Arrivals at Osaic Fa, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Stefan Lambert	Waddell & Reed other	Osaic Fa, Inc. other	Other	Jul 19, 2012	Jul 27, 2012
Ryan Andrew Martin	Valic Financial Advisors, Inc. other	Osaic Fa, Inc. other	Other	Jun 21, 2012	Jun 19, 2012
Margaret Ann Dubil	UBS Financial Services Inc. wirehouse	Osaic Fa, Inc. other	Other	Jun 15, 2012	Apr 4, 2014 (658 d)
Emrich Martin Stellar	M Holdings Securities, Inc. other	Osaic Fa, Inc. other	Other	Jun 14, 2012	May 3, 2013 (323 d)
Brian Keith Stormont	Valic Financial Advisors, Inc. other	Osaic Fa, Inc. other	Other	Jun 14, 2012	Jun 14, 2012
Alan Russell Crosby	Kcpag Financial Advisors LLC other	Osaic Fa, Inc. other	Other	Jun 13, 2012	Sep 19, 2012 (98 d)
Glenn Alan Graff	The Strategic Financial Alliance other	Osaic Fa, Inc. other	Other	Jun 11, 2012	May 21, 2013 (344 d)
Jaye Everland	Integrity Prosperity Security (Ips) Strategic Capital other	Osaic Fa, Inc. other	Other	May 24, 2012	Dec 19, 2012 (209 d)
John E. Layug	Nfp Advisor Services, LLC other	Osaic Fa, Inc. other	Other	May 23, 2012	Jun 12, 2012
Steve M Koziol	Signator Investors, Inc. other	Osaic Fa, Inc. other	Other	Apr 24, 2012	Apr 30, 2012
John Beehner	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Fa, Inc. other	Other	Apr 19, 2012	Jul 9, 2012 (81 d)
Robert George Ziegler	Cuna Brokerage Services, Inc. other	Osaic Fa, Inc. other	Other	Apr 4, 2012	Apr 13, 2012
Lindsey Andrea Vardi	Wilbanks Securities Advisory other	Osaic Fa, Inc. other	Other	Mar 21, 2012	Apr 17, 2012
Thomas Francis Labrie	Advice And Planning Services other	Osaic Fa, Inc. other	Other	Mar 19, 2012	Mar 21, 2012
Philip John Woodland	Knox Capital Advisors, LLC other	Osaic Fa, Inc. other	Other	Mar 8, 2012	Jun 17, 2014 (831 d)
Robert Allen Stuber	Sagepoint Financial, Inc. other	Osaic Fa, Inc. other	Other	Feb 21, 2012	Feb 28, 2012
Fadi Mansour	Equitable Advisors, LLC national BD	Osaic Fa, Inc. other	Other	Feb 9, 2012	Feb 8, 2012
Edward Walter Morrissey	Principal Securities, Inc. other	Osaic Fa, Inc. other	Other	Feb 7, 2012	Feb 3, 2012
Joseph Paul Okros	Signator Investors, Inc. other	Osaic Fa, Inc. other	Other	Feb 3, 2012	Feb 17, 2012
Amy Beth Centanni	Capital One Financial Advisors LLC unclassified	Osaic Fa, Inc. other	Other	Jan 6, 2012	Jun 15, 2012 (161 d)
Eric Zachary Weissman	Valic Financial Advisors, Inc. other	Osaic Fa, Inc. other	Other	Jan 4, 2012	Jan 6, 2012
Mary Teresa Tacka	H. Beck, Inc. other	Osaic Fa, Inc. other	Other	Dec 31, 2011	Jan 3, 2012
Richard Joseph Augustine	Cl Wealth Management LLC other	Osaic Fa, Inc. other	Other	Dec 31, 2011	Feb 7, 2012 (38 d)
Ellen Peloquin	New York Life Investment Management LLC other	Osaic Fa, Inc. other	Other	Dec 1, 2011	Apr 11, 2012 (132 d)
Louis Joseph Zaccaro	H. Beck, Inc. other	Osaic Fa, Inc. other	Other	Nov 30, 2011	Nov 9, 2011
Yolanda Cobb	Triad Financial Advisors, Inc. other	Osaic Fa, Inc. other	Other	Nov 29, 2011	Jan 30, 2013 (428 d)
Christopher John Reilly	Msi Financial Services, Inc. other	Osaic Fa, Inc. other	Other	Nov 4, 2011	Nov 28, 2011
Gulsanga Jalawan	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	Oct 26, 2011	Oct 18, 2011
Nelson Nascimento Santos	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	Oct 26, 2011	Oct 27, 2011
Scott Alan Goldstein	World Equity Group, Inc. other	Osaic Fa, Inc. other	Other	Oct 14, 2011	Oct 26, 2011
