DFX Intelligence
Advisor moves
Arrivals at M Holdings Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Christopher Mayer | Osaic Fa, Inc. BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2021 | Apr 7, 2021 (75 d) |
| Jeremy Brandon Houy | Advice And Planning Services BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | May 11, 2021 (179 d) |
| Anthony Joseph D'Angelo | Equitable Advisors, LLC national BD | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2020 | Feb 25, 2021 (148 d) |
| Mark Thomas Tate | LPL Financial LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2020 | Feb 25, 2021 (168 d) |
| Jonathan Paul Horick | Stevens Foster Financial Advisors independent RIA | M Holdings Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2020 | Oct 30, 2020 (93 d) |
| Sally Dewitt | Cetera Investment Advisers LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2020 | Sep 22, 2021 (429 d) |
| Korbett Lane Roberts | Erben Associates, LLC independent RIA | M Holdings Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2020 | Jan 12, 2021 (190 d) |
| Eric Boyd Philips | Lindner Capital Advisors, Inc. independent RIA | M Holdings Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2020 | Jan 15, 2020 |
| Spencer Allison Fugita | Park Avenue Securities LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2020 | Aug 2, 2021 (504 d) |
| Christopher Todd Schuppe | Valic Financial Advisors, Inc. BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2020 | Feb 4, 2020 |
| Elizabeth Legacy | Commonwealth Financial Network national BD | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2020 | Jan 8, 2020 |
| Brandon Robert Allain | Equitable Advisors, LLC national BD | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2019 | Dec 9, 2019 |
| Jordan Lee Crowley | Maltin Wealth Management, Inc. independent RIA | M Holdings Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2019 | Jun 27, 2023 (1295 d) |
| Travis Steven Mccurry | MML Investors Services, LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2019 | Nov 5, 2019 |
| Evan Michael Seach | Trustmont Advisory Group, Inc. BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2019 | Dec 23, 2019 (61 d) |
| David Anderson | Financial Advocates Investment Management independent RIA | M Holdings Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 7, 2019 | Dec 2, 2019 (56 d) |
| Derek Sausa | Citigroup Global Markets Inc. BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2019 | Sep 4, 2019 |
| Joseph A Palma | Mercap Advisors, Inc. no RAUM | M Holdings Securities, Inc. BD affiliated | Other | Sep 5, 2019 | Sep 6, 2019 |
| Nathaniel Tjoa | Foresters Advisory Services, LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2019 | Apr 3, 2020 (220 d) |
| Logan Smith | Edward Jones national BD | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2019 | Sep 4, 2019 |
| Heidi Margaret Pederson | LPL Financial LLC independent RIA | M Holdings Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2019 | Aug 6, 2019 |
| Kathleen Fox Allen | Foresters Advisory Services, LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2019 | Jul 21, 2020 (397 d) |
| Victor Dominick Maccagnan | Summit Financial, LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2019 | May 15, 2019 |
| Kory Lenz | Morgan Stanley wirehouse | M Holdings Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2019 | May 15, 2019 |
| Daniel Joseph Bellet | Vanguard Advisers, Inc. BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2019 | Aug 27, 2020 (489 d) |
| Juan Roberto Ruiz | Pruco Securities, LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2019 | Jul 26, 2019 (100 d) |
| Sharon Denise Gerlach | Wells Fargo Advisors wirehouse | M Holdings Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2019 | Apr 23, 2019 |
| Erik Fischer | MML Investors Services, LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Apr 16, 2019 |
| Emilee Lawrence | Cx Institutional, LLC independent RIA | M Holdings Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 15, 2019 | Mar 25, 2019 |
| Mary Yolanda Kirk | Charles Schwab & Co., Inc. national BD | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2019 | Feb 28, 2019 |
