| James David Rushton | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 12, 2013 | May 31, 2013 |
| John Alan Pendergrast | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 7, 2013 | Jun 3, 2013 |
| Paul Brian Fowler | Raymond James & Associates, Inc. national BD | Revolution Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2013 | Jan 1, 2026 (4593 d) |
| Casey Vance Fulp | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jun 3, 2013 | Jun 21, 2013 |
| Kay Chere Smith | Raymond James & Associates, Inc. national BD | American Portfolios Advisors, Inc other | Other | May 30, 2013 | Jun 2, 2015 (733 d) |
| Daniel Gerard Mccabe | Raymond James & Associates, Inc. national BD | Highpoint Advisor Group, LLC other | Other | May 22, 2013 | Jun 17, 2013 |
| Jerry Layne Smith | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2013 | May 15, 2013 |
| Peter Alfred Vandenbroeck | Raymond James & Associates, Inc. national BD | Midwest Investment Management LLC other | Other | May 13, 2013 | Jul 16, 2015 (794 d) |
| Gene Parvon Dickey | Raymond James & Associates, Inc. national BD | Hilltop Securities Inc. other | Other | May 13, 2013 | May 10, 2013 |
| Dennis Dean Meadors | Raymond James & Associates, Inc. national BD | D.A. Davidson & Co. other | Other | May 9, 2013 | May 1, 2013 |
| Donna P Young | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 8, 2013 | Sep 6, 2013 (121 d) |
| Stephanie Benardo Desear | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 8, 2013 | May 21, 2013 |
| Patricia Ann Wilson | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | May 3, 2013 | May 6, 2013 |
| Dana Josephine Wheeler | Raymond James & Associates, Inc. national BD | Deutsche Bank Securities Inc. other | Other | May 3, 2013 | Nov 21, 2013 (202 d) |
| George Wilson Howe | Raymond James & Associates, Inc. national BD | Usca Ria LLC other | Other | May 2, 2013 | Apr 29, 2013 |
| Christopher Eric Herzog | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Apr 29, 2013 | Apr 30, 2013 |
| Vito D'Angelo | Raymond James & Associates, Inc. national BD | Hilltop Securities Inc. other | Other | Apr 25, 2013 | Apr 19, 2013 |
| Jeffery Eric Fong | Raymond James & Associates, Inc. national BD | Concentrum Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2013 | May 15, 2024 (4038 d) |
| Jay Christopher Fong | Raymond James & Associates, Inc. national BD | Concentrum Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 25, 2013 | Apr 19, 2013 |
| Thomas Warren Darilek | Raymond James & Associates, Inc. national BD | Hilltop Securities Inc. other | Other | Apr 25, 2013 | Apr 19, 2013 |
| James Fremont Woodcock | Raymond James & Associates, Inc. national BD | Hilltop Securities Inc. other | Other | Apr 24, 2013 | Apr 19, 2013 |
| Gregory Shirk | Raymond James & Associates, Inc. national BD | Lasalle St. Investment Advisors, L.L.C. other | Other | Apr 17, 2013 | May 20, 2013 (33 d) |
| Christopher John Erbeck | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 12, 2013 | Apr 10, 2013 |
| Michael Edward Camferdam | Raymond James & Associates, Inc. national BD | Osaic Wealth, Inc. other | Other | Apr 11, 2013 | Aug 13, 2013 (124 d) |
| Nancy Lynn Goodloe | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Apr 4, 2013 | Apr 10, 2013 |
| Roy Burl Sparkman | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Apr 2, 2013 | Apr 1, 2013 |
| Matthew C Pararo | Raymond James & Associates, Inc. national BD | Park Avenue Securities LLC other | Other | Apr 1, 2013 | Dec 3, 2014 (611 d) |
| Mark S Sargon | Raymond James & Associates, Inc. national BD | Saxony Capital Management, LLC other | Other | Mar 14, 2013 | Mar 24, 2015 (740 d) |
| Jenny Gray | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 13, 2013 | Apr 17, 2013 (35 d) |
| Esther Kuznetz | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Mar 8, 2013 | Mar 25, 2013 |
