DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Northwestern Mutual Investment Services,LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Leonard Aaron ThomasThrivent Investment Management Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 28, 2026May 7, 2026 (99 d)
Ryan Lawrence RappThrivent Investment Management Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 27, 2026Apr 3, 2026 (66 d)
Ernest PidoUBS Financial Services Inc. wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 26, 2026Mar 2, 2026 (35 d)
Tyler FranksEquitable Advisors, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 21, 2026May 26, 2026 (125 d)
Eliana A AkoughRobert W. Baird & Co. Incorporated mixed wealthNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 20, 2026Feb 17, 2026
Daniel John MarRaymond James & Associates, Inc. national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 16, 2026Jan 30, 2026
Denise DunlapTruist Advisory Services, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 12, 2026Mar 12, 2026 (59 d)
Dana J GeorgeEquitable Advisors, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 9, 2026Feb 3, 2026
Naser AlsaneaEquitable Advisors, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 9, 2026Apr 14, 2026 (95 d)
Cheryl LindoUBS Financial Services Inc. wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 8, 2026Mar 17, 2026 (68 d)
Michael NuzziEquitable Advisors, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 8, 2026Mar 10, 2026 (61 d)
Hamilton Jordan CoiscouStrategic Advisers LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 6, 2026Apr 16, 2026 (100 d)
Patrick LeonState Farm Investment Management Corp. asset managerNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 5, 2026Jan 15, 2026
Maria Isabel OzechowskiThornburg Investment Management Inc asset managerNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 5, 2026Mar 26, 2026 (80 d)
Brett MunsonLPL Enterprise, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 2, 2026Jul 14, 2026 (193 d)
Casey ThompsonAmeriprise Financial Services, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 2, 2026Jul 13, 2026 (192 d)
Randall Louis BlanchettiPrincipal Securities, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherDec 31, 2025Mar 9, 2026 (68 d)
Ruxandra E PhillipsMmg Wealth Management state registeredNorthwestern Mutual Investment Services,LLC no RAUMOtherDec 26, 2025Sep 2, 2026 (250 d)
Michelle Rossi-WeidaLPL Financial LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherDec 18, 2025Dec 18, 2025
William Jerome DorstenPark Avenue Securities LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherDec 18, 2025Jan 26, 2026 (39 d)
Daniel Marco BagotLPL Financial LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherDec 16, 2025Apr 6, 2026 (111 d)
Maxwell Taylor SewellGoldman Sachs Wealth Services, L.P. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherDec 12, 2025May 26, 2026 (165 d)
Benjamin Michael FeldLPL Financial LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherDec 11, 2025Jan 5, 2026
Christopher Harold BakerLPL Financial LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherDec 9, 2025Jan 7, 2026
Judea Tiffany SewardRaymond James Financial Services Advisors, Inc BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherDec 8, 2025May 11, 2026 (154 d)
Jacob Ryan WhalenUBS Financial Services Inc. wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherDec 4, 2025May 29, 2026 (176 d)
Lorry Herdel RobertsonCommonwealth Financial Network national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherDec 1, 2025Feb 24, 2026 (85 d)
Michelle VillagranaCetera Investment Advisers LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherNov 26, 2025Aug 25, 2026 (272 d)
Samuel G MoscatelliWells Fargo Advisors wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherNov 25, 2025Jan 5, 2026 (41 d)
Nicholas MazaleskiFirst Command Advisory Services BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherNov 25, 2025Jul 31, 2026 (248 d)
Meaghan Ann PennellRBC Capital Markets, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherNov 21, 2025Feb 18, 2026 (89 d)
Alex James WozniakUBS Financial Services Inc. wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherNov 19, 2025Dec 3, 2025
Jeremy GoscenskiBankers Life Advisory Services, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherNov 19, 2025Feb 2, 2026 (75 d)
John FischerLarson Financial Group, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherNov 18, 2025Jan 8, 2026 (51 d)
Michelle SwintonMorgan Stanley wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherNov 14, 2025Jul 28, 2026 (256 d)
Trevor NargisAnnex Wealth Management, LLC independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherNov 6, 2025Feb 4, 2026 (90 d)
Cassandra Joan McphersonAmeritas Advisory Services, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 30, 2025Dec 26, 2025 (57 d)
Veronica PageRaymond James Financial Services Advisors, Inc BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 30, 2025Jan 27, 2026 (89 d)
Shaina KeckRaymond James Financial Services Advisors, Inc BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 28, 2025Jan 30, 2026 (94 d)
Jessica SinopoliLPL Financial LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 24, 2025Apr 9, 2026 (167 d)
Luke Francis BrignolaBankers Life Advisory Services, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 8, 2025Dec 24, 2025 (77 d)
Crystal Rene RoachWells Fargo Advisors wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 6, 2025May 29, 2026 (235 d)
Edward VigliettaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 3, 2025Oct 14, 2025
Ronald Lynn HerronLPL Financial LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 2, 2025Dec 5, 2025 (64 d)
Carrie Lynn CelinskiLPL Enterprise, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 18, 2025Oct 27, 2025 (39 d)
Jonah Forrest ParkerStrategic Advisers LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 16, 2025Nov 11, 2025 (56 d)
Jeremy EvensKestra Advisory Services, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 15, 2025Oct 1, 2025
Garrett LantagneGolden Reserve Retirement, LLC independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherSep 13, 2025Nov 19, 2025 (67 d)
Marco VivarMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 10, 2025Mar 4, 2026 (175 d)
Alex Michael HarranMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 10, 2025Oct 29, 2025 (49 d)
Justin PenzellAmeriprise Financial Services, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 9, 2025Feb 23, 2026 (167 d)
Jennifer Lyn EvankoLPL Enterprise, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 8, 2025Nov 13, 2025 (66 d)
Rebecca Ann AndersonCetera Investment Advisers LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 8, 2025Jan 9, 2026 (123 d)
Aaron Henry GreerAmeriprise Financial Services, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 4, 2025Apr 23, 2026 (231 d)
Amanda Nicole ConradLPL Financial LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherAug 27, 2025Oct 7, 2025 (41 d)
Erica R MoyerRockefeller Capital Management BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherAug 27, 2025Feb 17, 2026 (174 d)
Joseph BarberaHightower Advisors, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherAug 26, 2025Jan 9, 2026 (136 d)
Anthony DupreWedbush Securities Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherAug 26, 2025Jun 10, 2026 (288 d)
Shakila ChamOsaic Wealth, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherAug 18, 2025Jun 9, 2026 (295 d)
Lucas Robert HendricksonAmeriprise Financial Services, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherAug 14, 2025Oct 10, 2025 (57 d)
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1,627 moves match.