| Teresa Gay Edgemon | Ameriprise Financial Services, LLC national BD | World Investment Advisors, LLC institutional | Other | Jul 8, 2024 | Jul 22, 2024 |
| Gerald Morlitz | American Portfolios Advisors, Inc BD affiliated | World Investment Advisors, LLC other | Other | Jul 2, 2024 | Oct 29, 2025 (484 d) |
| Christopher Michael Briamonte | Commonwealth Financial Network national BD | World Investment Advisors, LLC other | Other | Jun 11, 2024 | Oct 22, 2025 (498 d) |
| Lindsay Ann Black | Mercer Global Advisors Inc. independent RIA | World Investment Advisors, LLC institutional | Other | May 7, 2024 | May 15, 2024 |
| Michael James Rodriguez | Knights Of Columbus Asset Advisors LLC institutional | World Investment Advisors, LLC institutional | Other | May 6, 2024 | Jun 4, 2024 |
| Courtney Ann Sindelar | Onedigital institutional | World Investment Advisors, LLC institutional | Other | Apr 1, 2024 | Jun 3, 2024 (63 d) |
| Nathaniel John Louderback | Kestra Advisory Services, LLC BD affiliated | World Investment Advisors, LLC institutional | Other | Mar 18, 2024 | Mar 25, 2024 |
| Leah Manderson | Voya Financial Advisors, Inc. BD affiliated | World Investment Advisors, LLC institutional | Other | Feb 27, 2024 | Mar 15, 2024 |
| Laura Ortega | Charles Schwab & Co., Inc. national BD | World Investment Advisors, LLC institutional | Other | Feb 16, 2024 | Feb 6, 2024 |
| Catherine Marie Mcgrath | Cetera Advisors LLC BD affiliated | World Investment Advisors, LLC institutional | Other | Jan 4, 2024 | Jan 22, 2024 |
| Nabih George Nabti | Potomac Financial Services, Inc. unclassified | World Investment Advisors, LLC institutional | Other | Dec 31, 2023 | Dec 19, 2023 |
| Nicholas Joseph Russo | R2 Capital Management, LLC unclassified | World Investment Advisors, LLC institutional | Other | Dec 31, 2023 | Oct 17, 2023 |
| Kyle Robert Bochat | Ifg Advisory, LLC independent RIA | World Investment Advisors, LLC institutional | Other | Dec 21, 2023 | Dec 19, 2023 |
| Evan Bandler Adams | Vanguard Advisers, Inc. BD affiliated | World Investment Advisors, LLC institutional | Other | Dec 18, 2023 | Jan 4, 2024 |
| Susan Patricia Hubbell Sanchez | Creative Planning independent RIA | World Investment Advisors, LLC institutional | Other | Dec 4, 2023 | Dec 22, 2023 |
| George F Kilborn | Compton Capital Management Inc independent RIA | World Investment Advisors, LLC institutional | Other | Oct 24, 2023 | Jan 17, 2023 |
| Timothy Dennis Mcgrath | Financial Solutions, LLC independent RIA | World Investment Advisors, LLC institutional | Other | Oct 9, 2023 | Oct 4, 2023 |
| Horace Seely-Brown | Financial Solutions, LLC independent RIA | World Investment Advisors, LLC institutional | Other | Oct 9, 2023 | Oct 19, 2023 |
| James D Mcquaid | Financial Solutions, LLC independent RIA | World Investment Advisors, LLC institutional | Other | Oct 9, 2023 | Oct 9, 2023 |
| James P. Mcquaid | Financial Solutions, LLC independent RIA | World Investment Advisors, LLC institutional | Other | Oct 9, 2023 | Oct 6, 2023 |
| Robert Patrick Gibson | Mma Securities LLC no RAUM | World Investment Advisors, LLC institutional | Other | Sep 11, 2023 | Sep 20, 2023 |
| William David Alford | Fidelity Personal And Workplace Advisors BD affiliated | World Investment Advisors, LLC institutional | Other | Aug 9, 2023 | Aug 25, 2023 |
| Robert Joseph Seidel | Empower Advisory Group, LLC BD affiliated | World Investment Advisors, LLC institutional | Other | Jun 30, 2023 | Jul 17, 2023 |
| Nathan Otis Garrison | Cambridge Investment Research Advisors, Inc. BD affiliated | World Investment Advisors, LLC institutional | Other | Jun 7, 2023 | Jun 16, 2023 |
| Robert Christopher Hobaica | Hnp Capital LLC independent RIA | World Investment Advisors, LLC institutional | Other | May 9, 2023 | Apr 14, 2023 |
| George Warburg | LPL Financial LLC BD affiliated | World Investment Advisors, LLC institutional | Other | May 1, 2023 | May 2, 2023 |
| Prashant J Ravani | Cbiz Investment Advisory Services, LLC institutional | World Investment Advisors, LLC institutional | Other | Apr 5, 2023 | Apr 7, 2023 |
| Spencer Paul Wright | Halbert Wealth Management, Inc independent RIA | World Investment Advisors, LLC institutional | Other | Mar 14, 2023 | Dec 6, 2022 |
| Jonathan E Curley | Laffer Tengler Investments, Inc. independent RIA | World Investment Advisors, LLC institutional | Other | Mar 1, 2023 | May 2, 2023 (62 d) |
| Jason John Cohn | Raymond James & Associates, Inc. national BD | World Investment Advisors, LLC institutional | Other | Feb 17, 2023 | Mar 9, 2023 |
