DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Td Ameritrade, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shawn Philip BerthelotTd Ameritrade, Inc. no RAUMCitizens Securities, Inc. BD affiliatedOtherJan 11, 2021Apr 19, 2021 (98 d)
Stephen Bernard GlowackaTd Ameritrade, Inc. no RAUMFacet independent RIAOtherJan 11, 2021Feb 24, 2021 (44 d)
Tiffany Ann GunsorekTd Ameritrade, Inc. no RAUMLPL Financial LLC BD affiliatedOtherJan 11, 2021Oct 25, 2021 (287 d)
Joseph LynchTd Ameritrade, Inc. no RAUMPersonal Capital Advisors Corporation independent RIAOtherJan 11, 2021Feb 24, 2021 (44 d)
Timothy Thomas HarbertsTd Ameritrade, Inc. no RAUMAccess Financial Services, Inc. independent RIAOtherJan 11, 2021Mar 9, 2021 (57 d)
Courtney Dannielle Lewis-WilliamsTd Ameritrade, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherJan 11, 2021Feb 25, 2021 (45 d)
Nicole Terese FobareTd Ameritrade, Inc. no RAUMCitizens Securities, Inc. BD affiliatedOtherJan 11, 2021May 21, 2021 (130 d)
Wade D CheckettsTd Ameritrade, Inc. no RAUMFisher Investments independent RIAOtherJan 11, 2021Apr 23, 2021 (102 d)
Shaun Michael BeyrerTd Ameritrade, Inc. no RAUMJ.P. Morgan Securities LLC wirehouseOtherJan 11, 2021Mar 24, 2021 (72 d)
Joseph F VargaTd Ameritrade, Inc. no RAUMSantander Securities BD affiliatedOtherJan 11, 2021Mar 24, 2021 (72 d)
Michael Joseph AlbaTd Ameritrade, Inc. no RAUMCitizens Securities, Inc. BD affiliatedOtherJan 11, 2021Jan 7, 2021
Samuel SodermanTd Ameritrade, Inc. no RAUMVanguard Advisers, Inc. BD affiliatedOtherJan 11, 2021Aug 30, 2021 (231 d)
Tiffany GoodallTd Ameritrade, Inc. no RAUMJ.P. Morgan Securities LLC wirehouseOtherJan 11, 2021Feb 9, 2021
Edward Francis DunphyTd Ameritrade, Inc. no RAUMMercer Global Advisors Inc. independent RIAOtherJan 11, 2021Feb 10, 2021
Jackson N TurnerTd Ameritrade, Inc. no RAUMEdward Jones national BDOtherJan 11, 2021Jan 22, 2021
Erik Kristopher StrongTd Ameritrade, Inc. no RAUMAldrich Wealth LP mixed wealthOtherJan 11, 2021Feb 18, 2021 (38 d)
Louis Kevin JeffriesTd Ameritrade, Inc. no RAUMOsaic Fa, Inc. BD affiliatedOtherJan 11, 2021Feb 8, 2021
Joseph GledhillTd Ameritrade, Inc. no RAUMJ.P. Morgan Securities LLC wirehouseOtherJan 11, 2021Jan 22, 2021
Charles Joseph WickTd Ameritrade, Inc. no RAUMJ.P. Morgan Securities LLC wirehouseOtherJan 11, 2021Jun 8, 2021 (148 d)
Pheap ChevTd Ameritrade, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherJan 11, 2021Dec 15, 2021 (338 d)
Krista Kay McconnellTd Ameritrade, Inc. no RAUMOsaic Wealth, Inc. BD affiliatedOtherJan 11, 2021Jan 24, 2022 (378 d)
Kelaiah DobyTd Ameritrade, Inc. no RAUMJ.P. Morgan Securities LLC wirehouseOtherJan 11, 2021Apr 28, 2022 (472 d)
Suzanne Marie FunkTd Ameritrade, Inc. no RAUMWells Fargo Advisors wirehouseOtherJan 11, 2021Feb 18, 2021 (38 d)
Sandra Denise BakerTd Ameritrade, Inc. no RAUMNewedge Advisors BD affiliatedOtherJan 11, 2021May 24, 2021 (133 d)
Chad DavisTd Ameritrade, Inc. no RAUMLPL Financial LLC BD affiliatedOtherJan 11, 2021Jan 5, 2021
Raaj Arvind GuptaTd Ameritrade, Inc. no RAUMVanguard Advisers, Inc. BD affiliatedOtherJan 11, 2021Apr 7, 2022 (451 d)
Jonathan J GenoveseTd Ameritrade, Inc. no RAUMBrookstone Capital Management LLC independent RIAOtherJan 11, 2021Feb 8, 2021
Gregory Patrick DibleTd Ameritrade, Inc. no RAUMAmeriprise Financial Services, LLC national BDOtherJan 11, 2021Dec 13, 2022 (701 d)
Gabriel TaylorTd Ameritrade, Inc. no RAUME*Trade Capital Management, LLC independent RIAOtherJan 11, 2021Feb 19, 2021 (39 d)
Scott FarwellTd Ameritrade, Inc. no RAUMEdge Financial Advisors, LLC independent RIAOtherJan 11, 2021May 4, 2021 (113 d)
