DFX Intelligence
Advisor moves
Arrivals at Osaic Institutions, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Drewry Lyon Mcmullen | Eagle Strategies LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Jan 13, 2026 (259 d) |
| Mark Robert Calaci | Principal Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Apr 28, 2025 |
| Robert Freeman Grady | First Citizens Investor Services, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2025 | May 5, 2025 |
| Kevin Michael Flint | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2025 | Apr 14, 2025 |
| Timothy John Knott | Wells Fargo Advisors wirehouse | Osaic Institutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2025 | Apr 25, 2025 |
| Erica Cristina Simpson | Strategic Advisers LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | May 20, 2025 (46 d) |
| John Newton Holding | Credit Union Investment Services state registered | Osaic Institutions, Inc. BD affiliated | Other | Apr 2, 2025 | Apr 11, 2025 |
| Rebecca Lynn Walen | T&S Investments other | Osaic Institutions, Inc. BD affiliated | Other | Mar 31, 2025 | Oct 31, 2025 (214 d) |
| Brandon E Boone | Florida Financial Advisors, LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2025 | Apr 7, 2025 |
| Kristin Anna Chim | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Mar 24, 2025 |
| Donald Davis Haines | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Mar 17, 2025 |
| Andrew John Lewis | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Mar 24, 2025 |
| John Andrew Mcloughlin | Santander Securities BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2025 | Mar 31, 2025 |
| Susan Catherine Heinrich | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Apr 2, 2025 |
| Marioreen Smith Gibson | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Mar 14, 2025 |
| Bruce Allen Joseph | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Mar 19, 2025 |
| Fabiana Carla Pereira | Sentinel Pension Advisors, LLC. institutional | Osaic Institutions, Inc. BD affiliated | Other | Mar 6, 2025 | May 1, 2025 (56 d) |
| Annie Rong Wang | Hsbc Securities (USA) Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2025 | May 18, 2025 (74 d) |
| Genan Marie Kirby | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2025 | Feb 6, 2025 |
| Brian William Daly | Key Investment Services LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 18, 2025 |
| Paul Richard Duquette | Agemy Wealth Advisors, LLC independent RIA | Osaic Institutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 4, 2025 | Apr 2, 2025 (57 d) |
| Charles Day Lutz | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Jan 31, 2025 |
| Keenan Retterath | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Feb 20, 2025 |
| Nicole A Turosky | Wells Fargo Advisors wirehouse | Osaic Institutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 23, 2025 | Mar 12, 2025 (48 d) |
| Scott D Pritchard | Edward Jones national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2025 | Jan 21, 2025 |
| Walter W Goss | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Feb 7, 2025 |
| Jonathan Steven Koester | Raymond James & Associates, Inc. national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2025 | Jan 17, 2025 |
| Kathryn Leeper Hooper | Sorrento Pacific Financial, LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2025 | Jan 13, 2025 |
| Matthew W. Fry | J.P. Morgan Securities LLC wirehouse | Osaic Institutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 10, 2025 | Dec 13, 2024 |
| Martha Pawelek Wilson | Evolution Wealth Management Inc. independent RIA | Osaic Institutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2025 | Mar 17, 2025 (74 d) |
| Christian Matthew Del Giorgio | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Feb 7, 2025 (46 d) |
| Charles E. Dutil | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2024 | Jan 23, 2025 (35 d) |
| Zachery R Eddinger | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Osaic Institutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 9, 2024 | Dec 9, 2024 |
| David Paul Wilson | J.P. Morgan Securities LLC wirehouse | Osaic Institutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 2, 2024 | Dec 13, 2024 |
| Mathew Philip Ofman | Wells Fargo Advisors wirehouse | Osaic Institutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 5, 2024 | Mar 25, 2026 (505 d) |
| Zachary Matthew Franks | Element Wealth Advisors unclassified | Osaic Institutions, Inc. BD affiliated | Other | Nov 1, 2024 | Mar 19, 2026 (503 d) |
| Brandon Scott Gilliam | Equitable Advisors, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Jun 13, 2025 (227 d) |
| James Allen Rosset | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2024 | Oct 3, 2024 |
| Martin Gumowski | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Apr 7, 2025 (166 d) |
| Jason J Belyea | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Osaic Institutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2024 | Nov 3, 2024 |
| Jacob Daniel Larsen | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Dec 6, 2024 (56 d) |
| Tj Anthony Binkowski | Edward Jones national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2024 | Oct 7, 2024 |
| Kyle John Sheets | Wintrust Investments mixed wealth | Osaic Institutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 20, 2024 | Sep 23, 2024 |
| Erik Fischer | Thrivent Investment Management Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Mar 13, 2026 (542 d) |
| David Duane Engler | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2024 | Aug 26, 2024 |
| David Kirkpatrick Bean | Bankers Life Advisory Services, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2024 | Sep 16, 2024 |
| Scott Robert Ekholm | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Aug 26, 2024 |
| Egle Bakunaite | Morgan Stanley wirehouse | Osaic Institutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 22, 2024 | Aug 28, 2024 |
| Joshua Ray Adkins | Mwa Financial Services, Inc. independent RIA | Osaic Institutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2024 | Jul 17, 2024 |
| Zachary N Magistro | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Jul 8, 2024 |
| Stephen Vincent Dolan | Citigroup Global Markets Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2024 | Jul 9, 2024 |
| David Nelson Bell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Osaic Institutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2024 | Jul 31, 2024 |
| Stephen Edward O'Callaghan | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2024 | Jul 15, 2024 |
| Josh Bordis | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2024 | Jul 8, 2024 |
| Logan Randall Gigl | Rooted Wealth Advisors independent RIA | Osaic Institutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 9, 2024 | Jul 8, 2024 |
| Ioana Gavris Wagle | Key Investment Services LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jul 1, 2024 |
| Mark Lawrence Tunkel | Equitable Advisors, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jun 24, 2024 |
| Christopher Gerald Fleegle | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jun 10, 2024 |
| Thomas Mayas | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jun 5, 2024 |
| Song Bo Shim | Cetera Investment Advisers LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2024 | Apr 1, 2024 |
807 moves match.