| William Gregory Young | Waddell & Reed other | LPL Financial LLC other | Other | Jul 28, 2010 | Jul 16, 2010 |
| Joao Silva Gomes | Waddell & Reed other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jul 23, 2010 | Sep 24, 2010 (63 d) |
| Mark Andrew Fellows | Waddell & Reed other | Chase Investment Services Corp. other | Other | Jul 20, 2010 | Aug 5, 2010 |
| Derek Todd Dorris | Waddell & Reed other | Vault Wealth Strategies, LLC other | Other | Jul 19, 2010 | Jun 13, 2019 (3251 d) |
| Kyle Scott Clemson | Waddell & Reed other | LPL Financial LLC other | Other | Jul 15, 2010 | Jul 29, 2010 |
| Ryan Wiens | Waddell & Reed other | Strategic Advisers LLC national BD | Other | Jul 14, 2010 | Aug 11, 2010 |
| Joseph Ignacio Manzo | Waddell & Reed other | Principal Securities, Inc. other | Other | Jul 14, 2010 | Jul 20, 2010 |
| Landon Jaeger Mance | Waddell & Reed other | Chase Investment Services Corp. other | Other | Jul 14, 2010 | May 18, 2012 (674 d) |
| Justin David Kattau | Waddell & Reed other | Pnc Wealth Management other | Other | Jul 7, 2010 | Aug 9, 2010 (33 d) |
| Jonathan Dennis Horst | Waddell & Reed other | Morgan Stanley wirehouse | Other | Jul 6, 2010 | Jan 18, 2012 (561 d) |
| Joey John Dominick | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 29, 2010 | Jun 25, 2010 |
| Kevin Lee Whittington | Waddell & Reed other | Invest Financial Corporation other | Other | Jun 28, 2010 | Nov 18, 2011 (508 d) |
| Jeffrey Lee Stone | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Jun 23, 2010 | Nov 3, 2011 (498 d) |
| Christopher Taylor Shibley | Waddell & Reed other | Chase Investment Services Corp. other | Other | Jun 23, 2010 | Mar 22, 2011 (272 d) |
| Shawn S. Roghaar | Waddell & Reed other | Strategic Advisers LLC national BD | Other | Jun 23, 2010 | Nov 7, 2011 (502 d) |
| Thomas Norman Zirbel | Waddell & Reed other | LPL Financial LLC other | Other | Jun 22, 2010 | Jan 10, 2013 (933 d) |
| Anne Huth | Waddell & Reed other | Gwn Securities Inc. other | Other | Jun 16, 2010 | Jun 16, 2010 |
| Kyle David Smith | Waddell & Reed other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Jun 16, 2010 | Jun 28, 2010 |
| Michael Evans Brunner | Waddell & Reed other | Nationwide Securities, LLC no RAUM | Other | Jun 15, 2010 | Jul 15, 2011 (395 d) |
| Matthew Dillion Blickenderfer | Waddell & Reed other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Jun 15, 2010 | Jul 14, 2010 |
| Jon William Nieranowski | Waddell & Reed other | Strategic Advisers LLC national BD | Other | Jun 9, 2010 | Jul 20, 2010 (41 d) |
| Pedro Jose Dager | Waddell & Reed other | Chase Investment Services Corp. other | Other | Jun 9, 2010 | Jun 11, 2010 |
| Gregory Peter Grimsley | Waddell & Reed other | Cadaret Grant & Co Inc other | Other | Jun 8, 2010 | Jun 7, 2010 |
| Burton Douglas Wesche | Waddell & Reed other | Morgan Stanley wirehouse | Other | Jun 2, 2010 | Jun 30, 2010 |
| Jeremy William Blackburn | Waddell & Reed other | Chase Investment Services Corp. other | Other | Jun 2, 2010 | Jul 27, 2010 (55 d) |
| Matthew Christopher Landini | Waddell & Reed other | Genuine Wealth Management unclassified | Other | Jun 1, 2010 | Apr 28, 2015 (1792 d) |
| Marc William Werkmeister | Waddell & Reed other | Sagepoint Financial, Inc. other | Other | May 28, 2010 | May 24, 2010 |
| Richard Alex Becker | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | May 25, 2010 | May 19, 2010 |
| Katlyne Marie Bartolo | Waddell & Reed other | Advice And Planning Services BD affiliated | Other | May 25, 2010 | May 17, 2022 (4375 d) |
| Amy Jeanne Berry | Waddell & Reed other | Edward Jones national BD | Other | May 24, 2010 | Sep 16, 2015 (1941 d) |