Aaron FriedmanTd Ameritrade, Inc. no RAUMJ.P. Morgan Securities LLC wirehouseOtherJan 11, 2021May 12, 2021 (121 d)
Dominick Bay PagliaroTd Ameritrade, Inc. no RAUMJ.P. Morgan Securities LLC wirehouseOtherJan 11, 2021Mar 2, 2021 (50 d)
Kyle Lewis GoepelTd Ameritrade, Inc. no RAUMKrilogy independent RIAOtherJan 11, 2021Apr 1, 2021 (80 d)
Tessa Brugh DuekerTd Ameritrade, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherJan 11, 2021Jan 21, 2021
James KennedyTd Ameritrade, Inc. no RAUMPruco Securities, LLC BD affiliatedOtherJan 11, 2021Jan 20, 2021
Robert William ElmerTd Ameritrade, Inc. no RAUMJ.P. Morgan Securities LLC wirehouseOtherJan 11, 2021Apr 9, 2021 (88 d)
Alain E MahaseTd Ameritrade, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherJan 11, 2021Jul 12, 2022 (547 d)
Christopher Brian SoukupTd Ameritrade, Inc. no RAUMLighthouse Financial Services Inc independent RIAOtherJan 11, 2021Jan 26, 2021
Amy S HorsleyTd Ameritrade, Inc. no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 11, 2021Jan 5, 2023 (724 d)
Raymond MartensTd Ameritrade, Inc. no RAUMTd Private Client Wealth LLC BD affiliatedOtherJan 11, 2021May 3, 2024 (1208 d)
Jared HaggardTd Ameritrade, Inc. no RAUMFisher Investments independent RIAOtherJan 11, 2021Apr 23, 2021 (102 d)
Andy Koko ChengTd Ameritrade, Inc. no RAUMCetera Investment Advisers LLC BD affiliatedOtherJan 11, 2021Jan 15, 2021
Adam MungerTd Ameritrade, Inc. no RAUMBridgeworth Wealth Management independent RIAOtherJan 11, 2021Aug 17, 2021 (218 d)
Andrew D MillerTd Ameritrade, Inc. no RAUME*Trade Capital Management, LLC independent RIAOtherJan 11, 2021Jan 15, 2021
Elicito MonteroTd Ameritrade, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherJan 11, 2021Jul 12, 2021 (182 d)
John E. MayoTd Ameritrade, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherJan 11, 2021Jul 27, 2021 (197 d)
Myles SitesTd Ameritrade, Inc. no RAUMPruco Securities, LLC BD affiliatedOtherJan 11, 2021Jan 12, 2021
Adam Christopher BarclayTd Ameritrade, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherJan 11, 2021Mar 17, 2021 (65 d)
Ryan Janusz OzogTd Ameritrade, Inc. no RAUMEdward Jones national BDOtherJan 11, 2021Jun 18, 2021 (158 d)
Adam SciutoTd Ameritrade, Inc. no RAUMWells Fargo Advisors wirehouseOtherJan 11, 2021Apr 1, 2026 (1906 d)
Thomas James GordonTd Ameritrade, Inc. no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 11, 2021Mar 10, 2021 (58 d)
Jeffrey T. FitchTd Ameritrade, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherJan 11, 2021Apr 12, 2021 (91 d)
Andrew J HuntTd Ameritrade, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherJan 11, 2021May 18, 2021 (127 d)
Tyler Stephen HoffmannTd Ameritrade, Inc. no RAUMConvergence Financial independent RIAOtherJan 11, 2021Feb 3, 2021
Michael Jordan MargolisTd Ameritrade, Inc. no RAUME*Trade Capital Management, LLC independent RIAOtherJan 11, 2021Feb 1, 2021
Nicholas L PopovecTd Ameritrade, Inc. no RAUMM&T Securities, Inc. unclassifiedOtherJan 11, 2021Apr 1, 2021 (80 d)
James M FoxTd Ameritrade, Inc. no RAUMFifth Third Securities, Inc. BD affiliatedOtherJan 11, 2021Feb 22, 2021 (42 d)
David Frank FernandesTd Ameritrade, Inc. no RAUMZenith Investment Management, LLC state registeredOtherJan 11, 2021Mar 12, 2021 (60 d)
Ramon Edgar HernandezTd Ameritrade, Inc. no RAUMFisher Investments independent RIAOtherJan 11, 2021May 28, 2021 (137 d)
Justin HitzfeldtTd Ameritrade, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherJan 11, 2021Dec 5, 2022 (693 d)
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1,422 moves match.