Annette Louise Schiavone	Ic Advisory Services, Inc. other	Osaic Fa, Inc. other	Other	Oct 6, 2011	Nov 11, 2011 (36 d)
Jeffrey Mark Armstrong	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	Sep 19, 2011	Sep 9, 2011
Paul Coleman Koenig	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	Sep 19, 2011	Sep 2, 2011
George Mouded	Hornor, Townsend & Kent, LLC other	Osaic Fa, Inc. other	Other	Aug 29, 2011	Aug 23, 2011
Jeremy Daniel Ditullio	New England Securities Corporation other	Osaic Fa, Inc. other	Other	Aug 4, 2011	Aug 11, 2011
Amy Meo Oviedo	Concourse Financial Group Advisors other	Osaic Fa, Inc. other	Other	Aug 2, 2011	Aug 1, 2011
Julia Judith Smith	LPL Financial LLC other	Osaic Fa, Inc. other	Other	Jul 29, 2011	Nov 7, 2011 (101 d)
David Lawrence Hull	Hornor, Townsend & Kent, LLC other	Osaic Fa, Inc. other	Other	Jul 28, 2011	Aug 15, 2011
Michael Allan Goldfeder	Hornor, Townsend & Kent, LLC other	Osaic Fa, Inc. other	Other	Jul 28, 2011	Sep 6, 2011 (40 d)
Jeffrey William Gustafson	LPL Financial LLC other	Osaic Fa, Inc. other	Other	Jul 28, 2011	Jul 25, 2011
David M Lieberman	Investment Professionals, Inc. other	Osaic Fa, Inc. other	Other	Jul 20, 2011	Oct 11, 2011 (83 d)
Debra Press	Harvest Investment Consultants LLC other	Osaic Fa, Inc. other	Other	Jul 18, 2011	Dec 23, 2011 (158 d)
Kelley Brian Orr	Bb&T Investment Services, Inc. no RAUM	Osaic Fa, Inc. other	Other	Jul 6, 2011	Jul 22, 2011
Laurence Edward Dunlap	LPL Financial LLC other	Osaic Fa, Inc. other	Other	Jun 2, 2011	Dec 19, 2016 (2027 d)
Lauren Greene Snyder	Wells Fargo Advisors wirehouse	Osaic Fa, Inc. other	Other	May 27, 2011	Jun 16, 2011
Maria T Ross	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	May 26, 2011	May 23, 2011
Christopher Michael Ferretti	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	May 25, 2011	May 20, 2011
Walter Armand Eife	Voya Financial Advisors, Inc. other	Osaic Fa, Inc. other	Other	May 18, 2011	Aug 1, 2011 (75 d)
Don Eugene Meredith	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	May 13, 2011	May 6, 2011
Ronald Jack Taylor	Raymond James Financial Services Advisors, Inc other	Osaic Fa, Inc. other	Other	Mar 21, 2011	Jul 11, 2011 (112 d)
Jason Dimitri Nicoloff	Advice And Planning Services other	Osaic Fa, Inc. other	Other	Mar 7, 2011	May 19, 2011 (73 d)
Jordan Robert Andrew	Wells Fargo Advisors wirehouse	Osaic Fa, Inc. other	Other	Mar 7, 2011	Apr 14, 2011 (38 d)
David Russel Burgio	Asset & Financial Planning, Ltd other	Osaic Fa, Inc. other	Other	Feb 25, 2011	Jan 28, 2011
Jackie N Martin	Fifth Third Securities, Inc. other	Osaic Fa, Inc. other	Other	Feb 25, 2011	Mar 18, 2011
Stephen Christopher Wildman	Lincoln Financial Distributors, Inc. unclassified	Osaic Fa, Inc. other	Other	Feb 24, 2011	Aug 21, 2012 (544 d)
Eugene Mcmillan Musselwhite	Intercarolina Financial Services, Inc. mixed wealth	Osaic Fa, Inc. other	Other	Feb 16, 2011	Feb 15, 2012 (364 d)
Alex Pritsker	Pruco Securities, LLC other	Osaic Fa, Inc. other	Other	Feb 3, 2011	Jan 7, 2011
David Allen Grano	LPL Financial LLC other	Osaic Fa, Inc. other	Other	Feb 3, 2011	Mar 8, 2011 (33 d)
Roberto Antonio Martinez	LPL Financial LLC other	Osaic Fa, Inc. other	Other	Feb 3, 2011	May 17, 2011 (103 d)
Lance Aaron Leimberg	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	Feb 1, 2011	Jan 28, 2011

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972 moves match.