DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at 1st Global Advisors Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dane Michael BrockmanMsi Financial Services, Inc. other1st Global Advisors Inc otherOtherMar 7, 2016Mar 24, 2016
Robert Samuel ObersteinOberstein Wealth Management , Inc. unclassified1st Global Advisors Inc otherOtherFeb 22, 2016Jul 16, 2015
Brian Dale TrowbridgeNext Financial Group, Inc. other1st Global Advisors Inc otherOtherDec 4, 2015Dec 2, 2015
Lindsey BanksWells Fargo Advisors wirehouse1st Global Advisors Inc otherOtherNov 16, 2015Nov 18, 2015
Dawn Eisele ParksOsaic Fa, Inc. other1st Global Advisors Inc otherOtherAug 25, 2015Sep 11, 2015
Justin James KlunderVeritable LP other1st Global Advisors Inc otherOtherAug 10, 2015Feb 12, 2016 (186 d)
Holly P. PeritzMomentum Independent Network Inc. other1st Global Advisors Inc otherOtherAug 4, 2015Jul 21, 2016 (352 d)
Martin Robert DurbinLPL Financial LLC other1st Global Advisors Inc otherOtherJun 17, 2015Jun 3, 2015
Guy John FernaldJ.P. Morgan Securities LLC wirehouse1st Global Advisors Inc otherOtherJun 17, 2015Jun 18, 2015
Shanth DavidProspera Financial Services, Inc. other1st Global Advisors Inc otherOtherJun 11, 2015Jun 10, 2015
Gavin Ross PucciarelloMorgan Stanley wirehouse1st Global Advisors Inc otherOtherMar 23, 2015Jun 27, 2016 (462 d)
Tiffani Leah TherrienUsaa Financial Planning Services no RAUM1st Global Advisors Inc otherOtherFeb 25, 2015Apr 7, 2015 (41 d)
Ryan Scott CookOsaic Fa, Inc. other1st Global Advisors Inc otherOtherJan 15, 2015Jan 6, 2015
Benjamin Wesley HadawayStrategic Advisers LLC national BD1st Global Advisors Inc BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2014Apr 1, 2019 (1552 d)
Colin Flinn GormanAvantax Advisory Services other1st Global Advisors Inc otherOtherOct 10, 2014Sep 30, 2014
Diane Frances De OliveiraR.G Hurley & Associates, Inc. other1st Global Advisors Inc otherOtherJul 30, 2014Jul 30, 2014
Christopher Brian JonesMsi Financial Services, Inc. other1st Global Advisors Inc otherOtherJul 28, 2014Jul 8, 2016 (711 d)
Matthew Blair BurkSii Investments, Inc. other1st Global Advisors Inc otherOtherJun 3, 2014Oct 6, 2014 (125 d)
Roxanne M RubensteinWells Fargo Advisors wirehouse1st Global Advisors Inc otherOtherApr 24, 2014Jul 21, 2014 (88 d)
Ocean John HoHurley Wealth Management Group, Inc state registered1st Global Advisors Inc otherOtherApr 7, 2014Mar 26, 2014
Michael Todd DomingueMML Investors Services, LLC other1st Global Advisors Inc otherOtherFeb 10, 2014Feb 4, 2014
Ronald Vincent DonatoValley Forge Asset Management, LLC other1st Global Advisors Inc otherOtherJan 29, 2014Feb 26, 2014
Karen VergaraTd Ameritrade Investment Management, LLC other1st Global Advisors Inc otherOtherDec 6, 2013Jan 1, 2014
Laura Lea WittCapital One Financial Advisors LLC unclassified1st Global Advisors Inc otherOtherSep 27, 2013Oct 23, 2013
Tamaris ConkletonHilltop Securities Inc. other1st Global Advisors Inc otherOtherSep 9, 2013Sep 17, 2013
Christopher J RicciBentley Wealth Advisors, LLC other1st Global Advisors Inc otherOtherAug 29, 2013Feb 27, 2009
Nordell George GriebelAvantax Planning Partners, Inc. other1st Global Advisors Inc otherOtherAug 16, 2013Aug 7, 2013
Teri Lee EddyAvantax Planning Partners, Inc. other1st Global Advisors Inc otherOtherAug 5, 2013Aug 7, 2013
Victor Manuel SotoFirst Command Financial Planning, Inc. other1st Global Advisors Inc otherOtherJul 11, 2013Jul 12, 2013
Matthew James AndersonTuttle Wealth Management, LLC other1st Global Advisors Inc otherOtherJun 19, 2013Jun 24, 2013
