DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Waddell & Reed

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Herrick SauerWaddell & Reed otherPruco Securities, LLC BD affiliatedOtherJan 8, 2018Jan 25, 2018
Kenneth Gene BaizeWaddell & Reed otherAmerican Capital Management, Inc. state registeredOtherJan 8, 2018Jan 5, 2018
Jeremiah Anthony BeamWaddell & Reed otherCetera Advisors LLC otherOtherJan 5, 2018Jan 31, 2018
Shalisa Green BeckWaddell & Reed otherCharles Schwab & Co., Inc. national BDOtherJan 4, 2018Apr 12, 2021 (1194 d)
Michael William TownsendWaddell & Reed otherRaymond James & Associates, Inc. national BDOtherJan 4, 2018Jan 2, 2018
William John BergWaddell & Reed otherCommonwealth Financial Network national BDOtherJan 2, 2018Jan 9, 2018
Casilda GorozpeWaddell & Reed otherTransamerica Retirement Advisors, LLC otherOtherDec 31, 2017Jan 4, 2018
Katherine Everett AndersWaddell & Reed otherPrincipal Securities, Inc. otherOtherDec 31, 2017Jan 16, 2018
Beth Michele GarlickWaddell & Reed otherCreativeone Wealth, LLC independent RIAOtherDec 31, 2017Aug 20, 2019 (597 d)
Mary Theresa NortonWaddell & Reed otherPrincipal Securities, Inc. otherOtherDec 31, 2017Jan 18, 2018
Phillip VertinWaddell & Reed otherPruco Securities, LLC BD affiliatedOtherDec 31, 2017Jun 5, 2018 (156 d)
Alexander Reece StarnesWaddell & Reed otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 31, 2017Mar 29, 2018 (88 d)
Whitney Mcguire McnicolWaddell & Reed otherFirst Allied Advisory Services, Inc. otherOtherDec 31, 2017Jan 9, 2018
William GarlandWaddell & Reed otherFbl Wealth Management, LLC no RAUMOtherDec 31, 2017Apr 9, 2020 (830 d)
Robert James ShopesWaddell & Reed otherFavrile Financial state registeredOtherDec 21, 2017Jan 1, 2025 (2568 d)
Michael Edward PoseyWaddell & Reed otherEagle Strategies LLC BD affiliatedOtherDec 21, 2017Aug 13, 2018 (235 d)
Philip Thomas WebbWaddell & Reed otherGood Life Advisors, LLC otherOtherDec 20, 2017Dec 13, 2017
James Christian KaiserWaddell & Reed otherGood Life Advisors, LLC otherOtherDec 19, 2017Dec 13, 2017
Nicholas CuringaWaddell & Reed otherGood Life Advisors, LLC otherOtherDec 19, 2017Dec 13, 2017
Ronda Jean WilsonWaddell & Reed otherConcourse Financial Group Advisors otherOtherDec 19, 2017Dec 12, 2017
Feliz TovarWaddell & Reed otherBcd Advisors state registeredOtherDec 18, 2017Feb 23, 2019 (432 d)
John Franklin HallWaddell & Reed otherMariner Advisor Network otherOtherDec 15, 2017Dec 11, 2017
Warren Woodrow ChurchWaddell & Reed otherCambridge Investment Research Advisors, Inc. otherOtherDec 15, 2017Dec 8, 2017
Roubik SarianWaddell & Reed otherQuest Capital Strategies, Inc. otherOtherDec 15, 2017Jan 3, 2018
Gina Cornelia JacobsonWaddell & Reed otherCetera Investment Advisers LLC otherOtherDec 14, 2017Feb 5, 2018 (53 d)
Robert Charles WrightWaddell & Reed otherPcg Wealth Management independent RIAOtherDec 13, 2017Aug 26, 2019 (621 d)
Richard Kent JohnsonWaddell & Reed otherGood Life Advisors, LLC otherOtherDec 12, 2017Dec 4, 2017
Bradley Sheldon MorrisWaddell & Reed otherGood Life Advisors, LLC otherOtherDec 7, 2017Dec 15, 2017
Sabrina Dianne HartleyWaddell & Reed otherLincoln Investment otherOtherDec 6, 2017Dec 19, 2017
Daniel Alexander LockwoodWaddell & Reed otherRaymond James & Associates, Inc. national BDOtherDec 5, 2017Nov 29, 2017