| Peter Scida | Ibn Advisory Services, Inc. independent RIA | World Investment Advisors, LLC institutional | Other | Feb 6, 2023 | Feb 7, 2023 |
| Michele Marie Farfan | Principal Advised Services independent RIA | World Investment Advisors, LLC institutional | Other | Jan 23, 2023 | Jan 26, 2023 |
| Michael Abate | Eisneramper Wealth Management & Corporate Benefits, LLC independent RIA | World Investment Advisors, LLC institutional | Other | Jan 18, 2023 | Jan 24, 2023 |
| Robert Appleman | Onedigital institutional | World Investment Advisors, LLC institutional | Other | Jan 3, 2023 | Feb 7, 2023 (35 d) |
| Joseph Robert Mcfadden | Swm Advisors independent RIA | World Investment Advisors, LLC institutional | Other | Dec 19, 2022 | Oct 18, 2022 |
| Matthew Richard Digennaro | Swm Advisors independent RIA | World Investment Advisors, LLC institutional | Other | Dec 19, 2022 | Sep 16, 2022 |
| Emily Hopkins | Wealthspire Retirement Advisory institutional | World Investment Advisors, LLC institutional | Other | Oct 14, 2022 | Nov 10, 2022 |
| Eduardo Badillo Garza | Stancorp Investment Advisers, Inc. other | World Investment Advisors, LLC institutional | Other | Sep 27, 2022 | Oct 4, 2022 |
| Richard Habib | Park Avenue Securities LLC BD affiliated | World Investment Advisors, LLC other | Other | Jun 28, 2022 | Oct 3, 2025 (1193 d) |
| Clayton Boone | Brighton Jones LLC independent RIA | World Investment Advisors, LLC institutional | Other | Jun 24, 2022 | Mar 2, 2023 (251 d) |
| Mia Medina-Bohanan | Ima Advisory Services, Inc. independent RIA | World Investment Advisors, LLC institutional | Other | Jun 17, 2022 | Jun 29, 2022 |
| Joseph Timothy Nilsen | Creative Planning independent RIA | World Investment Advisors, LLC institutional | Other | Mar 21, 2022 | Mar 30, 2022 |
| Stephen R Whitehorn | Hornor, Townsend & Kent, LLC BD affiliated | World Investment Advisors, LLC other | Other | Mar 11, 2022 | Nov 12, 2025 (1342 d) |
| Kyle Adam Lacroix | Fidelity Personal And Workplace Advisors BD affiliated | World Investment Advisors, LLC institutional | Other | Mar 7, 2022 | May 24, 2022 (78 d) |
| Katherine Mach | Laffer Tengler Investments, Inc. independent RIA | World Investment Advisors, LLC other | Other | Mar 4, 2022 | Jan 5, 2026 (1403 d) |
| Sarah Ann Fullerton | Principal Securities, Inc. BD affiliated | World Investment Advisors, LLC institutional | Other | Jan 14, 2022 | Jan 12, 2022 |
| Jaron Dale Nemes | Principal Securities, Inc. BD affiliated | World Investment Advisors, LLC institutional | Other | Jan 4, 2022 | Jan 5, 2022 |
| Paige Tallette Larson | Forusall institutional | World Investment Advisors, LLC institutional | Other | Nov 9, 2021 | Jan 10, 2022 (62 d) |
| David Nicolas Gonzaga | Edward Jones national BD | World Investment Advisors, LLC institutional | Other | Oct 12, 2021 | Jun 24, 2024 (986 d) |
| John Christopher Kim | Osaic Fa, Inc. BD affiliated | World Investment Advisors, LLC institutional | Other | Aug 25, 2021 | Aug 23, 2021 |
| Michael Andre Aguado | Osaic Fa, Inc. BD affiliated | World Investment Advisors, LLC institutional | Other | Aug 24, 2021 | Aug 23, 2021 |
| Antonio Dominguez | Osaic Fa, Inc. BD affiliated | World Investment Advisors, LLC institutional | Other | Aug 24, 2021 | Jan 1, 2025 (1226 d) |
| Rachel Marie Harris | Osaic Fa, Inc. BD affiliated | World Investment Advisors, LLC institutional | Other | Aug 24, 2021 | Aug 23, 2021 |
| Daniel Spector-Franson | Osaic Fa, Inc. BD affiliated | World Investment Advisors, LLC institutional | Other | Aug 24, 2021 | Aug 23, 2021 |
| Jason David Carmack | Kestra Advisory Services, LLC BD affiliated | World Investment Advisors, LLC institutional | Other | Jul 1, 2021 | Jul 2, 2021 |
| Daniel Hennessy Mulroe | MML Investors Services, LLC BD affiliated | World Investment Advisors, LLC other | Other | Jun 24, 2021 | Oct 2, 2025 (1561 d) |
| Roman Spear | Equitable Advisors, LLC national BD | World Investment Advisors, LLC institutional | Other | May 11, 2021 | Mar 8, 2024 (1032 d) |
| Jim Dinshaw Poncha | Vantage Wealth Management LLC state registered | World Investment Advisors, LLC other | Other | Mar 9, 2021 | Nov 25, 2025 (1722 d) |
| Ryan Patrick Otoole | Morgan Stanley wirehouse | World Investment Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 21, 2020 | Dec 23, 2020 |
| Christopher D Phillips | Principal Securities, Inc. BD affiliated | World Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2020 | Dec 8, 2020 |