| Terron Tidwell | Waddell & Reed other | B. Riley Wealth Advisors, Inc. other | Other | May 24, 2010 | Nov 21, 2011 (546 d) |
| Walter Lewis Koon | Waddell & Reed other | Koon Financial Planning & Consulting/Kfp&C independent RIA | Other | May 20, 2010 | Jul 8, 2010 (49 d) |
| Erika L Jensen | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 19, 2010 | Jun 10, 2010 |
| Bradley Eugene Singer | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 18, 2010 | Sep 24, 2010 (129 d) |
| Justin Peter Mclaughlin | Waddell & Reed other | Advisors Asset Management, Inc. other | Other | May 17, 2010 | Jul 12, 2010 (56 d) |
| Junwei Liu | Waddell & Reed other | Sagepoint Financial, Inc. other | Other | May 14, 2010 | Feb 18, 2014 (1376 d) |
| Jason Frederic Vos | Waddell & Reed other | Cambridge Investment Research Advisors, Inc. other | Other | May 14, 2010 | Jul 23, 2010 (70 d) |
| Benjamin W. Goldhammer | Waddell & Reed other | Chase Investment Services Corp. other | Other | May 13, 2010 | May 11, 2010 |
| Nickolas Jerrod Wilson | Waddell & Reed other | Edward Jones national BD | Other | May 13, 2010 | May 7, 2010 |
| Michael Lee | Waddell & Reed other | Park Avenue Securities LLC other | Other | May 11, 2010 | Jun 7, 2010 |
| Albert Austin Bunner | Waddell & Reed other | Voya Financial Advisors, Inc. other | Other | May 6, 2010 | Mar 18, 2011 (316 d) |
| John Robert Joyce | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | May 5, 2010 | May 3, 2010 |
| Jason William Martin | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | May 4, 2010 | May 3, 2010 |
| Kelsey Christopher Bengoa | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | May 4, 2010 | May 3, 2010 |
| James Christopher Brandon | Waddell & Reed other | Ernst & Young Investment Advisers Llp no RAUM | Other | May 3, 2010 | May 11, 2023 (4756 d) |
| Chad Michael Rother | Waddell & Reed other | Morgan Stanley wirehouse | Other | Apr 30, 2010 | May 27, 2010 |
| Jason Richard Martin | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Apr 30, 2010 | Nov 23, 2010 (207 d) |
| Kraig Antonio Jackson | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 30, 2010 | May 30, 2017 (2587 d) |
| Brenda Ford Richman | Waddell & Reed other | Legacy Financial Strategies, LLC other | Other | Apr 29, 2010 | Jul 7, 2014 (1530 d) |
| Jerry A Therrel | Waddell & Reed other | Essex National Securities, Inc. other | Other | Apr 27, 2010 | Jul 9, 2010 (73 d) |
| Scott Wade Summerlin | Waddell & Reed other | Principal Securities, Inc. other | Other | Apr 22, 2010 | Apr 29, 2010 |
| Brendon Bruce Johnson | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Apr 21, 2010 | Apr 25, 2013 (1100 d) |
| Aaron Keith Ulrich | Waddell & Reed other | Pnc Wealth Management other | Other | Apr 21, 2010 | Jun 1, 2010 (41 d) |
| Matthew V Poteete | Waddell & Reed other | New England Securities Corporation other | Other | Apr 16, 2010 | May 21, 2010 (35 d) |
| Tonny O Navarro | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 14, 2010 | Oct 19, 2010 (188 d) |
| Roger Esquibel | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Apr 12, 2010 | Apr 14, 2010 |
| Gregory Peter Murray | Waddell & Reed other | Kelly Financial Services other | Other | Apr 12, 2010 | Jul 27, 2010 (106 d) |
| Anna Maria Lee | Waddell & Reed other | Morgan Stanley wirehouse | Other | Apr 9, 2010 | Oct 11, 2010 (185 d) |
| Michael Fowler | Waddell & Reed other | Morgan Stanley wirehouse | Other | Apr 8, 2010 | Mar 31, 2010 |
| David Charles Betz | Waddell & Reed other | Nfp Advisor Services, LLC other | Other | Apr 7, 2010 | Jun 10, 2011 (429 d) |