| Jeffry Lane Woodcock | Raymond James & Associates, Inc. national BD | Jeff'S Investment Group, LLC. unclassified | Other | Dec 23, 2008 | Jan 13, 2009 |
| Steve Robert Bunn | Raymond James & Associates, Inc. national BD | Valic Financial Advisors, Inc. other | Other | Dec 22, 2008 | Oct 13, 2009 (295 d) |
| Michael B Beecher | Raymond James & Associates, Inc. national BD | Thomas Asset Management unclassified | Other | Dec 22, 2008 | Jan 7, 2009 |
| Gary Bruce Whittaker | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Dec 15, 2008 | Mar 17, 2009 (92 d) |
| Vincent Michael Magee | Raymond James & Associates, Inc. national BD | Morgan Stanley & Co. LLC unclassified | Other | Dec 10, 2008 | Dec 9, 2008 |
| Kimberly Ann Phelps | Raymond James & Associates, Inc. national BD | Huntington Financial Advisors other | Other | Dec 4, 2008 | Dec 8, 2008 |
| Victor John Roach | Raymond James & Associates, Inc. national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 4, 2008 | Dec 24, 2008 |
| Cesar Bagamasbad Dantes | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Dec 3, 2008 | Jan 27, 2009 (55 d) |
| John Jeremy Edge | Raymond James & Associates, Inc. national BD | J.J.B. Hilliard, W.L. Lyons, LLC other | Other | Nov 24, 2008 | Nov 17, 2008 |
| Michael John Whalen | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | Nov 20, 2008 | Nov 24, 2008 |
| David Lynn Theriault | Raymond James & Associates, Inc. national BD | Morgan Stanley & Co. LLC unclassified | Other | Oct 30, 2008 | Oct 24, 2008 |
| Timothy Sean Benbow | Raymond James & Associates, Inc. national BD | Black Diamond Investment Partners, LLC unclassified | Other | Oct 8, 2008 | Sep 28, 2010 (720 d) |
| Randall Lee Huot | Raymond James & Associates, Inc. national BD | W&S Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2008 | Jun 25, 2021 (4666 d) |
| Martin Marshall Bassett | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Sep 11, 2008 | Sep 4, 2008 |
| Michael Colin Chandler | Raymond James & Associates, Inc. national BD | Brewer Investment Advisors LLC unclassified | Other | Aug 14, 2008 | Nov 20, 2008 (98 d) |
| Ruben Marshall | Raymond James & Associates, Inc. national BD | E*Trade Capital Management, LLC other | Other | Aug 12, 2008 | Aug 14, 2008 |
| Sarah Jane Hautman | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC other | Other | Jul 24, 2008 | Jan 29, 2014 (2015 d) |
| Zachary Sadler | Raymond James & Associates, Inc. national BD | Fiduciaryvest, LLC other | Other | Jul 21, 2008 | Oct 31, 2008 (102 d) |
| Robert Matthew Waters | Raymond James & Associates, Inc. national BD | Banc Of America Investment Services, Inc. unclassified | Other | Jul 18, 2008 | Jul 16, 2008 |
| Brett Alexander Breen | Raymond James & Associates, Inc. national BD | Valic Financial Advisors, Inc. other | Other | Jul 10, 2008 | Jul 2, 2008 |
| Kelly Ann Kipnis | Raymond James & Associates, Inc. national BD | Allspring Funds Management, LLC other | Other | Jul 8, 2008 | Jul 17, 2008 |
| Elizabeth Anne Worsnop | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2008 | Jul 31, 2008 |
| Michael Andrew Wilhelm | Raymond James & Associates, Inc. national BD | Summit Financial Group Inc other | Other | Jul 2, 2008 | Aug 4, 2008 (33 d) |
| Mark M Jaeger | Raymond James & Associates, Inc. national BD | Natcity Investments, Inc. unclassified | Other | Jun 26, 2008 | Jul 7, 2008 |
| Eric Michael Branson | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. other | Other | Jun 25, 2008 | Jun 25, 2008 |
| Jeanette Honey Schoenberg | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. other | Other | Jun 24, 2008 | Jun 19, 2008 |
| David James Lesko | Raymond James & Associates, Inc. national BD | Nfsg Corporation other | Other | May 29, 2008 | May 29, 2008 |
| Robert Adam Kokol | Raymond James & Associates, Inc. national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 22, 2008 | Sep 4, 2008 (135 d) |
| Walter Lamb Woodrick | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Apr 15, 2008 | May 19, 2008 (34 d) |
| Zachary Ryan Schroer | Raymond James & Associates, Inc. national BD | Watermark Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2008 | Mar 18, 2008 |
