DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from LPL Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charlotte Ann Dorand | LPL Financial LLC BD affiliated | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2026 | Sep 2, 2026 |
| Eric Bojarczuk | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 18, 2026 | Sep 1, 2026 |
| Karsten David Melgaard | LPL Financial LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2026 | Sep 10, 2026 |
| Joshua Stratton | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 18, 2026 | Sep 1, 2026 |
| Madelyn Ducharme | LPL Financial LLC BD affiliated | Altus Investment Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 18, 2026 | Jun 26, 2025 |
| James Hayden Fleming | LPL Financial LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 18, 2026 | Sep 1, 2026 |
| Bryan Scott Pecherek | LPL Financial LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2026 | Sep 3, 2026 |
| Tod Andrew Drury | LPL Financial LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 1, 2026 |
| John Paul Mollica | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 1, 2026 |
| Susan Adele Knox | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 4, 2026 |
| Ryan Paul Kelly | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 3, 2026 |
| Lukas Paul Manger | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 1, 2026 |
| Matthew Johnson | LPL Financial LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2026 | Sep 1, 2026 |
| Gaven Lee Pinkley | LPL Financial LLC BD affiliated | Rsg Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2026 | Sep 8, 2026 |
| Jacob Ducharme | LPL Financial LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2026 | Sep 8, 2026 |
| Noah Mahlon Eberhart | LPL Financial LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2026 | Sep 16, 2026 |
| Sam J Lacaria | LPL Financial LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 18, 2026 |
| Bobbie Dean Bascombe | LPL Financial LLC BD affiliated | Authentic Wealth Partners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 14, 2026 | Sep 1, 2026 |
| Ivana Blagojevic | LPL Financial LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 11, 2026 | Sep 1, 2026 |
| Joseph Dennis Schneider | LPL Financial LLC BD affiliated | Stonewell Financial Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 11, 2026 | Aug 28, 2026 |
| Daniel Ray Creps | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 14, 2026 |
| Kimberly Ann Trimmer | LPL Financial LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Aug 31, 2026 |
| Ryan Michael Canfield | LPL Financial LLC BD affiliated | Victus Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 10, 2026 | Aug 13, 2026 |
| David B Brantley | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 9, 2026 | Aug 17, 2026 |
| David Casarella | LPL Financial LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2026 | Sep 10, 2026 |
| Jason Masaaki Tajima | LPL Financial LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2026 | Sep 18, 2026 |
| Nicole Elise Burdick | LPL Financial LLC BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2026 | Sep 1, 2026 |
| Dempsey Grover | LPL Financial LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2026 | Aug 14, 2026 |
| Brian Joseph Wyzgowski | LPL Financial LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2026 | Aug 17, 2026 |
| David Joseph Coppola | LPL Financial LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 4, 2026 | Sep 8, 2026 |
| Daniel Augustine Leyva | LPL Financial LLC BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2026 | Aug 25, 2026 |
| Horace Lee Daniel | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Aug 17, 2026 |
| Maxim Nikolayevich Makhnyk | LPL Financial LLC BD affiliated | Averton Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 3, 2026 | Aug 13, 2026 |
| Craig William Pfau | LPL Financial LLC BD affiliated | Arca Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2026 | Sep 1, 2026 |
| Timothy Beau Dollar | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 14, 2026 |
| Jeffrey Chad Muri | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2026 | Aug 11, 2026 |
| Peter Alexander Kemos | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 17, 2026 |
| Zachary Fraser Volinsky | LPL Financial LLC BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2026 | Sep 1, 2026 |
| Hannah Gracie Hunt | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 14, 2026 |
| Michael Charles Cummings | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 18, 2026 |
| Jared Scott Mason | LPL Financial LLC BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2026 | Sep 3, 2026 |
| Diana Patricia Machado | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 20, 2026 |
| Wesley James Ursick | LPL Financial LLC BD affiliated | Scsc Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 31, 2026 | Aug 18, 2026 |
| Antonio Joseph Bugli | LPL Financial LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 31, 2026 | Sep 16, 2026 |
| Jonpaul Wesley Ursick | LPL Financial LLC BD affiliated | Scsc Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 31, 2026 | Aug 18, 2026 |
| Michael Francis Pultro | LPL Financial LLC BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2026 | Aug 17, 2026 |
| William Robert Sturges | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 12, 2026 |
| Jack Clayton Murray | LPL Financial LLC BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2026 | Aug 12, 2026 |
| Nicholas Kakas | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 12, 2026 |
| Carmen Jean Richards | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Sep 9, 2026 |
| Brian Robert Pultro | LPL Financial LLC BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2026 | Aug 14, 2026 |
| Andrew Ogden Gile | LPL Financial LLC BD affiliated | Gile Agnew, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 28, 2026 | Jan 9, 2026 |
| Michael V Lewis | LPL Financial LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Sep 16, 2026 |
| Sean Michael Pahut | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 20, 2026 |
| Jesus Manuel Beltran | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 19, 2026 |
| Natasha Nasha Allen | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Sep 16, 2026 |
| Dominic-Savio Manzi Higiro | LPL Financial LLC BD affiliated | Apella Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2026 | Aug 25, 2026 |
| Liam C Barningham | LPL Financial LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Sep 16, 2026 |
| Sheree Dorothy Reeling | LPL Financial LLC BD affiliated | The Fiduciary Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2026 | Jul 1, 2026 |
| Charles Francis Boagni | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Aug 18, 2026 |
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11,276 moves match.