DFX Intelligence
Advisor moves
Arrivals at Avantax Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Danielle Nicole Slacker | Cambridge Investment Research Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Aug 30, 2024 |
| Amy Lynn Wright | Lsb Wealth Management independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Sep 4, 2024 | Aug 30, 2024 |
| Brian E Orr | Cetera Investment Advisers LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Mar 10, 2025 (200 d) |
| Joseph Michael Schwan | LPL Financial LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Aug 8, 2024 |
| Dolly Suarez | Commonwealth Financial Network national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Aug 28, 2024 |
| Vishal Raj | Raymond James & Associates, Inc. national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2024 | Jun 10, 2025 (299 d) |
| Carolyn Dee Bare | LPL Financial LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2024 | Aug 2, 2024 |
| Jason Bruce Hagemann | Advisors Asset Management, Inc. other | Avantax Advisory Services BD affiliated | Other | Aug 5, 2024 | Jul 31, 2024 |
| Allan Jay Thompson | Ameriprise Financial Services, LLC national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Jul 22, 2024 |
| Joseph Reid | Edward Jones national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Jul 26, 2024 |
| Nicole Vento | J.P. Morgan Securities LLC wirehouse | Avantax Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2024 | Sep 20, 2024 (62 d) |
| Ali Kazemi | LPL Financial LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2024 | Jul 10, 2024 |
| Kevin Thomas Howard | Flying Cloud Moneymanagement, LLC unclassified | Avantax Advisory Services BD affiliated | Other | Jul 9, 2024 | Feb 12, 2024 |
| Jennifer L Connolly | Rkl Private Wealth independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2024 | Jun 28, 2024 |
| Danielle Wilson Boutwell | LPL Financial LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2024 | Jun 24, 2024 |
| George Xavier Escobar | Next Financial Group, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jun 24, 2024 |
| Joshua Lee Linton | LPL Financial LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jun 20, 2024 |
| Michael Louis Koltz | LPL Financial LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jun 20, 2024 |
| Ana Jessica Paulino | Charles Schwab & Co., Inc. national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Dec 13, 2024 (179 d) |
| Trevor Thomas Myres | Mesa Wealth LLC unclassified | Avantax Advisory Services BD affiliated | Other | Jun 13, 2024 | Jul 24, 2024 (41 d) |
| John Babu | Principal Securities, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2024 | Aug 22, 2024 (71 d) |
| Clayton C Mccain | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Avantax Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 11, 2024 | Jun 6, 2024 |
| Sarah Schwieterman | Anderson Financial Strategies, LLC mixed wealth | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | May 28, 2024 | Jun 4, 2024 |
| Alexander James Schwarz | Florida Financial Advisors, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2024 | Feb 6, 2025 (265 d) |
| Dean Robert Johns | 9258 Wealth Management, LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | May 16, 2024 | May 16, 2024 |
| Skyler Clemens | Equitable Advisors, LLC national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2024 | Jun 24, 2024 (39 d) |
| Erin Lynn Hinzmann | Ameriprise Financial Services, LLC national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2024 | May 6, 2024 |
| Kenneth Allan Ulrich | Osaic Fa, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2024 | May 3, 2024 |
| John Ariola | Osaic Fa, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2024 | May 3, 2024 |
| Joshua Scott Milam | LPL Financial LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | Apr 16, 2024 |
| Ryan Robert Stovash | MML Investors Services, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | May 8, 2024 |
| Tyler Mcconville | Facet independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 10, 2024 | Jul 17, 2024 (98 d) |
| William Benjamin Pretory | LPL Financial LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Mar 25, 2024 |
| Brent Christopher Eugenides | Blueprint Financial Advisors independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Mar 29, 2024 | Mar 4, 2024 |
| Heidi Beth Irwin | Edward Jones national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 25, 2024 |
| Nicholas David Irwin | Edward Jones national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 25, 2024 |
| W. Townsend Morris | Kestra Advisory Services, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2024 | Feb 27, 2024 |
| Lucy Chang Detwiler | Cx Institutional, LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Feb 23, 2024 | Feb 13, 2024 |
| Gregory Robert Masone | American Portfolios Advisors, Inc BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2024 | Feb 15, 2024 |
| Todd Henry Van Bruggen | Mariner Wealth no RAUM | Avantax Advisory Services BD affiliated | Other | Feb 15, 2024 | Jun 4, 2024 (110 d) |
| John Kalianov | Crown Capital Securities, L.P. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2024 | Feb 9, 2024 |
| Oluwaribigbe Durosoga | Pruco Securities, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2024 | Feb 12, 2024 |
| Lisa M Hryckowian | J.P. Morgan Securities LLC wirehouse | Avantax Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 10, 2024 | Feb 22, 2024 |
| Molly Nelson | Avantax Planning Partners, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Jan 31, 2022 |
| David J King | Stratos Wealth Advisors LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2024 | Feb 14, 2024 |
| Paul David Kuhn | LPL Financial LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Jan 23, 2024 |
| Herbert Jay Roman | Pruco Securities, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2024 | Jan 4, 2024 |
| Kristen Nicole Thomas | Ifg Advisory, LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jan 4, 2024 | Jan 2, 2024 |
| Ronnie Joseph Labarbera | R Squared Financial, LLC unclassified | Avantax Advisory Services BD affiliated | Other | Dec 31, 2023 | Nov 28, 2023 |
| Stuart Stein | American Portfolios Advisors, Inc BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Dec 15, 2023 |
| Joseph Dipasquale | Crown Capital Securities, L.P. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Dec 5, 2023 |
| Bethany Lynn Todzia | Kraft Asset Management, LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2023 | Jan 4, 2024 |
| Troy Jason Goldberg | B. Riley Wealth Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Dec 5, 2023 |
| David Jay Grossbard | Ic Advisory Services, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Dec 6, 2023 |
| Sarah Emily Harris | Cornerstone Wealth Management, LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Nov 28, 2023 | Aug 9, 2022 |
| Hoss Esmaeili | Cambridge Investment Research Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2023 | Nov 17, 2023 |
| Jeffrey Scott Beasley | Independent Financial Partners BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2023 | Nov 1, 2023 |
| Daniel S Moore | Independent Financial Partners BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2023 | Nov 1, 2023 |
| Katie D Wolfe | Independent Financial Partners BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2023 | Nov 2, 2023 |
| James Philip Teller | Woodbury Financial Services, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 20, 2023 |
833 moves match.