 2016 (1497 d) |
| John Ronald Kahle | Fifth Third Securities, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Feb 10, 2012 | Mar 15, 2012 (34 d) |
| Brooks Matthew Wallington | Fifth Third Securities, Inc. other | Synovus Securities, Inc. other | Other | Feb 3, 2012 | Feb 27, 2012 |
| Nikifor Ivanov Minkov | Fifth Third Securities, Inc. other | David A. Noyes & Company other | Other | Feb 2, 2012 | May 1, 2012 (89 d) |
| Zoriy Reznikov | Fifth Third Securities, Inc. other | Strategic Advisers LLC national BD | Other | Jan 27, 2012 | Jan 24, 2014 (728 d) |
| Maurice Schaefer | Fifth Third Securities, Inc. other | Advice And Planning Services other | Other | Jan 13, 2012 | Mar 13, 2012 (60 d) |
| Jose Gabriel Lopez | Fifth Third Securities, Inc. other | Raymond James & Associates, Inc. national BD | Other | Jan 13, 2012 | Jan 17, 2012 |
| Frank Jerome Grossman | Fifth Third Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Jan 6, 2012 | Jan 4, 2012 |
| Michael Anthony New | Fifth Third Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Jan 6, 2012 | Jan 4, 2012 |
| Todd Keith Meador | Fifth Third Securities, Inc. other | Sterling Financial Group, Ltd. unclassified | Other | Jan 6, 2012 | Nov 15, 2016 (1775 d) |
| James Peter Novakovich | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Dec 22, 2011 | Dec 22, 2011 |
| Amy Novakovich | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Dec 22, 2011 | Dec 22, 2011 |
| Ashley W Folkes | Fifth Third Securities, Inc. other | Synovus Securities, Inc. other | Other | Dec 16, 2011 | Feb 2, 2012 (48 d) |
| John Anderson Lemmermann | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Dec 2, 2011 | Dec 6, 2011 |
| Timothy A. Lloyd | Fifth Third Securities, Inc. other | The Mutual Fund Store other | Other | Dec 2, 2011 | Dec 20, 2011 |
| Daniel Kenneth Phelps | Fifth Third Securities, Inc. other | Spanish Peaks Capital Management unclassified | Other | Dec 2, 2011 | Jun 1, 2012 (182 d) |
| Katherine Elizabeth Breitenstein | Fifth Third Securities, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Dec 2, 2011 | Dec 13, 2011 |
| Christine Lynn Lambert | Fifth Third Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Nov 23, 2011 | Nov 23, 2011 |
| Evan Christopher Leroy | Fifth Third Securities, Inc. other | Retirement Income Solutions, Inc. independent RIA | Other | Nov 23, 2011 | Apr 17, 2018 (2337 d) |
| Richard James Veenhoven | Fifth Third Securities, Inc. other | Investment Professionals, Inc. other | Other | Nov 10, 2011 | Mar 22, 2012 (133 d) |
| Larry Cabrera | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Nov 3, 2011 | Oct 28, 2011 |
| Nicholas J. Thomas | Fifth Third Securities, Inc. other | Chase Investment Services Corp. other | Other | Nov 3, 2011 | Nov 9, 2011 |
| Feraas Isa Suleyman | Fifth Third Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Oct 28, 2011 | Nov 7, 2011 |
| Gregory Scott Perram | Fifth Third Securities, Inc. other | UBS Financial Services Inc. wirehouse | Other | Oct 21, 2011 | Oct 11, 2011 |
| Jason Lee Seifert | Fifth Third Securities, Inc. other | UBS Financial Services Inc. wirehouse | Other | Oct 21, 2011 | Oct 11, 2011 |
| Robert Haug | Fifth Third Securities, Inc. other | Citigroup Global Markets Inc. other | Other | Oct 11, 2011 | Dec 22, 2011 (72 d) |
| Ahmet Kildis | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Sep 23, 2011 | Oct 7, 2011 |
| Carlos A Amaris | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 23, 2011 | Sep 16, 2011 |
| Timothy Seward | Fifth Third Securities, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Sep 23, 2011 | Oct 14, 2011 |
| Robert Hite | Fifth Third Securities, Inc. other | Chase Investment Services Corp. other | Other | Sep 15, 2011 | Sep 22, 2011 |
| David Benjamin Bigger | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Sep 2, 2011 | Sep 9, 2011 |
| Deborah Lynn Minnick | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Aug 31, 2011 | Dec 21, 2011 (112 d) |
| James Augusta Taylor | Fifth Third Securities, Inc. other | Orion Portfolio Solutions, LLC other | Other | Aug 19, 2011 | Aug 30, 2016 (1838 d) |
| Gregory Charles Teschke | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Aug 19, 2011 | Aug 26, 2011 |
| Craig E Kopp | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 12, 2011 | Oct 27, 2011 (76 d) |
| John D Burke | Fifth Third Securities, Inc. other | Strategic Advisers LLC national BD | Other | Aug 5, 2011 | Dec 1, 2011 (118 d) |
| Stephanie Michelle Patton | Fifth Third Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Aug 5, 2011 | Aug 11, 2011 |
| Michael Allen Curley | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Aug 5, 2011 | Aug 9, 2011 |