| Lauren Brian Housel | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 8, 2013 | Mar 7, 2013 |
| Richard Omer Maurice | Raymond James & Associates, Inc. national BD | Ironridge Wealth Management, LLC other | Other | Mar 8, 2013 | Mar 11, 2013 |
| James Allen Churchill | Raymond James & Associates, Inc. national BD | Pruco Securities, LLC other | Other | Mar 8, 2013 | Mar 13, 2013 |
| Jay Clinton Gagne | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Mar 1, 2013 | Mar 7, 2013 |
| Jonathan Ira Bernstein | Raymond James & Associates, Inc. national BD | Stringer Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 28, 2013 | Mar 4, 2013 |
| Bradley Albert Thompson | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2013 | Jun 25, 2021 (3039 d) |
| Jennifer Allison King | Raymond James & Associates, Inc. national BD | B Riley Wealth Management other | Other | Feb 27, 2013 | Apr 15, 2013 (47 d) |
| Chad Norris Keller | Raymond James & Associates, Inc. national BD | Stringer Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 27, 2013 | Feb 25, 2013 |
| John Neville Boyle | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 27, 2013 | Feb 15, 2013 |
| Cynthia Maresca Boyle | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 27, 2013 | Feb 15, 2013 |
| Andrew James Metcalf | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Feb 26, 2013 | Jul 2, 2013 (126 d) |
| Gary Scott Stringer | Raymond James & Associates, Inc. national BD | Stringer Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 25, 2013 | Feb 25, 2013 |
| Hugh Michael Owens | Raymond James & Associates, Inc. national BD | Voya Financial Advisors, Inc. other | Other | Feb 25, 2013 | Feb 21, 2013 |
| John Morris Hudson | Raymond James & Associates, Inc. national BD | Mai Capital Management, LLC other | Other | Feb 8, 2013 | Feb 27, 2013 |
| Susan Sajjadi | Raymond James & Associates, Inc. national BD | Newport Coast Asset Management other | Other | Feb 5, 2013 | Jan 31, 2013 |
| Paul Jason Kuzemka | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2013 | Jan 4, 2013 |
| James Mason Hundley | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Dec 31, 2012 | Jan 10, 2013 |
| John Patrick Countryman | Raymond James & Associates, Inc. national BD | Private Advisor Group, LLC other | Other | Dec 19, 2012 | Dec 19, 2012 |
| Heather Marie Church | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Dec 12, 2012 | Feb 19, 2013 (69 d) |
| Richard Manansala Manankil | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC other | Other | Nov 16, 2012 | Nov 26, 2012 |
| Todd Martin Gartrell | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Nov 12, 2012 | Jan 22, 2013 (71 d) |
| Bruce T Hotaling | Raymond James & Associates, Inc. national BD | Hotaling Investment Management, LLC other | Other | Nov 2, 2012 | Jan 18, 2013 (77 d) |
| Mark Stephen Kirchner | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 1, 2012 | Oct 22, 2012 |
| Brian Richard Branch | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 16, 2012 | Oct 17, 2012 |
| Eric Charles Holloway | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 8, 2012 | Oct 9, 2012 |
| Danielle Doreen Martinez | Raymond James & Associates, Inc. national BD | Investacorp Advisory Services Inc other | Other | Sep 28, 2012 | Mar 6, 2014 (524 d) |
| David Conroy Harris | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 26, 2012 | Aug 26, 2013 (334 d) |
| Charles John Lindholm | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 29, 2012 | Aug 16, 2012 |
| Jan Louis Grobstein | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Aug 29, 2012 | Oct 2, 2012 (34 d) |
| Shawn Michael Scott | Raymond James & Associates, Inc. national BD | Wealthquest Corporation other | Other | Aug 29, 2012 | Dec 3, 2012 (96 d) |