| Laura Marie Gillen | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 9, 2018 | May 7, 2020 (729 d) |
| Brian T Anderson | Lincoln Investment BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 4, 2018 | Aug 16, 2018 (104 d) |
| Jeffrey Klatzko | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 30, 2018 | Jul 16, 2018 (77 d) |
| Cory James Smith | Cetera Advisors LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 25, 2018 | Dec 19, 2018 (238 d) |
| Calvin Roberts | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 24, 2018 | Dec 12, 2020 (963 d) |
| Eric Torres | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 11, 2018 | May 14, 2025 (2590 d) |
| Hrachya Rich Davtyan | UBS Financial Services Inc. wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 3, 2018 | Apr 17, 2018 |
| Archie Bartholomew Gaither | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 28, 2018 | Apr 9, 2018 |
| Aaron J Heiden | Td Ameritrade, Inc. no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 26, 2018 | Mar 23, 2020 (728 d) |
| Jake Taylor Springer | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 26, 2018 | May 29, 2019 (429 d) |
| Dan David Seeds | Bok Financial Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 12, 2018 | Apr 17, 2018 (36 d) |
| Jeremy Michael Kittoe | Scottrade Investment Management BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 8, 2018 | Feb 5, 2019 (334 d) |
| David Bailey II | Scottrade Investment Management BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 8, 2018 | Jun 12, 2018 (96 d) |
| Geoffrey Bishop Harris | Scottrade Investment Management BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 7, 2018 | Oct 17, 2018 (224 d) |
| Robert Charles Ciriacks | Scottrade Investment Management BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 7, 2018 | Aug 15, 2018 (161 d) |
| Bethany Zebell | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 6, 2018 | May 29, 2019 (449 d) |
| Mary Josephine Draayer | Choreo, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 28, 2018 | Aug 20, 2020 (904 d) |
| Sarah Elizabeth Arthur | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 23, 2018 | Mar 2, 2018 |
| Lindsey Patricia Strand | Dunham other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 22, 2018 | Sep 10, 2018 (200 d) |
| Spencer A Harmon | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 19, 2018 | Sep 27, 2019 (585 d) |
| Cynthia Denise Starks | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 13, 2018 | Jan 31, 2020 (717 d) |
| Christopher Nagle | Wealth Legacy Institute, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 5, 2018 | Jun 13, 2018 (128 d) |
| Daniel Willey | Lion Street Advisors, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 5, 2018 | Aug 9, 2018 (185 d) |
| Todd Sargent Strasser | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 5, 2018 | Dec 10, 2018 (308 d) |
| Terra Ann Jahns | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 17, 2018 | Mar 8, 2018 (50 d) |
| Chad Richard Guerrero | Usaa Investment Services Company BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 16, 2018 | Jul 12, 2018 (177 d) |
| Jennifer M Davidson | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 9, 2018 | Feb 6, 2018 |
| Gregory Wayne Brenner | MML Investors Services, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 4, 2018 | Feb 23, 2018 (50 d) |
| Matthew L Rang | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 3, 2018 | Jan 30, 2018 |
| Caleb White | Cetera Advisor Networks LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 31, 2017 | Oct 7, 2019 (645 d) |
| John Sachariah | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 26, 2017 | Feb 21, 2018 (57 d) |
| Tyler Mcconville | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 7, 2017 | May 9, 2018 (153 d) |
| John P. Dunn | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 4, 2017 | Nov 26, 2019 (722 d) |
| Noel Justin Kaminski | Foresters Advisory Services, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 1, 2017 | Jan 8, 2018 (38 d) |
| Zachary Lane Stuck | Securities America Advisors, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 24, 2017 | Feb 5, 2018 (73 d) |
| Fong K Chan | Cetera Investment Advisers LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 21, 2017 | Jan 24, 2018 (64 d) |
| Laura Marie Frye | Fifth Third Securities, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 13, 2017 | Dec 7, 2017 |
| Nicholas Christian Stoner | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 6, 2017 | Mar 22, 2018 (136 d) |
| Brendon Walsh | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 2, 2017 | Dec 26, 2017 (54 d) |
| Terrence Henry Lee | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 2, 2017 | Jan 29, 2018 (88 d) |
| David Carlor | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 19, 2017 | Jul 3, 2018 (257 d) |
| Jeffrey Cleckner | Waddell & Reed other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 11, 2017 | Jan 9, 2018 (90 d) |
| Steven Randal Wright | Kovack Advisors, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 4, 2017 | Oct 30, 2017 |
| Megan Laura Wallace Heathcote | MML Investors Services, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 29, 2017 | Oct 19, 2017 |
| Zane Ellis Eschbaugh | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 27, 2017 | Oct 20, 2017 |
| Justin Deni | Janney Montgomery Scott LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 25, 2017 | Sep 26, 2017 |
| Julian Maurice Pouncy | E*Trade Capital Management, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 22, 2017 | Jun 1, 2018 (252 d) |
| James Falvey | Santander Securities other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 21, 2017 | Mar 22, 2018 (182 d) |
| Michael Justin Salemy | Usaa Financial Planning Services no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 19, 2017 | May 16, 2018 (239 d) |
| Kyle Braender | Invest Financial Corporation other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 14, 2017 | Mar 26, 2018 (193 d) |
| Curtis Brian Magurean | Sii Investments, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 8, 2017 | Oct 18, 2017 (40 d) |
| Michael Alan Andrews | Truist Advisory Services, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 7, 2017 | Sep 27, 2017 |
| April Anne Pekel | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 31, 2017 | Jan 1, 2025 (2680 d) |
| Shane M Watson | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 25, 2017 | Dec 20, 2017 (117 d) |
| Mark Robert Merchant | First Allied Advisory Services, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 18, 2017 | Sep 12, 2017 |
| John Keegan Einspanier | Td Ameritrade Investment Management, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 11, 2017 | Sep 11, 2017 (31 d) |
| Jesse Albert Parsley | Pnc Wealth Management other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 10, 2017 | Mar 6, 2018 (208 d) |
| Joseph Domato | Wright Private Asset Management LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 1, 2017 | Sep 11, 2017 (41 d) |
| Weston Gosling Hatfield | UBS Financial Services Inc. wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 1, 2017 | Feb 7, 2025 (2747 d) |
| Michael Naughton | Stone Creek Group, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 31, 2017 | Jan 25, 2019 (543 d) |