| Dustin Shaw | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 18, 2008 | Mar 18, 2008 |
| Michael John Holden | Raymond James & Associates, Inc. national BD | Banc Of America Investment Services, Inc. unclassified | Other | Mar 7, 2008 | Mar 14, 2008 |
| John Andrew Lagattuta | Raymond James & Associates, Inc. national BD | American Portfolios Advisors, Inc other | Other | Mar 7, 2008 | Sep 4, 2008 (181 d) |
| James Charles Aughenbaugh | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. other | Other | Mar 4, 2008 | Feb 29, 2008 |
| Joseph Michael Costello | Raymond James & Associates, Inc. national BD | Commerce Brokerage Services, Inc other | Other | Feb 29, 2008 | Apr 29, 2008 (60 d) |
| Monte Ivan Resnick | Raymond James & Associates, Inc. national BD | Neuberger Berman Bd LLC other | Other | Feb 11, 2008 | Feb 6, 2008 |
| Jennifer Bryson Harper | Raymond James & Associates, Inc. national BD | Suntrust Investment Services, Inc. other | Other | Feb 4, 2008 | Apr 14, 2008 (70 d) |
| Brandon Carl Phillips | Raymond James & Associates, Inc. national BD | Watermark Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2008 | Mar 5, 2008 (35 d) |
| John Patrick Callahan | Raymond James & Associates, Inc. national BD | Merrion Investment Management Co, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2008 | Jan 1, 2026 (6558 d) |
| Gregory Lynn Hutto | Raymond James & Associates, Inc. national BD | Bft Financial Group, LLC other | Other | Jan 18, 2008 | Jan 19, 2010 (732 d) |
| Britta Ilene Reyes | Raymond James & Associates, Inc. national BD | Estes Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 18, 2008 | Mar 1, 2016 (2965 d) |
| Christopher John Labbe | Raymond James & Associates, Inc. national BD | Invest Financial Corporation other | Other | Dec 31, 2007 | Mar 19, 2008 (79 d) |
| Anthony Joseph Searcy | Raymond James & Associates, Inc. national BD | Signator Investors, Inc. other | Other | Dec 19, 2007 | Sep 8, 2008 (264 d) |
| Veronica Cadena | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. other | Other | Nov 29, 2007 | Nov 29, 2007 |
| Roger Michael Ramirez | Raymond James & Associates, Inc. national BD | Spc other | Other | Nov 8, 2007 | Nov 13, 2007 |
| Daniel Welker | Raymond James & Associates, Inc. national BD | J.P. Morgan Investment Management Inc. other | Other | Nov 8, 2007 | May 23, 2008 (197 d) |
| Douglas Allan Santefort | Raymond James & Associates, Inc. national BD | Madison Avenue Advisors, Inc. unclassified | Other | Nov 8, 2007 | Nov 6, 2007 |
| Ken Tsukiyama | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Sep 27, 2007 | Mar 6, 2009 (526 d) |
| Jack Ray Perry | Raymond James & Associates, Inc. national BD | City Securities Corporation other | Other | Sep 11, 2007 | Aug 31, 2007 |
| James Mark Woodruff | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Aug 1, 2007 | Jan 2, 2009 (520 d) |
| Stacey Ilene Rothman | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 12, 2007 | Jul 31, 2007 |
| Jeffrey Brent Gaskin | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2007 | Jul 13, 2007 |
| Thomas Warren Darilek | Raymond James & Associates, Inc. national BD | Morgan Keegan & Company, LLC other | Other | Jul 6, 2007 | Jun 29, 2007 |
| Terry A Mccormick | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jun 27, 2007 | Jan 2, 2009 (555 d) |
| James Michael Redinger | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 27, 2007 | Jun 28, 2007 |
| Richard Peter Walker | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jun 14, 2007 | Jun 11, 2009 (728 d) |
| Timothy Allen Self | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Jun 8, 2007 | Jul 13, 2007 (35 d) |
| Elaine Ray Hall | Raymond James & Associates, Inc. national BD | Voya Financial Advisors, Inc. other | Other | May 29, 2007 | Mar 5, 2009 (646 d) |
| Shelly Ann Howard | Raymond James & Associates, Inc. national BD | A. G. Edwards & Sons, Inc. unclassified | Other | May 25, 2007 | May 24, 2007 |
| Paul Lansing Holt | Raymond James & Associates, Inc. national BD | Raymond James Financial Services, Inc. unclassified | Other | May 25, 2007 | May 23, 2008 (364 d) |