DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ip Financial Advisory Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Saundra Hudspeth | People'S United Advisors, Inc. mixed wealth | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 25, 2022 | Mar 6, 2024 (559 d) |
| Jon Anthony Hoyle | State Farm Investment Management Corp. asset manager | Ip Financial Advisory Services LLC BD affiliated | Other | Aug 10, 2022 | Aug 24, 2022 |
| Leslie Kathryn Hollingsworth | Brookstone Capital Management LLC independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2022 | Jun 28, 2022 |
| Lynn Smeraldo | Securities America Advisors, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2022 | May 11, 2022 |
| Kimberly Myers-Turner | Equitable Advisors, LLC national BD | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2022 | Aug 15, 2022 (116 d) |
| Michael Joseph D'Angelis | Fisher Investments independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 21, 2022 | May 23, 2022 (63 d) |
| Daniel Keith Beech | Western International Securities BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2022 | Feb 2, 2023 (330 d) |
| Luis Manuel Espinoza | First Financial Equity Corporation BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2022 | Feb 24, 2022 |
| Paul Joseph Rowe | Cambridge Investment Research Advisors, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2022 | Jan 5, 2022 |
| James Joseph Duddey | Creativeone Wealth, LLC independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2021 | Dec 20, 2021 |
| Robin K Runco | Creative Financial Designs, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Jan 1, 2025 (1134 d) |
| Jeffrey J Johnson | Creative Financial Designs, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Nov 12, 2021 |
| Kevin C Fifield | Sagepoint Financial, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2021 | Feb 9, 2022 (86 d) |
| John A Doran | Avantax Advisory Services BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2021 | Oct 20, 2025 (1447 d) |
| James Kenneth Spann | Woodbury Financial Services, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2021 | Oct 12, 2021 |
| Todd Michael Donofrio | Cetera Investment Advisers LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2021 | Sep 15, 2021 |
| Charles Donald Schad | Raymond James Financial Services Advisors, Inc BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Aug 17, 2021 |
| William Duval White | Grove Point Advisors, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2021 | Jul 9, 2021 |
| Jess Wayne Hinton | First Heartland Consultants, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Jun 16, 2021 |
| Charles Edward Howell | Bankers Life Advisory Services, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2021 | Jun 4, 2021 |
| Michael Francis Byers | Avantax Advisory Services BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Jun 8, 2021 |
| Michael Anthony Millard | Allstate Financial Advisors, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2021 | Jun 3, 2021 |
| Stuart Blake Petty | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2021 | Jan 10, 2020 |
| James Cofer Winters | Grove Point Advisors, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2021 | Apr 26, 2021 |
| Scott Lawrence Olson | Independent Financial Group, LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2021 | Jan 9, 2026 (1715 d) |
| Malik Pearson | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2021 | Jan 15, 2020 |
| Douglas Marc Singer | Second Look Financial, LLC. state registered | Ip Financial Advisory Services LLC BD affiliated | Other | Mar 31, 2021 | Apr 30, 2021 |
| James Neaylon | MML Investors Services, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2021 | Sep 6, 2022 (553 d) |
| Michael Paulding Thomas | Parsonex Advisory Services, Inc. independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 10, 2021 | Apr 22, 2021 (71 d) |
| Theodore Leonard Brooks | Supreme Alliance LLC independent RIA | Ip Financial Advisory Services LLC independent RIA | RIA to RIA | Feb 1, 2021 | Feb 5, 2021 |
| Yingqi Linghu | Castle Group Investment Counsel, Inc. state registered | Ip Financial Advisory Services LLC independent RIA | Other | Dec 31, 2020 | Feb 9, 2021 (40 d) |
| Brian Lon Biederman | Infinity Financial Services Advisory independent RIA | Ip Financial Advisory Services LLC independent RIA | RIA to RIA | Dec 11, 2020 | Dec 18, 2020 |
| Shawn Garand Webb | Cetera Advisors LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2020 | Nov 4, 2020 |
| Dale A Pope | Mercap Advisors, Inc. no RAUM | Ip Financial Advisory Services LLC independent RIA | Other | Nov 3, 2020 | Oct 30, 2020 |
| Morris Kaufman | Mercap Advisors, Inc. no RAUM | Ip Financial Advisory Services LLC independent RIA | Other | Nov 2, 2020 | Nov 4, 2020 |
| Terrence Patrick Cunningham | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2020 | Jan 14, 2020 |
| Tracey Dean | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2020 | Feb 4, 2020 |
| Lei Jiao | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2020 | Mar 4, 2022 (534 d) |
| Timothy Ballard White | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2020 | Feb 5, 2020 |
| Ryan Michael Filiaggi | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2020 | May 29, 2020 |
| Maximo Gregorio Centeno | Supreme Alliance LLC independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2020 | Jun 24, 2021 (301 d) |
| Aaron Andrew Berman | Saxony Capital Management, LLC independent RIA | Ip Financial Advisory Services LLC independent RIA | RIA to RIA | Jul 29, 2020 | Aug 24, 2020 |
| Daniel A Odigie | Osaic Fs, Inc. BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2020 | Aug 3, 2020 |
| Jacquelyn Diane Robinson | Nationwide Securities, LLC no RAUM | Ip Financial Advisory Services LLC independent RIA | Other | Jul 1, 2020 | Jul 15, 2020 |
| Robert Ernest Young | Supreme Alliance LLC independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2020 | Apr 4, 2021 (390 d) |
| Craig Arnold Sorenson | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2020 | Jan 30, 2020 |
| Sharon Elaine Sykes | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2020 | Jan 14, 2020 |
| Steven Kim Mitchell | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2020 | Jan 15, 2020 |
| David Patrick Chandler | Cooper Mcmanus independent RIA | Ip Financial Advisory Services LLC independent RIA | RIA to RIA | Feb 25, 2020 | May 27, 2020 (92 d) |
| Eric Jose Medina | Creative Financial Designs, Inc. BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2019 | Jan 9, 2020 |
| Jeff Kantor | Creative Financial Designs, Inc. BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2019 | Dec 10, 2019 |
| Paul Donald Graffy | Advisory Research Inc mixed wealth | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2019 | Jul 23, 2021 (590 d) |
| Thomas Tipton | Transamerica Financial Advisors, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2019 | Oct 21, 2024 (1818 d) |
| Dustin Hyche | Raymond James Financial Services Advisors, Inc BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2019 | Dec 2, 2021 (899 d) |
| Celestine Emejuru Njoku | Creativeone Securities, LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Feb 6, 2020 (402 d) |
| Gregory Allen Swoverland | Ameriprise Financial Services, LLC national BD | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Feb 6, 2026 (2650 d) |
| Michael Barrows | Kingswood Wealth Advisors, LLC independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 18, 2018 | Oct 30, 2024 (2234 d) |
| Thomas John Adolph | Kms Financial Services, Inc other | Ip Financial Advisory Services LLC independent RIA | Other | Oct 10, 2017 | Feb 6, 2020 (849 d) |
| James Moss Madden | RBC Capital Markets, LLC national BD | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2017 | May 18, 2021 (1400 d) |
| Bruce Michael Devoogd | Spc other | Ip Financial Advisory Services LLC independent RIA | Other | Jun 19, 2017 | Jan 9, 2020 (934 d) |
139 moves match.