| Roberta Schwerin Eckert | Morgan Stanley wirehouse | Nationwide Securities, LLC no RAUM | Other | Jun 26, 2013 | Aug 7, 2013 (42 d) |
| Louis Arnold La Medica | Comprehensive Capital Management, Inc. other | Nationwide Securities, LLC no RAUM | Other | Jun 13, 2013 | Sep 15, 2016 (1190 d) |
| Steven James Casull | Allstate Financial Advisors, LLC no RAUM | Nationwide Securities, LLC no RAUM | Other | May 20, 2013 | Sep 6, 2013 (109 d) |
| Jane Dahill Flanigan | Proshare Advisors LLC other | Nationwide Securities, LLC no RAUM | Other | May 9, 2013 | May 23, 2014 (379 d) |
| Carla Marie Jimenez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nationwide Securities, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 19, 2013 | Jul 17, 2014 (513 d) |
| Waldemar Mark Dziedzic | Ast Investment Services, Inc. other | Nationwide Securities, LLC no RAUM | Other | Jan 29, 2013 | Jul 23, 2013 (175 d) |
| Scott Alexander Wight | Voya Financial Advisors, Inc. other | Nationwide Securities, LLC no RAUM | Other | Dec 17, 2012 | Mar 12, 2013 (85 d) |
| Keia K Holt | Morgan Stanley wirehouse | Nationwide Securities, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 1, 2012 | Jan 11, 2013 (71 d) |
| Robert William Black | Putnam Investment Management, LLC other | Nationwide Securities, LLC no RAUM | Other | Aug 6, 2012 | May 14, 2014 (646 d) |
| Eric David Schoonover | Huntington Financial Advisors other | Nationwide Securities, LLC no RAUM | Other | Aug 1, 2012 | Sep 17, 2012 (47 d) |
| Aaron Lee Pinion | Chase Investment Services Corp. other | Nationwide Securities, LLC no RAUM | Other | Aug 1, 2012 | Sep 9, 2013 (404 d) |
| Brett Cortelezzi | Pnc Wealth Management other | Nationwide Securities, LLC no RAUM | Other | Jul 24, 2012 | Jan 31, 2014 (556 d) |
| Gary Martin Chidsey | Edward Jones national BD | Nationwide Securities, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 5, 2012 | May 13, 2013 (312 d) |
| Christopher James Binting | Morgan Stanley wirehouse | Nationwide Securities, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 29, 2012 | Jul 30, 2012 (31 d) |
| Philip Bruce Spear | Cl Wealth Management LLC other | Nationwide Securities, LLC no RAUM | Other | May 16, 2012 | Jun 28, 2012 (43 d) |
| Jeffery Gardner | Nationwide Investment Advisors, LLC other | Nationwide Securities, LLC no RAUM | Other | May 15, 2012 | May 15, 2012 |
| Glen Cohen | Cleararc Capital, Inc. other | Nationwide Securities, LLC no RAUM | Other | May 10, 2012 | Feb 28, 2013 (294 d) |
| Allison Cloud | UBS Financial Services Inc. wirehouse | Nationwide Securities, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 12, 2012 | Jul 12, 2012 (122 d) |
| Shane William Galino | Pnc Wealth Management other | Nationwide Securities, LLC no RAUM | Other | Jan 5, 2012 | Feb 2, 2012 |
| Travis M Lowe | Nationwide Investment Advisors, LLC other | Nationwide Securities, LLC no RAUM | Other | Dec 2, 2011 | Feb 6, 2012 (66 d) |
| Edward L Kelley | Pnc Wealth Management other | Nationwide Securities, LLC no RAUM | Other | Nov 2, 2011 | Nov 18, 2011 |
| Coty Channing Backmon | Bb&T Investment Services, Inc. no RAUM | Nationwide Securities, LLC no RAUM | Other | Nov 2, 2011 | Apr 3, 2012 (153 d) |
| Christopher Scott Stanton | J.P. Morgan Institutional Investments other | Nationwide Securities, LLC no RAUM | Other | Oct 5, 2011 | Jan 29, 2015 (1212 d) |
| Tracy Marie Kliewer | Pathway Strategic Advisors other | Nationwide Securities, LLC no RAUM | Other | Sep 29, 2011 | Nov 16, 2011 (48 d) |
| Holly J Barthelmas | Chase Investment Services Corp. other | Nationwide Securities, LLC no RAUM | Other | Aug 26, 2011 | Mar 2, 2012 (189 d) |
| Ethan David Schuchman | Cetera Advisor Networks LLC other | Nationwide Securities, LLC no RAUM | Other | Aug 18, 2011 | Sep 8, 2011 |
| Brian John Fitzpatrick | Huntington Financial Advisors other | Nationwide Securities, LLC no RAUM | Other | Jul 29, 2011 | Apr 9, 2012 (255 d) |
| Shelly Marie Malone | Pruco Securities, LLC other | Nationwide Securities, LLC no RAUM | Other | Jul 28, 2011 | Jul 16, 2013 (719 d) |
| Justin Charles Slosar | Huntington Financial Advisors other | Nationwide Securities, LLC no RAUM | Other | May 13, 2011 | Jun 15, 2011 (33 d) |
| Lori Darlene Powell | Valic Financial Advisors, Inc. other | Nationwide Securities, LLC no RAUM | Other | Jan 6, 2011 | Sep 25, 2012 (628 d) |
