DFX Intelligence
Advisor moves
Departures from LPL Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Scott Pargin | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 6, 2026 |
| Nitung Liao | LPL Financial LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 15, 2026 |
| Garrett B Rudolph | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2026 | Jul 23, 2026 (100 d) |
| Louie J Dolor | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Aug 21, 2026 (129 d) |
| Tod Reed Arbutina | LPL Financial LLC BD affiliated | Three Cord True Wealth Management, LLC no RAUM | Other | Apr 13, 2026 | Sep 18, 2020 |
| Sean Koutsakis | LPL Financial LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2026 | May 8, 2026 |
| Stacy Hanlon Mchugh | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2026 | Apr 15, 2026 |
| Jeffrey Alan Mariner | LPL Financial LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 13, 2026 | May 13, 2026 |
| Alex Barrese | LPL Financial LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2026 | Mar 31, 2026 |
| Juan Diego Zarruk | LPL Financial LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 13, 2026 | Apr 24, 2026 |
| Jennifer Lo | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2026 | Apr 14, 2026 |
| Darin Gene Luze | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 2, 2026 |
| Tamira Dee Eberhardt | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 1, 2026 |
| Christine Marie Tyjeski | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Mar 31, 2026 |
| James Lavern Cox | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 1, 2026 |
| Carol Lynn Crowder | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 6, 2026 |
| Adriane Kyle Callinan | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 6, 2026 |
| Charles Francis Taylor | LPL Financial LLC BD affiliated | Financial Advocates Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2026 | Dec 22, 2023 |
| Matthew Lawrence Dixon | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 1, 2026 |
| Nickolas Joseph Allar | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Mar 31, 2026 |
| Jacob Miller | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 1, 2026 |
| Alexander Daniel Dixon | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 1, 2026 |
| Talya Dineen Shellito | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 1, 2026 |
| Kaitlyn F Guintu | LPL Financial LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | May 12, 2026 (32 d) |
| David James Maxwell | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Mar 27, 2026 |
| Thomas Charles Dexter | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2026 | Apr 1, 2026 |
| Melissa Marie Dixon | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 6, 2026 |
| Daniel Santillan Cotamagana | LPL Financial LLC BD affiliated | Jrs Investments And Wealth Preservation, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 8, 2026 | Jun 23, 2026 (76 d) |
| Danielle Renee Forsman | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Mar 27, 2026 |
| Thomas Traynham | LPL Financial LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 1, 2026 |
| Daniel Frederick Baumgold | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 6, 2026 |
| Christopher Mark Quintin | LPL Financial LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 7, 2026 | Apr 7, 2026 |
| Danny L Thornsberry | LPL Financial LLC BD affiliated | Dan Thornsberry Capital Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 7, 2026 | Sep 15, 2026 (161 d) |
| Megan Elizabeth Robertson | LPL Financial LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Apr 14, 2026 |
| Pedro Alberto Reyes | LPL Financial LLC BD affiliated | Mma Securities LLC no RAUM | Other | Apr 3, 2026 | Apr 7, 2026 |
| Mark Oechler | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Mar 23, 2026 |
| Suzanne Rodriguez | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Mar 20, 2026 |
| Tyler James Abney | LPL Financial LLC BD affiliated | Tidemark, LLC no RAUM | Other | Apr 2, 2026 | Sep 26, 2023 |
| Joshua Albert Stipcich | LPL Financial LLC BD affiliated | Tidemark, LLC no RAUM | Other | Apr 2, 2026 | Sep 26, 2023 |
| John Broerman | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Mar 20, 2026 |
| Anthony Charles Mclean | LPL Financial LLC BD affiliated | Tidemark, LLC no RAUM | Other | Apr 2, 2026 | Oct 3, 2023 |
| Julie Vignieri Plutchak | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 7, 2026 |
| Chad Anthony Harris | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Mar 19, 2026 |
| James Roy Magness | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2026 | Mar 19, 2026 |
| Alexander C Anderson | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2026 | Mar 18, 2026 |
| Katie Marie Biedler | LPL Financial LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Mar 17, 2026 |
| Travis Crenshaw | LPL Financial LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | May 13, 2026 (42 d) |
| Matthew A Bell | LPL Financial LLC BD affiliated | Alliancebernstein L.P. other | Other | Apr 1, 2026 | Mar 30, 2026 |
| Ryan Kevin Hulsebos | LPL Financial LLC BD affiliated | Regency Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2026 | May 13, 2026 (42 d) |
| Carina L Moreland | LPL Financial LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2026 | Mar 17, 2026 |
| Parker F Spencer | LPL Financial LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Mar 18, 2026 |
| Joseph Robert Coleman | LPL Financial LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2026 | Mar 17, 2026 |
| Christopher Joyal Hodges | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Mar 16, 2026 |
| Roy C Lines | LPL Financial LLC BD affiliated | Umb Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2026 | Mar 24, 2026 |
| Richard Timothy Curran | LPL Financial LLC BD affiliated | Capital Strategies, Inc. unclassified | Other | Mar 27, 2026 | Apr 11, 2003 |
| Wynne Barefoot Curran | LPL Financial LLC BD affiliated | Independent Advisor Alliance, LLC no RAUM | Other | Mar 27, 2026 | Mar 17, 2014 |
| Charles Mitchel Guittari | LPL Financial LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Apr 14, 2026 |
| Syed A Alam | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 27, 2026 | Mar 16, 2026 |
| Joseph Alexander Vaughn | LPL Financial LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2026 | May 20, 2026 (54 d) |
| Saeid Mohammad Zamani | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | Mar 6, 2026 |
11,287 moves match.