Gregory Alan DeckertStrategic Financial Planning, Inc. other1st Global Advisors Inc otherOtherJun 17, 2013Jul 22, 2013 (35 d)
Troy A. HermanWealth Advisors Network, Inc. other1st Global Advisors Inc otherOtherJun 6, 2013Jun 11, 2013
Erich James ZielonkaWaddell & Reed other1st Global Advisors Inc otherOtherJun 5, 2013May 30, 2013
Todd Henry Van BruggenAvantax Planning Partners, Inc. other1st Global Advisors Inc otherOtherApr 22, 2013Apr 18, 2013
Brittney Erin KolesarVfg Advisors, Inc. other1st Global Advisors Inc otherOtherApr 19, 2013May 14, 2013
Mary Lauren SantiniAmeriprise Financial Services, LLC national BD1st Global Advisors Inc otherOtherApr 17, 2013Apr 26, 2013
Joseph Louis BellAmeriprise Financial Services, LLC national BD1st Global Advisors Inc otherOtherMar 5, 2013Mar 1, 2013
Elizabeth Lanier MccormackMorgan Stanley wirehouse1st Global Advisors Inc otherOtherMar 5, 2013May 6, 2013 (62 d)
Kathleen H HostyWipfli Hewins Investment Advisors LLC other1st Global Advisors Inc otherOtherFeb 22, 2013Feb 22, 2013
Russell James PixlerAvantax Planning Partners, Inc. other1st Global Advisors Inc otherOtherFeb 15, 2013Apr 18, 2013 (62 d)
Jason Lee CostnerFsc Securities Corporation other1st Global Advisors Inc otherOtherFeb 8, 2013Feb 7, 2013
John Stephen KostukovichOsaic Fa, Inc. other1st Global Advisors Inc otherOtherJan 23, 2013Jan 16, 2013
Joan Katherine AlexandreUBS Financial Services Inc. wirehouse1st Global Advisors Inc otherOtherJan 22, 2013Sep 27, 2017 (1709 d)
Cherie E LaicheEdward Jones national BD1st Global Advisors Inc otherOtherJan 2, 2013Dec 21, 2012
Matthew Braden DennyNorthstar Financial Services, Inc. unclassified1st Global Advisors Inc otherOtherDec 31, 2012Jan 4, 2013
Mary Mayeux EllingtonMorgan Keegan & Company, LLC other1st Global Advisors Inc otherOtherNov 30, 2012Jan 9, 2013 (40 d)
Jonathan Daniel JacksonLPL Financial LLC other1st Global Advisors Inc otherOtherNov 27, 2012Nov 20, 2012
Casey Wayne MasonUBS Financial Services Inc. wirehouse1st Global Advisors Inc BD affiliatedWirehouse to affiliated broker-dealer or bankSep 19, 2012Jun 13, 2019 (2458 d)
William Anthony HodappCommonwealth Financial Network national BD1st Global Advisors Inc otherOtherSep 7, 2012Sep 4, 2012
Harold Joseph BeshawLPL Financial LLC other1st Global Advisors Inc otherOtherAug 14, 2012Aug 13, 2012
Cheri Christine NelsonWells Fargo Advisors wirehouse1st Global Advisors Inc otherOtherAug 10, 2012Oct 26, 2012 (77 d)
David Scott StoneAvantax Advisory Services other1st Global Advisors Inc otherOtherJul 9, 2012Jul 6, 2012
Gary WeinleinSecurian Financial Services, Inc. other1st Global Advisors Inc otherOtherMay 17, 2012May 24, 2012
Anthony Richard PampelMML Investors Services, LLC other1st Global Advisors Inc otherOtherMar 15, 2012Mar 7, 2012
Steven WilderTrinity Investment Management, LLC other1st Global Advisors Inc otherOtherFeb 27, 2012Feb 28, 2012
Matthew David HearnRaymond James Financial Services Advisors, Inc other1st Global Advisors Inc otherOtherFeb 21, 2012Feb 16, 2012
Elford Smith MorganWells Fargo Advisors wirehouse1st Global Advisors Inc otherOtherFeb 6, 2012Feb 6, 2012
Emory JacksonWfg Advisors, LP other1st Global Advisors Inc otherOtherJan 17, 2012Apr 20, 2012 (94 d)
Ferdinand Louis FiastroEquitable Advisors, LLC national BD1st Global Advisors Inc otherOtherJan 11, 2012Jan 25, 2012
Laura Beth FreeOneamerica Securities, Inc. other1st Global Advisors Inc otherOtherJan 10, 2012Jan 25, 2013 (381 d)
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295 moves match.