DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Robert W. Baird & Co. Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Brzezinski | Blvd Private Wealth, LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Sep 4, 2025 | Sep 5, 2025 |
| Jacob R Hoheisel | Pya Waltman Capital, LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Aug 29, 2025 | Dec 23, 2025 (116 d) |
| John P Mead | T. Rowe Price Advisory Services, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2025 | Jun 1, 2026 (277 d) |
| Keith Matthew Black | Commonwealth Financial Network national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2025 | Aug 12, 2025 |
| Sierra Meredith Jones | Riverfront Investment Group, LLC mixed wealth | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Aug 1, 2025 | Sep 24, 2025 (54 d) |
| Ashley M Leibfried | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jul 25, 2025 | Aug 1, 2025 |
| Adam Lovirn Wondra | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2025 | Jul 21, 2025 |
| Thomas M. Smythe | MML Investors Services, LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2025 | Jul 31, 2025 |
| Clark H Samisch | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jul 16, 2025 | Aug 27, 2025 (42 d) |
| Susan Kathryn White | Lincoln Investment independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Jul 15, 2025 | Aug 18, 2025 (34 d) |
| Darcy Campbell Ridge | MML Investors Services, LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2025 | Jul 8, 2025 |
| Brian Ray Dunston | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jun 30, 2025 | Jun 27, 2025 |
| Wendy Ann Citko | Intrua Financial independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Jun 17, 2025 | Dec 17, 2025 (183 d) |
| Derek Kenson Lindholm | D.A. Davidson & Co. independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Jun 11, 2025 | Jul 15, 2025 (34 d) |
| Taylor D Long | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | May 30, 2025 | Jun 17, 2025 |
| Elizabeth Lorraine Ratzburg | Stifel, Nicolaus & Company, Incorporated national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 16, 2025 | May 12, 2025 |
| Melissa Sende | Capital Insight Partners, LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | May 15, 2025 | May 13, 2025 |
| Benjamin Michael Maslyn | Truist Advisory Services, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 14, 2025 | Apr 28, 2025 |
| Lisa Benjamin | Edward Jones national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 6, 2025 | May 8, 2025 |
| Mark Leroy Brenna | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 5, 2025 | Apr 28, 2025 |
| Kimberly D Austin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Apr 25, 2025 | May 28, 2025 (33 d) |
| Mariah Dehaven | Edelman Financial Engines independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Mar 21, 2025 | Feb 27, 2025 |
| Mary Antonia Wallack | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Mar 11, 2025 | Mar 6, 2025 |
| Richard Anthony Roberto | Northcoast Asset Management LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Mar 6, 2025 | Feb 28, 2025 |
| Paulette B Henninger | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Mar 3, 2025 | Feb 28, 2025 |
| Victoria Marie Best | Ameriprise Financial Services, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2025 | Feb 27, 2025 |
| Michael Andrew Rattigan | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Feb 25, 2025 | Feb 19, 2025 |
| Alexander Kingsley Smith | Nuveen Asset Management, LLC mixed wealth | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Feb 25, 2025 | Mar 3, 2025 |
| Caden N Seiferth | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Feb 21, 2025 | Mar 17, 2025 |
| Ryan John Lundeen | Ellenbecker Investment Group independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Feb 19, 2025 | Jun 1, 2026 (467 d) |
| Ryan Matthew Lueck | Johnson Wealth Inc. mixed wealth | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Feb 12, 2025 | Feb 24, 2025 |
| Steve S Farone | Nicolet Wealth Management independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Feb 6, 2025 | Feb 6, 2025 |
| Mariah Faith Doyle | Raymond James Financial Services Advisors, Inc BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Jan 31, 2025 |
| Robert Francis Clark | Janney Montgomery Scott LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | Jan 7, 2025 |
| Heidi Ann Riley | Janney Montgomery Scott LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | May 7, 2025 (104 d) |
| Brian Eric Glavin | Janney Montgomery Scott LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | Jan 7, 2025 |
| Lisa Marie Morgan | Janney Montgomery Scott LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | Jan 7, 2025 |
| Ernest Alan Freeman | Janney Montgomery Scott LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | Jan 7, 2025 |
| Frank Rudolph Lastovica | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jan 22, 2025 | Jan 23, 2025 |
| Jennifer Lee Morris | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jan 21, 2025 | Jan 15, 2025 |
| Julie Ann Hittle | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jan 21, 2025 | Jan 16, 2025 |
| Jennifer Rebecca Schwarze | Bates Financial Advisors, Inc. independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Jan 8, 2025 | Jan 8, 2025 |
| Wesley A Hopkins | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2024 | Jan 16, 2025 |
| Sara Marie Reddington | Ameriprise Financial Services, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2024 | Jan 2, 2025 |
| Merissa R Slowik | Johnson Wealth Inc. mixed wealth | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Dec 17, 2024 | Sep 25, 2025 (282 d) |
| Donald John Cussen | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2024 | Dec 6, 2024 |
| Matthew Sean Oconnor | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2024 | Dec 9, 2024 |
| Steven Michael Kluever | On Investment Management Co BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2024 | Sep 15, 2025 (279 d) |
| Jonathan R Wheatley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Dec 9, 2024 | Dec 6, 2024 |
| Diana Lynn Jenkins | Silver Lake Capital Partners independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Dec 2, 2024 | Jul 18, 2024 |
| Richard Blair Holman | Northwestern Mutual Investment Services,LLC no RAUM | Robert W. Baird & Co. Incorporated mixed wealth | Other | Nov 27, 2024 | Nov 5, 2024 |
| Joel Doktorsky Silver | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2024 | Nov 8, 2024 |
| Aisha Ann Rada | J.P. Morgan Securities LLC wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Nov 21, 2024 | Dec 2, 2024 |
| Cherie Nanez Seale | B. Riley Wealth Advisors, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2024 | Oct 14, 2024 |
| Tyler Rieves Berry | B. Riley Wealth Advisors, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2024 | Oct 14, 2024 |
| Rachel Elizabeth Pena | B. Riley Wealth Advisors, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2024 | Oct 14, 2024 |
| Stephen Michael Elder | Janney Montgomery Scott LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Oct 21, 2024 |
| Tamara Lawson Hackett | Janney Montgomery Scott LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Oct 21, 2024 |
| Benjamin Hammonds Elder | Janney Montgomery Scott LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Oct 21, 2024 |
| Robert Michael Sargent | Edelman Financial Engines independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Nov 8, 2024 | Oct 10, 2024 |
1,141 moves match.