| Stephen Bene | MML Investors Services, LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2019 | Jul 5, 2019 (130 d) |
| Jeffrey Costello | MML Investors Services, LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2019 | Jul 5, 2019 (130 d) |
| Gabrielle Thomas | J.P. Morgan Securities LLC wirehouse | M Holdings Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 13, 2019 | Mar 18, 2019 (33 d) |
| Brittney B Deese | Osaic Fs, Inc. BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2019 | Jan 28, 2019 |
| Andrew Scott Werner | Darwin Wealth Management independent RIA | M Holdings Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 20, 2018 | Feb 21, 2024 (1889 d) |
| Emmanuel Balandi | Fisher Investments independent RIA | M Holdings Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 12, 2018 | Mar 24, 2021 (894 d) |
| Donna Bartlett | First Allied Advisory Services, Inc. BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2018 | Apr 3, 2020 (550 d) |
| David Stephen Clark | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | M Holdings Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 31, 2018 | Feb 8, 2024 (2018 d) |
| Jamie Alworden | Cg Advisory Services independent RIA | M Holdings Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2018 | May 7, 2024 (2141 d) |
| Kaytie Anne Cunningham Salzman | Td Ameritrade Investment Management, LLC independent RIA | M Holdings Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 22, 2018 | Jun 20, 2018 |
| David Quentin Kendrick | Eagle Strategies LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2018 | Apr 2, 2026 (2870 d) |
| Norman Wayne Jordan | Avondale Partners, LLC other | M Holdings Securities, Inc. BD affiliated | Other | May 1, 2018 | May 30, 2018 |
| Jason Scott Hildebrant | Scottrade Investment Management BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Mar 26, 2019 (383 d) |
| Michael Patrick Callahan | MML Investors Services, LLC other | M Holdings Securities, Inc. other | Other | Jan 5, 2018 | Dec 22, 2017 |
| Stephanie K Palomino | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | M Holdings Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 16, 2017 | Sep 13, 2018 (332 d) |
| Angela Kolb Cagwin | Wells Fargo Advisors wirehouse | M Holdings Securities, Inc. other | Other | Sep 27, 2017 | Sep 26, 2017 |
| David Amato | Pnc Wealth Management other | M Holdings Securities, Inc. BD affiliated | Other | Sep 14, 2017 | Apr 13, 2018 (211 d) |
| Robert Lee Roberts | Charles Schwab & Co., Inc. national BD | M Holdings Securities, Inc. other | Other | Sep 14, 2017 | Sep 25, 2017 |
| Angelica Vernay Proctor | 1st Global Advisors Inc other | M Holdings Securities, Inc. BD affiliated | Other | Sep 12, 2017 | Mar 1, 2019 (535 d) |
| Matthew John Stolen | LPL Financial LLC other | M Holdings Securities, Inc. other | Other | Aug 29, 2017 | Sep 12, 2017 |
| Michael Constantine Skourtes | M Financial Asset Management, Inc. other | M Holdings Securities, Inc. other | Other | Aug 17, 2017 | Mar 1, 2013 |
| Francis Xavier Queally | Spearhead Capital Advisors, LLC other | M Holdings Securities, Inc. BD affiliated | Other | Aug 2, 2017 | Aug 28, 2018 (391 d) |
| Stacy Sizemore | D.A. Davidson & Co. other | M Holdings Securities, Inc. other | Other | Jul 24, 2017 | Aug 7, 2017 |
| Michael Allen Iley | Kestra Advisory Services, LLC other | M Holdings Securities, Inc. other | Other | Jun 16, 2017 | Jul 7, 2017 |
| John L Heacock | MML Investors Services, LLC other | M Holdings Securities, Inc. other | Other | May 23, 2017 | May 23, 2017 |
| Nicholas M Sheridan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | M Holdings Securities, Inc. other | Other | May 22, 2017 | May 23, 2017 |
| Dov Joseph Robinson | Kestra Advisory Services, LLC other | M Holdings Securities, Inc. other | Other | Apr 20, 2017 | Apr 7, 2017 |
| Brian Thomas Cody | Cwm, LLC other | M Holdings Securities, Inc. other | Other | Feb 16, 2017 | Jan 19, 2017 |
| Christopher John Burke | Mainstay Capital Management, LLC other | M Holdings Securities, Inc. other | Other | Feb 14, 2017 | Mar 14, 2017 |
| William Matthew Mcinnes | Nvision Wealth Group, LLC other | M Holdings Securities, Inc. other | Other | Feb 3, 2017 | Mar 9, 2017 (34 d) |
278 moves match.