DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,774 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Craig Grossman | Raymond James & Associates, Inc. national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2021 | Aug 20, 2021 (74 d) |
| Brian Kenneth Cobb | Raymond James & Associates, Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2021 | Jun 8, 2021 |
| Frank Price Phillips | Raymond James & Associates, Inc. national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2021 | May 28, 2021 |
| Steven W Naylor | Raymond James & Associates, Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2021 | May 27, 2021 |
| Lars Emil Oymar Petersen | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2021 | May 24, 2021 |
| Alison Truchan | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2021 | Mar 7, 2022 (285 d) |
| John Larsen | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2021 | May 24, 2021 |
| Douglas Scott Wall | Raymond James & Associates, Inc. national BD | 1836 Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2021 | May 7, 2021 |
| Anthony John Krane | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2021 | May 19, 2021 |
| Jacqueline Lee Hettesheimer | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2021 | Sep 3, 2021 (113 d) |
| Dawnna Darlene Wilson | Raymond James & Associates, Inc. national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 12, 2021 | May 20, 2021 |
| Yolanda Copeland | Raymond James & Associates, Inc. national BD | Allgen Financial Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2021 | Jun 10, 2021 (31 d) |
| Holly Leigh Brower | Raymond James & Associates, Inc. national BD | 1836 Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2021 | Dec 8, 2021 (212 d) |
| Jessica Noelle Grigsby Bordelon | Raymond James & Associates, Inc. national BD | 1836 Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2021 | Dec 8, 2021 (212 d) |
| Joshua Claude Rich | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2021 | May 3, 2021 |
| Montrice Lanae Robinson | Raymond James & Associates, Inc. national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 6, 2021 | Jan 30, 2023 (634 d) |
| Brandy M Cumberledge | Raymond James & Associates, Inc. national BD | Global Retirement Partners LLC institutional | Other | May 5, 2021 | Apr 30, 2021 |
| Joanna Espasas | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 5, 2021 | May 24, 2021 |
| Barrett Fitzgerald Jackson | Raymond James & Associates, Inc. national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2021 | May 11, 2021 |
| Joshua Ryan Johnson | Raymond James & Associates, Inc. national BD | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2021 | May 13, 2021 |
| Charles Louis Nemes | Raymond James & Associates, Inc. national BD | The Nemes Rush Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 4, 2021 | May 3, 2021 |
| Timothy Patrick Rush | Raymond James & Associates, Inc. national BD | The Nemes Rush Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2021 | Jan 1, 2025 (1338 d) |
| Brian Louis Nemes | Raymond James & Associates, Inc. national BD | The Nemes Rush Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 4, 2021 | May 3, 2021 |
| Christopher Charles Nemes | Raymond James & Associates, Inc. national BD | The Nemes Rush Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 4, 2021 | May 3, 2021 |
| Michael Thomas Ohlman | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2021 | May 25, 2021 |
| Regina Elena Ohlman | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2021 | May 25, 2021 |
| Douglas Robert Oneill | Raymond James & Associates, Inc. national BD | Market Street Wealth Management Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2021 | Jan 8, 2024 (983 d) |
| Jacob Steven Piotraczk | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2021 | May 3, 2021 |
| Chase Cooper Kallen | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2021 | Apr 26, 2021 |
| Gavin W Kirby | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 15, 2021 | Apr 28, 2021 |
| Matthew Perry | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 14, 2021 | Apr 22, 2021 |
| Joshua Samuel Goldin | Raymond James & Associates, Inc. national BD | Focused Alpha, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 13, 2021 | Apr 12, 2021 |
| James Henry Stevens | Raymond James & Associates, Inc. national BD | Mag Cap independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2021 | Sep 30, 2022 (540 d) |
| Lilia R Schweitzer | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2021 | Apr 1, 2021 |
| Christopher Malmevik | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2021 | Apr 9, 2021 |
| Stephanie Lynn Smith | Raymond James & Associates, Inc. national BD | West Michigan Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 8, 2021 | Feb 18, 2021 |
| Serapio Alberto Oliveira | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2021 | Apr 23, 2021 |
| William Bruce Trusty | Raymond James & Associates, Inc. national BD | Mag Cap mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2021 | Apr 5, 2021 |
| Shane Alan Ailes | Raymond James & Associates, Inc. national BD | West Michigan Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 5, 2021 | Feb 18, 2021 |
| Aaron Michael Clark | Raymond James & Associates, Inc. national BD | West Michigan Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 5, 2021 | Feb 18, 2021 |
| Autumn Jean Lax | Raymond James & Associates, Inc. national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2021 | Sep 1, 2021 (149 d) |
| Benjamin Douglas Hadley | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2021 | Apr 12, 2021 |
| Kevin Howard Clark | Raymond James & Associates, Inc. national BD | West Michigan Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2021 | Feb 18, 2021 |
| Walter Douglas Wilson | Raymond James & Associates, Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2021 | Mar 17, 2021 |
| Brittany Troka Wolff | Raymond James & Associates, Inc. national BD | Origin Investment Advisory LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2021 | Nov 2, 2021 (216 d) |
| Tamra D Kaufman | Raymond James & Associates, Inc. national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2021 | Mar 22, 2021 |
| Annette Renee Alexander | Raymond James & Associates, Inc. national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2021 | Mar 22, 2021 |
| Brockway Jackson Jones | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2021 | Mar 22, 2021 |
| Ann Marie Austin | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2021 | Mar 23, 2021 |
| Brandon Scott Stough | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2021 | Mar 22, 2021 |
| Lindsey Honeycutt Deal | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2021 | Mar 22, 2021 |
| Elliott Lowell Jones | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2021 | Mar 22, 2021 |
| Alexandra Nicole Tinsley-Hughes | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2021 | Mar 22, 2021 |
| Jorge Bustamante | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 18, 2021 | Mar 19, 2021 |
| Jenna J Burt | Raymond James & Associates, Inc. national BD | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2021 | Mar 16, 2021 |
| Suzanne Eileen Sweeney | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 12, 2021 | Mar 16, 2021 |
| Vernon Robert Reinike | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 12, 2021 | Feb 26, 2021 |
| John Douglas Brandon | Raymond James & Associates, Inc. national BD | Bcs Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2021 | Apr 8, 2021 |
| Geraldo Flores Olivo | Raymond James & Associates, Inc. national BD | Fca Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2021 | Sep 13, 2021 (185 d) |
| Marcos Medina | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 12, 2021 | Mar 29, 2021 |