DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,668 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robin S Spencer | Capital Analysts BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2019 | Dec 2, 2019 |
| Matthew C Pinkerton | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2019 | Jan 31, 2020 (56 d) |
| Andrew Justin Hess | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2019 | Dec 13, 2019 |
| Emilio Rafael Rangel Jr | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2019 | Nov 13, 2019 |
| Ernesto D Ramirez | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2019 | Dec 5, 2019 |
| Jennifer M Dixon | Hornor, Townsend & Kent, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2019 | Jan 6, 2020 (47 d) |
| Kimberly Ann Flynn | Facet independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2019 | Sep 9, 2020 (296 d) |
| Michael Dowdell | Morgan Stanley wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 5, 2019 | Dec 5, 2023 (1491 d) |
| Nazzareno Henry Spurio | Mcadam LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2019 | Oct 29, 2019 |
| Catherine Irene Fortier | Capital Markets Iq, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2019 | Nov 26, 2019 |
| Timothy James Bosworth | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2019 | Aug 1, 2019 |
| Jeremy John Pyszczynski | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2019 | Sep 10, 2020 (315 d) |
| Daniel Christopher Granda | Securities America Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2019 | Mar 30, 2020 (154 d) |
| Matthew Donald Spedden | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Oct 23, 2019 |
| Sheri Ann Hendricks | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Nov 27, 2019 (34 d) |
| James Edward Weger | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Nov 19, 2019 |
| Terry Matthew Dresbach | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Feb 6, 2020 (105 d) |
| Molly Ryan Croyle | Raymond James Financial Services Advisors, Inc BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2019 | Oct 28, 2019 |
| Stephanie Terese Leatherman | Cuna Brokerage Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2019 | Oct 29, 2019 |
| Peter Neil Siegling | Td Ameritrade Investment Management, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 15, 2019 | Oct 14, 2019 |
| Jody David Bruce | Securian Financial Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 9, 2019 |
| Michael Robert Godeanu | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Nov 4, 2019 (33 d) |
| Rashad A Bekirov | Morgan Stanley wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 30, 2019 | Jun 15, 2020 (259 d) |
| Anthony D Lee | Morgan Stanley wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 27, 2019 | Dec 2, 2020 (432 d) |
| Andrew John Beckman | Key Investment Services LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Sep 24, 2019 |
| Paul J Abbott | Global Trust independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 16, 2019 | Sep 18, 2019 |
| Joseph B Samples | Sb Advisory, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2019 | Aug 28, 2019 |
| Jeremy Evens | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 13, 2019 | Feb 13, 2020 (153 d) |
| Marigny Demauriac | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2019 | Oct 28, 2019 (45 d) |
| Mark Lehman Bobruff | Td Ameritrade, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Sep 11, 2019 | Apr 29, 2021 (596 d) |
| Ryan James Smith | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Sep 9, 2019 |
| Reginald James Wheeler | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2019 | Sep 3, 2019 |
| Thomas Richard Wright | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2019 | Nov 29, 2019 (84 d) |
| Darren James | Fifth Third Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2019 | Oct 7, 2019 (31 d) |
| Seema Vanessa Ramroop | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 4, 2019 | Sep 10, 2019 |
| Charles Calogero Locicero | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 3, 2019 | Dec 10, 2019 (98 d) |
| Ellis Jay Weiss | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2019 | Sep 4, 2019 |
| Michael John Grembi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 30, 2019 | Aug 27, 2019 |
| Charles Molloy | Pnc Wealth Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2019 | Sep 4, 2019 |
| Alan David Jacobson | Osaic Fa, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2019 | Sep 4, 2019 |
| Mark O Kim | Transamerica Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2019 | Aug 23, 2019 |
| Louis Arnold La Medica | Nationwide Securities, LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Aug 21, 2019 | Aug 6, 2019 |
| Jacqueline Ann Cohen | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2019 | Sep 10, 2019 |
| Robert Eustace Schuler | Morgan Stanley wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 19, 2019 | Aug 21, 2019 |
| Pete Scheurman | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2019 | Sep 20, 2019 (38 d) |
| Michael Zeller | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2019 | Jun 5, 2020 (298 d) |
| Timothy Wayne Taylor | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2019 | Jul 24, 2019 |
| David Edward Ernst | Advice And Planning Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2019 | Dec 3, 2019 (118 d) |
| Matthew Ryan Mccleese | Arcadia Financial Partners, LLC state registered | Pruco Securities, LLC BD affiliated | Other | Aug 7, 2019 | Aug 14, 2019 |
| Dustin Defeo | Nationwide Securities, LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Aug 7, 2019 | Aug 9, 2019 |
| Arjay Ignacio | Securian Financial Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2019 | Aug 16, 2019 |
| Benjamin Hansell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 1, 2019 | Jan 15, 2020 (167 d) |
| Jeffrey Vincent Desmarais | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2019 | Jul 23, 2019 |
| Jack J. Defevers | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2019 | Jul 29, 2019 |
| Johnny Hong | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2019 | Nov 13, 2019 (111 d) |
| Daniel Joseph Flynn | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2019 | Sep 27, 2019 (66 d) |
| James Buchanan | Bmo Nesbitt Burns Securities Ltd. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2019 | Jul 19, 2023 (1457 d) |
| Jill Marie Minette | Waddell & Reed BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2019 | Jul 22, 2019 |
| Louis Melvin Bell | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2019 | Jul 29, 2019 |
| Derrick Joshua Kowal | T. Rowe Price Advisory Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 11, 2019 | Jul 23, 2019 |