DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Valmark Advisers, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John V ThompsonFifth Third Securities, Inc. BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 23, 2021Apr 15, 2021
Bob Tetsuya KawabeThe Wealth Consulting Group independent RIAValmark Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 10, 2021Mar 30, 2021
Gregory Scott CahillCapacuity LLC otherValmark Advisers, Inc. BD affiliatedOtherMar 2, 2021Mar 9, 2023 (737 d)
Heath J SmargiassoSecurities America Advisors, Inc. BD affiliatedValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIADec 8, 2020Dec 8, 2020
David Mitchell RaschU.S. Bancorp Investments, Inc. BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 5, 2020Jul 22, 2021 (259 d)
Nathan Parker ChisholmGilbert Investment Management state registeredValmark Advisers, Inc. mixed wealthOtherAug 26, 2020Sep 17, 2020
Chad Jeff PetersonWipfli Financial Advisors, LLC independent RIAValmark Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 26, 2020Jul 12, 2021 (320 d)
Todd William LoweEdward Jones national BDValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAAug 24, 2020Sep 10, 2020
Kathleen Ann McgrathWells Fargo Advisors wirehouseValmark Advisers, Inc. mixed wealthWirehouse to independent RIAAug 17, 2020Aug 16, 2020
Randy Steven SchusterHornor, Townsend & Kent, LLC BD affiliatedValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAAug 4, 2020Aug 3, 2020
David Hanna GoodfellowHornor, Townsend & Kent, LLC BD affiliatedValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAAug 4, 2020Aug 3, 2020
Steven Jeffrey McabeeCetera Advisor Networks LLC BD affiliatedValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJul 23, 2020Jul 23, 2020
Michael J RoehmCetera Advisor Networks LLC BD affiliatedValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJul 23, 2020Jul 17, 2020
Kyle James RedmondCetera Advisor Networks LLC BD affiliatedValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJul 23, 2020Jul 20, 2020
Ian G KoutnyCetera Advisor Networks LLC BD affiliatedValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJul 23, 2020Jul 20, 2020
Danny R HolladayMML Investors Services, LLC BD affiliatedValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJun 24, 2020Jun 25, 2020
Kelley Adams KingW3 Wealth Advisors, LLC state registeredValmark Advisers, Inc. mixed wealthOtherApr 6, 2020Apr 9, 2020
John David WilliamsCapital Formation Group, Inc. independent RIAValmark Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2020Nov 13, 2019
Larry Alan DietzCambridge Investment Research Advisors, Inc. BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 17, 2020Jan 21, 2020
Jason Brian CoopersmithMML Investors Services, LLC BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 3, 2020Jan 15, 2020
Keith M ClapacsConcourse Financial Group Advisors BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 19, 2019Jan 2, 2020 (44 d)
James M BroderickAlliancebernstein L.P. otherValmark Advisers, Inc. BD affiliatedOtherOct 2, 2019Nov 12, 2024 (1868 d)
Joshua Thomas LiederPrincipal Securities, Inc. BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 26, 2019Jul 18, 2019
Kristy Lyn PetersPrincipal Securities, Inc. BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2019Jul 18, 2019
Jacob John WelchPrincipal Securities, Inc. BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2019Jul 18, 2019
Andrew Donald LambWells Fargo Advisors wirehouseValmark Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 14, 2019Jun 17, 2019
Kevin GundrumPnc Wealth Management BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 22, 2019May 23, 2019
Scott Anthony ErvinNationwide Investment Advisors, LLC BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2019Mar 28, 2019
Jackie Lynn GatesB&E Investment Advisers, Inc. state registeredValmark Advisers, Inc. BD affiliatedOtherNov 9, 2018Jan 1, 2025 (2245 d)