| James Lee Hogan | Edward Jones national BD | Nationwide Securities, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 6, 2011 | May 1, 2013 (846 d) |
| Paul Michael Morganski | Nationwide Investment Advisors, LLC other | Nationwide Securities, LLC no RAUM | Other | Dec 31, 2010 | Feb 6, 2012 (402 d) |
| Matthew Edward Roberson | Fifth Third Securities, Inc. other | Nationwide Securities, LLC no RAUM | Other | Nov 19, 2010 | Feb 3, 2012 (441 d) |
| Michael David Hudson | Msi Financial Services, Inc. other | Nationwide Securities, LLC no RAUM | Other | Nov 18, 2010 | Jan 25, 2011 (68 d) |
| Matthew John Field | Msi Financial Services, Inc. other | Nationwide Securities, LLC no RAUM | Other | Aug 24, 2010 | Sep 23, 2010 |
| Roger Anthony Ruz | Resource Horizons Investment Advisory, Inc. other | Nationwide Securities, LLC no RAUM | Other | Aug 18, 2010 | Sep 24, 2010 (37 d) |
| Michael Evans Brunner | Waddell & Reed other | Nationwide Securities, LLC no RAUM | Other | Jun 15, 2010 | Jul 15, 2011 (395 d) |
| Michael Rourke Burke | Touchstone Advisors Inc other | Nationwide Securities, LLC no RAUM | Other | Jun 2, 2010 | Mar 7, 2011 (278 d) |
| Amy Lynn Riggs | Chase Investment Services Corp. other | Nationwide Securities, LLC no RAUM | Other | May 13, 2010 | Aug 17, 2010 (96 d) |
| Wendy Lee Shaw | Nationwide Investment Advisors, LLC other | Nationwide Securities, LLC no RAUM | Other | Apr 14, 2010 | Feb 6, 2012 (663 d) |
| Shannon Dale Burgett | LPL Financial LLC other | Nationwide Securities, LLC no RAUM | Other | Apr 7, 2010 | May 18, 2010 (41 d) |
| Greg Scharlott | Concourse Financial Group Advisors other | Nationwide Securities, LLC no RAUM | Other | Apr 7, 2010 | Feb 8, 2012 (672 d) |
| David Russell Rodgers | Hornor, Townsend & Kent, LLC other | Nationwide Securities, LLC no RAUM | Other | Apr 1, 2010 | Apr 6, 2010 |
| Spencer Odom Hawkins | Kovack Advisors, Inc. other | Nationwide Securities, LLC no RAUM | Other | Dec 31, 2009 | Jan 25, 2013 (1121 d) |
| Khari Edward Smith | Northern Trust Securities, Inc no RAUM | Nationwide Securities, LLC no RAUM | Other | Dec 31, 2009 | Jun 14, 2011 (530 d) |
| Joshua Adam Smith | M&T Securities, Inc. unclassified | Nationwide Securities, LLC no RAUM | Other | Nov 20, 2009 | Aug 20, 2010 (273 d) |
| Walter Brian Girnis | Questar Asset Management, Inc. other | Nationwide Securities, LLC no RAUM | Other | Nov 11, 2009 | Jan 24, 2011 (439 d) |
| Tamela Latrease Robinson | Stonehurst Securities, Inc. unclassified | Nationwide Securities, LLC no RAUM | Other | Sep 25, 2009 | May 24, 2011 (606 d) |
| Dylan Thomas Gaver | Thrivent Investment Management Inc. other | Nationwide Securities, LLC no RAUM | Other | Sep 18, 2009 | Jan 6, 2011 (475 d) |
| Nathan Rodgers | Huntington Financial Advisors other | Nationwide Securities, LLC no RAUM | Other | Aug 11, 2009 | Nov 18, 2009 (99 d) |
| Richard F Ohde | Chase Investment Services Corp. other | Nationwide Securities, LLC no RAUM | Other | May 14, 2009 | Jun 9, 2009 |
| Alan Brokenburr Ray | Spc other | Nationwide Securities, LLC no RAUM | Other | May 11, 2009 | Mar 31, 2011 (689 d) |
| Paul Jonathan Streeter | Ameriprise Financial Services, LLC national BD | Nationwide Securities, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 21, 2009 | May 26, 2009 (35 d) |
| Alfonso Anthony Sorichetti | Bellatore Financial, Inc. other | Nationwide Securities, LLC no RAUM | Other | Apr 14, 2009 | Sep 25, 2013 (1625 d) |
| Yvonne Leslie Reitemeyer | Invest Financial Corporation other | Nationwide Securities, LLC no RAUM | Other | Mar 24, 2009 | Mar 26, 2009 |
| Jeffrey Dominic Dattolo | Capitol Securities Management, Inc. other | Nationwide Securities, LLC no RAUM | Other | Mar 13, 2009 | Apr 27, 2009 (45 d) |
| Douglas Duane Larason | J.P. Morgan Investment Management Inc. other | Nationwide Securities, LLC no RAUM | Other | Feb 24, 2009 | Jan 30, 2012 (1070 d) |
| Louis Arthur Himelreich | Sei Investments Management Corp other | Nationwide Securities, LLC no RAUM | Other | Feb 20, 2009 | May 4, 2010 (438 d) |
| William Robert Bellow | Banc Of America Investment Services, Inc. unclassified | Nationwide Securities, LLC no RAUM | Other | Feb 9, 2009 | May 14, 2009 (94 d) |
| Eleana Touris Mclane | Bny Mellon Securities Corporation other | Nationwide Securities, LLC no RAUM | Other | Feb 4, 2009 | May 11, 2011 (826 d) |