DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Thomas Uno | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | May 12, 2021 | Jun 2, 2021 |
| Nicholas J Caron | Oppenheimer & Co. Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2021 | Jul 6, 2021 (55 d) |
| Allison J Zech | Cuna Brokerage Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2021 | May 24, 2021 |
| John W. Worley | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2021 | May 7, 2021 |
| Matthew Allen Taylor | Raymond James Financial Services Advisors, Inc BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2021 | Jan 5, 2022 (257 d) |
| Heather May Brockie | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2021 | Aug 10, 2021 (110 d) |
| Cory Andrew Gelvin | Arvest Wealth Management independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2021 | Apr 29, 2021 |
| Amy Lynn Podzius | Advice And Planning Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2021 | Jun 29, 2021 (77 d) |
| Howard C Diamond | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2021 | Apr 19, 2021 |
| Joseph R Brancaleone | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2021 | Jun 10, 2021 (62 d) |
| Christopher Sclafani | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2021 | Jun 8, 2021 (60 d) |
| Steven Aibel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2021 | Jun 16, 2022 (434 d) |
| Sheila M Gentile | Osaic Wealth, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2021 | Apr 26, 2021 |
| Jeremy T Rivers | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2021 | Mar 30, 2021 |
| Angela Kawai Chan | Morgan Stanley wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 29, 2021 | Aug 25, 2021 (149 d) |
| David R Miller | Cuso Financial Services, L.P. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2021 | Mar 30, 2021 |
| Xinru Liu | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2021 | Apr 15, 2021 |
| Neil Christian Bellomy | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2021 | Apr 9, 2021 |
| Jack J Hallak | Morgan Stanley wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 24, 2021 | Jan 5, 2022 (287 d) |
| James Allen Pfister | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2021 | Sep 27, 2024 (1285 d) |
| Mark J Sommerville | Hsbc Securities (USA) Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2021 | Apr 2, 2021 |
| Andrew Francis Noga | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2021 | Mar 22, 2021 |
| David Andrew Earl | Pnc Managed Account Solutions, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2021 | Apr 1, 2021 |
| Alexander George Cordoba | Mcadam LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | May 18, 2021 (63 d) |
| Peter H Rothe | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2021 | Apr 1, 2021 |
| Zareh K Shahinian | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2021 | Mar 24, 2021 |
| Michael Shawn Roderick | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2021 | Mar 10, 2021 |
| Sandra Jean Rose | Aspire Advisors, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2021 | Feb 18, 2021 |
| Christopher W Pellegrini | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2021 | Apr 12, 2021 (39 d) |
| Stephanie M Rapcan | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2021 | Feb 23, 2021 |
| David Wayne Bickler | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2021 | Mar 3, 2021 |
| Thomas Joseph King | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2021 | Mar 3, 2021 |
| Julie Annette Hocevar | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2021 | Mar 4, 2021 |
| Charles David Leflar | Gradient Wealth Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2021 | Mar 18, 2021 |
| Lisa Reinking Aldridge | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2021 | Mar 3, 2021 |
| Kristy Lynn Eller | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2021 | Aug 31, 2021 (186 d) |
| Gina Stoltz | W&S Brokerage Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2021 | Apr 6, 2021 (41 d) |
| Thomas May | W&S Brokerage Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2021 | Feb 16, 2021 |
| Gina Danelle Eanes | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2021 | Feb 25, 2021 |
| Joseph A Falzone | Bb&T Securities, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2021 | Jun 6, 2022 (474 d) |
| Dustin Andrew Smith | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2021 | Feb 8, 2021 |
| Michael David Hernandez | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2021 | Apr 28, 2021 (76 d) |
| Kristopher W Dennis | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2021 | Feb 11, 2021 |
| Kristian James Lydon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 28, 2021 | Mar 22, 2021 (53 d) |
| Edward Joseph Bevilacqua | Bny Mellon Securities Corporation BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2021 | May 15, 2021 (108 d) |
| Kevin Craig Wilson | Aegis Financial independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 21, 2021 | Mar 3, 2021 (41 d) |
| Brenton Shields Luper | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 21, 2021 | Jun 29, 2021 (159 d) |
| Michael Andrew Mireles | Usaa Investment Services Company no RAUM | Pruco Securities, LLC BD affiliated | Other | Jan 20, 2021 | Jan 15, 2021 |
| Paul Albert Shockley | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2021 | Feb 2, 2021 |
| Aaron Keith Ulrich | United Advisors America independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 14, 2021 | Mar 19, 2021 (64 d) |
| Austin Dulaney Schutz | Td Ameritrade, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Jan 11, 2021 | Nov 16, 2021 (309 d) |
| James Kennedy | Td Ameritrade, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Jan 11, 2021 | Jan 20, 2021 |
| Myles Sites | Td Ameritrade, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Jan 11, 2021 | Jan 12, 2021 |
| Christopher M Growe | Td Ameritrade, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Jan 11, 2021 | Feb 8, 2021 |
| Jose Franciosa Martin | UBS Financial Services Inc. wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 8, 2021 | Jun 15, 2023 (888 d) |
| Martin Kent Walker | First Citizens Investor Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2021 | Feb 18, 2021 (43 d) |
| Michael Robert Flynn | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2021 | Jan 12, 2021 |
| Joseph Truscott | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 4, 2021 | Jan 12, 2021 |
| Keith Robert Wells | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2021 | Feb 22, 2021 (49 d) |
| Daniel Ignatius Webster | H. Beck, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jan 6, 2021 |
1,668 moves match.