Stefani Jean FiedlerB&E Investment Advisers, Inc. state registeredValmark Advisers, Inc. mixed wealthOtherNov 9, 2018Jun 13, 2018
E Dennis ZahrbockB&E Investment Advisers, Inc. state registeredValmark Advisers, Inc. BD affiliatedOtherNov 9, 2018Jul 19, 2021 (983 d)
Sonya Rachelle SaskinAmeriprise Financial Services, LLC national BDValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAOct 1, 2018Sep 27, 2018
Paige Gerdes KockAmeriprise Financial Services, LLC national BDValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAOct 1, 2018Sep 27, 2018
Marcus Adam SaskinAmeriprise Financial Services, LLC national BDValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAOct 1, 2018Sep 27, 2018
Michael John WestAmeriprise Financial Services, LLC national BDValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAOct 1, 2018Sep 27, 2018
Nicholas Charles HunzingerBmo Harris Financial Advisors, Inc BD affiliatedValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJul 19, 2018Aug 15, 2018
Erin Marie Savage-WeaverResonate Advisors, Inc. unclassifiedValmark Advisers, Inc. otherOtherJun 21, 2018Jun 29, 2016
Brent John WelchPrincipal Securities, Inc. BD affiliatedValmark Advisers, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJun 11, 2018Aug 8, 2018 (58 d)
Rosalie Kay MathersMp & H Financial Group, LLC unclassifiedValmark Advisers, Inc. mixed wealthOtherMar 28, 2018May 14, 2018 (47 d)
Eric Kurt HiteQuestar Asset Management, Inc. BD affiliatedValmark Advisers, Inc. otherOtherMar 9, 2018Mar 7, 2018
Michael Joseph JanoskoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseValmark Advisers, Inc. otherOtherFeb 5, 2018Mar 9, 2018 (32 d)
Michael Scott HeathCambridge Investment Research Advisors, Inc. otherValmark Advisers, Inc. otherOtherJan 31, 2018Jan 4, 2018
Thomas Ammon CookNewport Group Securities, Inc. otherValmark Advisers, Inc. otherOtherNov 20, 2017Jan 10, 2018 (51 d)
Scott Marshal JonesM Holdings Securities, Inc. otherValmark Advisers, Inc. otherOtherNov 10, 2017Nov 17, 2017
Mark A KalmeyerConcord Advisors Ria unclassifiedValmark Advisers, Inc. otherOtherOct 16, 2017Feb 11, 2016
Naomi Ann KowalikKowalik And Associates LLC unclassifiedValmark Advisers, Inc. otherOtherJul 20, 2017Jan 29, 2014
Clayton Lewis KnokeEdward Jones national BDValmark Advisers, Inc. otherOtherMar 16, 2017Apr 17, 2017 (32 d)
Joseph Anthony TrovatoIndependent Financial Group, LLC otherValmark Advisers, Inc. otherOtherMar 5, 2017Mar 6, 2017
Shane Austin BryanIndependent Financial Group, LLC otherValmark Advisers, Inc. otherOtherMar 5, 2017Mar 6, 2017
Henry Burl PilgerVista Wealth Management, LLC otherValmark Advisers, Inc. BD affiliatedOtherJan 3, 2017Mar 27, 2019 (813 d)
Kenneth Jason DayRaymond James Financial Services Advisors, Inc otherValmark Advisers, Inc. otherOtherOct 26, 2016Jan 12, 2017 (78 d)
Ryan Timothy GilmerWhitcomb & Hess, Inc. otherValmark Advisers, Inc. otherOtherSep 16, 2016Sep 23, 2016
Rodney Arthur CookJ.P. Morgan Securities LLC wirehouseValmark Advisers, Inc. otherOtherJul 26, 2016Aug 3, 2016
Bryant Willis KirkNewport Group Securities, Inc. otherValmark Advisers, Inc. otherOtherJul 11, 2016Feb 19, 2018 (588 d)
Michael Christopher MichlitschCri Securities, LLC otherValmark Advisers, Inc. otherOtherJun 3, 2016Jun 16, 2016
Peter Scott CahallNewport Group Securities, Inc. otherValmark Advisers, Inc. otherOtherMar 29, 2016Feb 19, 2018 (692 d)
Julie L TaylorCetera Advisors LLC otherValmark Advisers, Inc. otherOtherFeb 8, 2016Mar 29, 2016 (50 d)
Emily Jeanne GetchellCommonwealth Financial Network national BDValmark Advisers, Inc. otherOtherJan 11, 2016Mar 11, 2016 (60 d)
Ravi DavisHippocratic Financial Advisors independent RIAValmark Advisers, Inc. otherOtherDec 31, 2015Apr 15, 2014
Thomas Breslin StrauchonSequoia Financial Group, L.L.C. otherValmark Advisers, Inc. mixed wealthOtherDec 18, 2015Jun 13, 2018 (908 d)
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234 moves match.