DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Registration changes, newest first

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew PiseraEagle Strategies LLC BD affiliatedGenerational Financial Partners, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 1, 2026Aug 20, 2026
Mickale Weshon GilbertCharles Schwab & Co., Inc. national BDLord And Richards independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2026Sep 2, 2026
Travis RhoadTrippon Wealth Management Group LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 1, 2026Jul 16, 2026
Joseph TarpeyBeacon Capital Management, Inc. mixed wealthOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 1, 2026Sep 1, 2026
Michael MildrumAmeriprise Financial Services, LLC national BDUBS Financial Services Inc. wirehouseAffiliated broker-dealer or bank to wirehouseSep 1, 2026Sep 1, 2026
Vincent PackEagle Strategies LLC BD affiliatedWaverly Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2026Aug 14, 2026
Cameron PurtonAmeriprise Financial Services, LLC national BDRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2026Aug 26, 2026
Edwin BelogorlovNuveen Asset Management, LLC mixed wealthAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankSep 1, 2026Sep 4, 2026
Beau Jacob WelshEagle Strategies LLC BD affiliatedGenerational Financial Partners, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 1, 2026Aug 20, 2026
Austin T ParkerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 1, 2026Aug 19, 2026
David LamAmeriprise Financial Services, LLC national BDAegis Capital Corp. BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2026Sep 15, 2026
Tyler OlsonTrippon Wealth Management Group LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 1, 2026Jul 16, 2026
Joseph Robert WhiteStrategic Advisers LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseSep 1, 2026Aug 31, 2026
Brittany A. SaundersJefferies Investment Advisers LLC mixed wealthOrion Portfolio Solutions, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 1, 2026Sep 14, 2026
Daniel Collins CoblentzRaymond James Financial Services Advisors, Inc BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2026Aug 24, 2026
Matthew David JadwisiakAxim Planning & Wealth independent RIAFortis Capital Advisors, LLC independent RIARIA to RIASep 1, 2026Sep 1, 2026
Patrick B. MilesTriad Wealth Partners, LLC independent RIASignal Advisors Wealth, LLC independent RIARIA to RIASep 1, 2026Jul 31, 2026
Braeden CutlerStrategic Advisers LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 1, 2026Sep 4, 2026
Lisa K. McculloughPlanmember Securities Corporation independent RIACs Planning Corp independent RIARIA to RIASep 1, 2026Mar 20, 2023
Nicholas James RathStrategic Advisers LLC national BDEvermay Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2026Sep 18, 2026
Marsella BurboaStrategic Advisers LLC national BDU.S. Bancorp Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2026Sep 10, 2026
Robert Richard WesterhoffJ.P. Morgan Securities LLC wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankSep 1, 2026Sep 18, 2026
Mitchell CraigTrippon Wealth Management Group LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 1, 2026Jul 16, 2026
Staci MadsenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 1, 2026Sep 11, 2026
Carlos Esquivia-CruzFlorida Financial Advisors, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2026Aug 31, 2026
Grace Dawn KlopstadPrincipal Asset Management otherWestend Advisors, LLC independent RIAOtherSep 1, 2026Sep 14, 2026
Jacob Alexander MayAwm Capital, LLC independent RIAWorld Investment Advisors, LLC otherOtherSep 1, 2026Sep 2, 2026
Benjamin Lee SouzaRaymond James Financial Services Advisors, Inc BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherSep 1, 2026Aug 31, 2026
Sebastiano La RosaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankSep 1, 2026Sep 2, 2026
Jared Scott MasonLPL Financial LLC BD affiliatedSequoia Financial Group, L.L.C. independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2026Sep 3, 2026
Bryan Newton TerryRaymond James Financial Services Advisors, Inc BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherSep 1, 2026Aug 31, 2026
Hanwool J JungMML Investors Services, LLC BD affiliatedTrajan Wealth, L.L.C. independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2026Sep 1, 2026
Edlin FigueroaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 1, 2026Sep 1, 2026
Nicholas Reed FullertonFlorida Financial Advisors, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2026Aug 31, 2026
Denzel Orlandus TaylorMorgan Stanley wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankSep 1, 2026Sep 18, 2026
Dakota Dane ColoneseFlorida Financial Advisors, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2026Aug 31, 2026
Grace Magdalen ClarkStrategic Advisers LLC national BDVoya Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2026Sep 14, 2026
Bret Daniel LoftisAxim Planning & Wealth independent RIAFortis Capital Advisors, LLC independent RIARIA to RIASep 1, 2026Sep 1, 2026
Diana Patricia MachadoLPL Financial LLC BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2026Aug 20, 2026
Erik Hamilton SwoopeMorgan Stanley wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankSep 1, 2026Sep 1, 2026
Andrew Michael BassBryn Mawr Trust Advisors, LLC independent RIANations Financial Group, Inc. independent RIARIA to RIASep 1, 2026Sep 15, 2026
Marquise SimmonsAmerican Century Investments Private Client Group, Inc. BD affiliatedPrairie Capital Management Group, LLC mixed wealthAffiliated broker-dealer or bank to independent RIASep 1, 2026Sep 11, 2026
Dylen D'AuroraFlorida Financial Advisors, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2026Aug 31, 2026
Ebram Emad WissaCharles Schwab & Co., Inc. national BDFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2026Sep 17, 2026
Colton Stanton GreenFlorida Financial Advisors, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2026Aug 31, 2026
Patrick John DifuntorumWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseSep 1, 2026Sep 8, 2026
Kendal WallsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 1, 2026Sep 2, 2026
Ronald Allen GuilerIndependent Financial Partners BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 31, 2026Sep 1, 2026
John Timothy RossConcorde Asset Management, LLC BD affiliatedSignature Equity Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2026Sep 2, 2026
Ralph Eugene WinnCetera Investment Advisers LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 31, 2026Sep 1, 2026
Alan Joseph GappingerHfg Advisors independent RIAWalnut Street Advisers Inc unclassifiedOtherAug 31, 2026Oct 17, 2001
Paul Anthony KrusRaymond James Financial Services Advisors, Inc BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 31, 2026Aug 31, 2026
Philip Thomas PurpuraBrookstone Wealth Advisors, LLC no RAUMMayflower Advisors mixed wealthOtherAug 31, 2026Aug 31, 2026
Robert Lee ThompsonConcorde Asset Management, LLC BD affiliatedSignature Equity Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2026Sep 1, 2026
Jac B StulbergAmeriprise Financial Services, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseAug 31, 2026Aug 24, 2026
Edward Michael PrybylskiAmeriprise Financial Services, LLC national BDLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 31, 2026Sep 8, 2026
Melinda Dawn SeagravesRaymond James Financial Services Advisors, Inc BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 31, 2026Aug 31, 2026
David Palmer LorbieckiDmkc Advisory Services, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankAug 31, 2026Aug 31, 2026
Wesley James UrsickLPL Financial LLC BD affiliatedScsc Advisors, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 31, 2026Aug 18, 2026
Eric C FischerHfg Advisors independent RIAFarther independent RIARIA to RIAAug 31, 2026Apr 1, 2026
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383,209 moves match.