Mark James SindowskiWaddell & Reed otherRaymond James & Associates, Inc. national BDOtherDec 4, 2017Nov 29, 2017
Julian William-John BealWaddell & Reed otherEquitable Advisors, LLC national BDOtherNov 29, 2017Mar 28, 2018 (119 d)
Beth Ann HearnWaddell & Reed otherOsaic Fa, Inc. otherOtherNov 28, 2017Nov 22, 2017
David Ross CannadyWaddell & Reed otherUBS Financial Services Inc. wirehouseOtherNov 27, 2017Dec 21, 2017
Arshia ZahabiWaddell & Reed otherPruco Securities, LLC BD affiliatedOtherNov 22, 2017Jan 5, 2018 (44 d)
Aaron Steven HerwigWaddell & Reed otherV Wealth Advisors LLC otherOtherNov 21, 2017Nov 15, 2017
Brian Chi WongWaddell & Reed otherMariner Advisor Network otherOtherNov 20, 2017Nov 15, 2017
Ernest Dale AndersonWaddell & Reed otherLfn Advisors Inc. independent RIAOtherNov 20, 2017Apr 15, 2024 (2338 d)
Johnathan Robert HinesWaddell & Reed otherV Wealth Advisors LLC otherOtherNov 20, 2017Nov 15, 2017
Edgardo BruzzoneWaddell & Reed otherMariner Advisor Network otherOtherNov 20, 2017Nov 21, 2017
Christopher J McneilWaddell & Reed otherCommerce Brokerage Services, Inc otherOtherNov 20, 2017Dec 4, 2017
Paul William DavisWaddell & Reed otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 20, 2017Dec 15, 2017
Stephanie Xiaoqian ChangWaddell & Reed otherMariner Advisor Network otherOtherNov 20, 2017Nov 21, 2017
Jared Lee EnsingWaddell & Reed otherIndependent Financial Partners otherOtherNov 17, 2017Nov 14, 2017
Lex John DrollingerWaddell & Reed otherLPL Financial LLC independent RIAOtherNov 15, 2017Nov 13, 2017
Justin David DruckenmillerWaddell & Reed otherPrivate Advisor Group, LLC otherOtherNov 15, 2017Nov 29, 2017
Damon Robert BootesWaddell & Reed otherFirst Allied Advisory Services, Inc. otherOtherNov 14, 2017Nov 15, 2017
Thomas Patrick MillsWaddell & Reed otherMills Financial Services LLC state registeredOtherNov 14, 2017May 25, 2018 (192 d)
Lance Eric GorsuchWaddell & Reed otherIht Wealth Management LLC otherOtherNov 14, 2017Nov 28, 2017
Eric Dana MosserWaddell & Reed otherEdward Jones national BDOtherNov 14, 2017Jan 29, 2018 (76 d)
Craig Bernard CacaseWaddell & Reed otherPrivate Advisor Group, LLC otherOtherNov 13, 2017Nov 13, 2017
Warren Davis WatersWaddell & Reed otherFirst Allied Advisory Services, Inc. otherOtherNov 13, 2017Jan 5, 2018 (53 d)
David Ray MabisWaddell & Reed otherAmeriprise Financial Services, LLC national BDOtherNov 13, 2017Nov 6, 2017
Stephen Gregor StarkWaddell & Reed otherU.S. Bancorp Investments, Inc. otherOtherNov 10, 2017Nov 9, 2017
Brett Thomas GuendelWaddell & Reed otherSecurities America Advisors, Inc. otherOtherNov 8, 2017Nov 10, 2017
Rea PtacinWaddell & Reed otherPrincipal Securities, Inc. otherOtherNov 6, 2017Nov 10, 2017
Jack ChenWaddell & Reed otherJ.P. Morgan Securities LLC wirehouseOtherNov 6, 2017Nov 8, 2017
Dennis Munsayac Ortiz-LuisWaddell & Reed otherRaymond James Financial Services Advisors, Inc otherOtherNov 3, 2017Oct 27, 2017
Christopher William CampbellWaddell & Reed otherRaymond James Financial Services Advisors, Inc otherOtherNov 3, 2017Nov 13, 2017
Francis George GiamboyWaddell & Reed otherCitizens Securities, Inc. otherOtherOct 30, 2017Nov 7, 2017
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2,486 moves match.