DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from LPL Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cameron Slicker | LPL Financial LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 19, 2026 | Sep 11, 2026 |
| Cameron Lindholm | LPL Financial LLC BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2026 | Aug 3, 2026 |
| Joe Neil Haywood | LPL Financial LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 4, 2026 |
| Melissa Mullins Shanhouse | LPL Financial LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 3, 2026 |
| Leslie Minter Castillo | LPL Financial LLC BD affiliated | Mariner Advisor Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2026 | Dec 1, 2020 |
| Michele Kathleen Johnson | LPL Financial LLC BD affiliated | Lighthouse Advisers, LLC unclassified | Other | Aug 17, 2026 | Jun 30, 2023 |
| Joshua Walters | LPL Financial LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 14, 2026 |
| Scott Wayne Clattenburg | LPL Financial LLC BD affiliated | Natixis Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 14, 2026 |
| Colby Hesson | LPL Financial LLC BD affiliated | South Shore Investment Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2026 | Aug 12, 2026 |
| David Aaron Mcgatlin | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Jul 31, 2026 |
| Luke Popp | LPL Financial LLC BD affiliated | Neuberger Berman Bd LLC no RAUM | Other | Aug 17, 2026 | Aug 11, 2026 |
| Kevin Hien Tran | LPL Financial LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Aug 31, 2026 |
| Stefan Austin Burke | LPL Financial LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Aug 27, 2026 |
| Dawn Michelle Frost | LPL Financial LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 13, 2026 | Jul 29, 2026 |
| Sharon Kay Peterson | LPL Financial LLC BD affiliated | California Corporate Advisors unclassified | Other | Aug 12, 2026 | Sep 22, 1999 |
| Kelli Sue Phifer | LPL Financial LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Jul 24, 2026 |
| Marcus Gregory Hennen | LPL Financial LLC BD affiliated | California Corporate Advisors unclassified | Other | Aug 12, 2026 | Sep 22, 1999 |
| Janelle O'Brien | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Jul 28, 2026 |
| Bernard Graham Young | LPL Financial LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Sep 9, 2026 |
| Dean Martin Starr | LPL Financial LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Jul 28, 2026 |
| John E Patterson | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 3, 2026 |
| Patrick Michael Oreilly | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 3, 2026 |
| Autumn Lynzi Smith | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Jul 27, 2026 |
| Douglas Levasseur | LPL Financial LLC BD affiliated | Willis Towers Watson Securities, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 11, 2026 | Sep 8, 2026 |
| Megan Elizabeth Pecherek | LPL Financial LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 3, 2026 |
| Kevin M Higgins | LPL Financial LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2026 | Sep 15, 2026 (35 d) |
| Nathaniel Schuyler Pecherek | LPL Financial LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 3, 2026 |
| Thomas Alan Gregg | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Jul 27, 2026 |
| Tarren Hall | LPL Financial LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 19, 2026 |
| John Timothy Mickel | LPL Financial LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2026 | Aug 6, 2026 |
| Glen Joseph Reinkemeyer | LPL Financial LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 3, 2026 |
| Bryon Mecrey Brust | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Jul 23, 2026 |
| Christine Cannarsa Archer | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Jul 23, 2026 |
| William Blaise Conte | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Jul 17, 2026 |
| Jesse Taylor | LPL Financial LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Jul 21, 2026 |
| Steven John Deboy | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Jul 21, 2026 |
| Crystal Lynn Broadus | LPL Financial LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 25, 2026 |
| Gregory Blake Richards | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2026 | Jul 23, 2026 |
| Joseph Anthony Cajka | LPL Financial LLC BD affiliated | Touchstone Advisors Inc asset manager | Other | Aug 5, 2026 | Aug 7, 2026 |
| Codi Lee Pepera | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Jul 27, 2026 |
| Derek Blair | LPL Financial LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 14, 2026 |
| Keaton Deiter | LPL Financial LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2026 | Aug 11, 2026 |
| Karalyn Fielding | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 10, 2026 |
| Sidney Chase Jones | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2026 | Aug 5, 2026 |
| Arthur Giovanni Atkins | LPL Financial LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 4, 2026 | Jul 30, 2026 |
| Lance Victor Cannon | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Jul 8, 2026 |
| David Reid Pringle | LPL Financial LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Jul 24, 2026 |
| Michael Joseph Reiterman | LPL Financial LLC BD affiliated | Kaydan Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2026 | Aug 20, 2026 |
| David Xavier Howell | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 20, 2026 |
| Biju Suseelan | LPL Financial LLC BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Aug 17, 2026 |
| Stephen William Cogger | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 17, 2026 |
| Jeffrey Paul Little | LPL Financial LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 16, 2026 |
| Laura Scheppele | LPL Financial LLC BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Aug 6, 2026 |
| Richard Paul Pucci | LPL Financial LLC BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2026 | Jul 17, 2026 |
| Amanda Marie Duran | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Sep 3, 2026 (35 d) |
| Kathryn Marie Baness | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Aug 3, 2026 |
| Timothy Mark Weishorn | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 30, 2026 |
| Anthony Todd Jones | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 13, 2026 |
| Pastor Fuster | LPL Financial LLC BD affiliated | Fuster Financial Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 29, 2026 | Jul 10, 2026 |
| Nathan Theroux | LPL Financial LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Jul 20, 2026 |
11,256 moves match.